Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Proposed Interpretive Material Regarding the Use of Investment Analysis Tools

(Release No. 34-47590; File No. SR-NASD-2003-13)

• John M. Ramsay, Senior Vice President and Regulatory Counsel, The Bond Market Association, May 9, 2003 (File name: bondmarket050903.pdf)
   
• Eliot Wagner, Chair, Technology & Regulation Committee; and Hardy Callcott, Chair, Online Brokerage Legal Committee, Securities Industry Association, May 7, 2003 (File name: sia050703.pdf)
   
• Christopher P. Gilkerson, Vice President and Associate General Counsel, Charles Schwab & Co., Inc., April 29, 2003 (File name: charlesschwab042903.pdf)
   
• Michael J. Hogan, Harris Investor Services LLC, April 24, 2003 (File name: harrisdirect042403.pdf)
   
• Alexander C. Gavis, Associate General Counsel, Fidelity Investments, April 24, 2003 (File name: srnasd200313-1.pdf)
   
• Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, April 24, 2003 (File name: srnasd200313-2.pdf)
   

http://www.sec.gov/rules/sro/nasd/nasd200313.shtml