Comments on Proposed Release:
Certain Thrift Institutions Deemed Not To Be Investment Advisers

[Release No. 34-49639; File No. S7-20-04]

• Ron A. Rhoades, B.S., J.D., Director of Research, Chief Compliance Officer, Joseph Capital Management, LLC, November 30, 2004 (File name: s72004-31.pdf)
   
• Mark R. Thresher, President and Chief Operating Officer, Nationwide Financial Services Inc., October 12, 2004 (File name: nfsi101204.pdf)
   
• Diane Casey-Landry, President and CEO, America's Community Bankers, September 23, 2004 (File name: s72004-29.pdf)
   
• Sarah A. Miller, Director, Center for Securities, Trust and Investments, American Bankers Association, July 14, 2004 (File name: aba071404.pdf)
   
• Michael M. O'Brian, OceanFirst Bank, July 13, 2004 (File name: s72004-26.pdf)
   
• James E. Gilleran, Director, the Office of Thrift Supervision, July 12, 2004 (File name: s72004-18.pdf)
   
• Mark R. Thresher, President and Chief Operating Officer, Nationwide Financial Services, Inc., July 9, 2004 (File name: s72004-25.pdf)
   
• Mark S. Sivertson, SVP & Trust Officer, Home Federal Bank, July 9, 2004 (File name: s72004-27.pdf)
   
• James E. Gilleran, Director, the Office of Thrift Supervision, July 9, 2004 (File name: s72004-15.pdf)
   
• James P. Puhala III, Second V.P. & Associate General Counsel, MassMutual Financial Group, July 9, 2004 (File name: s72004-17.pdf)
   
• Mark R. Thresher, President and Chief Operating Officer, Nationwide Financial Services, Inc., July 9, 2004 (File name: thresher070904.pdf)
   
• Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, July 9, 2004 (File name: whiting070904.pdf)
   
• Neil A. Simon, Esq., Director of Government Relations, Financial Planning Association, July 9, 2004 (File name: simon070904.pdf)
   
• Diane Casey-Landry, President and CEO, America’s Community Bankers, July 9, 2004 (File name: landry070904.pdf)
   
• David G. Tittsworth, Executive Director, Investment Counsel Association of America, July 9, 2004 (File name: tittsworth070904.pdf)
   
• Richard F. Grabish, Ph.D., Chairman & CEO, A.G. Edwards Trust Company FSB, July 9, 2004 (File name: s72004-16.pdf)
   
• Charles R. Lee, Vice President and Director of Bank Administration, MidFirst Bank, July 8, 2004 (File name: lee070804.htm)
   
• Joe Hawkes, Executive Trust Officer and Senior Counsel, PFF Bank & Trust, July 8, 2004 (File name: hawkes070804.pdf)
   
• James Cousins, July 7, 2004 (File name: jcousins070704.pdf)
   
• Michael K. Renetzky, Lord, Bissell & Brook LLP, July 6, 2004 (File name: mkrenetzky070604/pdf)
   
• Christopher Cole, Regulatory Counsel, Independent Community Bankers of America, July 7, 2004 (File name: ccole070704.pdf)
   
• Robert G. Jones, Executive Vice President, KeyBank, June 28, 2004 (File name: s72004-11.pdf)
   
• Christian G. Hellmann, Chairman and CEO, Merrill Lynch Trust Company, FSB, June 25, 2004 (File name: s72004-2.pdf)
   
• Duane R. Thompson, Director of Government Relations, Financial Planning Association, March 28,2002 (File name: s72004-10.pdf)
   
• David G. Tittsworth, Executive Director, Investment Counsel Association of America, December 27,2001 (File name: s72004-9.pdf)
   
• Ellen Seidman, Director, Office of Thrift Supervision, Department of the Treasury, December 3,2001 (File name: s72004-8.pdf)
   
• Diane M. Casey, America's Community Bankers, July 31, 2001 (File name: s72004-7.pdf)
   
• Patricia R. Hatler, Senior Vice President, General Counsel and Secretary, Nationwide, July 12, 2001 (File name: s72004-6.pdf)
   
• Duane R. Thompson, Director of Government Relations, The Financial Planning Association, June 8, 2001 (File name: s72004-5.pdf)
   
• Scott M. Albinson, Office of Thrift Supervision, Department of the Treasury, March 20, 2001 (File name: s72004-4.pdf)
   
• Evan Bayh, August 18,2000 (File name: s72004-3.pdf)
   

http://www.sec.gov/rules/proposed/s72004.shtml