Comments on Proposed Rule:
Limitations on Affiliate Marketing (Regulation S-AM)
[Release No. 34-49985; File No. S7-29-04]
- Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, September 8, 2009 (File name: s72904-18.pdf)
- Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association, August 18, 2004 (File name: sorcher081804.pdf)
- Robert C. Drozdowski, Vice President, Payments and Technology Policy, America's Community Bankers, August 16, 2004 (File name: acb081604.pdf)
- Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, August 16, 2004 (File name: fsrt081604.pdf)
- Beth L. Climo, Executive Director, American Bankers Association Securities Association, August 16, 2004 (File name: abasa081604.pdf)
- J. Stephen Zielezienski, Vice President & Associate General Counsel, American Insurance Association, August 15, 2004 (File name: ais081504.pdf)
- Roberta B. Meyer, Senior Counsel, Risk Classification, American Council of Life Insurers, August 13, 2004 (File name: acli081304.pdf)
- Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, August 13, 2004 (File name: ici081304.pdf)
- Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association, August 13, 2004 (File name: sia081304.pdf)
- Henry H. Hopkins, Chief Legal Counsel, and Karen Nash-Goetz, Associate Legal Counsel, T. Rowe Price Associates, Inc., August 13, 2004 (File name: troweprice081304.pdf)
- Peter L. McCorkell, Senior Counsel, Wells Fargo & Company, August 12, 2004 (File name: wellsfargo081204.pdf)
- Monique S. Botkin, Counsel, Investment Counsel Association of America, August 12, 2004 (File name: icaa081204.pdf)
- Robert G. Rowe, III, Regulatory Counsel, Independent Community Bankers of America, August 12, 2004 (File name: icba081204.pdf)
- Jeffrey A. Tassey, Executive Director, Coalition to Implement the FACT Act, August 12, 2004 (File name: cifacta081204.pdf)
- Larkin Fields, Chief Privacy Officer, USAA, August 11, 2004 (File name: s72904-3.pdf)
- Ira Friedman, Senior Vice-president, Chief Privacy Officer And Special Counsel, MetLife, Inc., August 3, 2004 (File name: s72904-2.pdf)
- Michael E. Bleier, General Counsel, Mellon Financial Corporation, July 26, 2004 (File name: s72904-1.pdf)
http://www.sec.gov/rules/proposed/s72904.shtml