Comments on Proposed Rule:
Exemption from Shareholder Approval for Certain Subadvisory Contracts
[Release Nos. 33-8312; 34-48683; IC-26230; File No. S7-20-03]
- Memorandum from the Division of Investment Management regarding discussions with representatives of Agile, American Beacon, Frank Russell, Memorial/Monteagle, Mercer Global, Charles Schwab, and SEI, January 26, 2007 (File name: s72003-10.pdf)
- John E. McLean, Vice President and Associate General Counsel, Cohen & Steers Capital Management, Inc., January 9, 2007 (File name: s72003-9.pdf)
- Heidi Stam, Principal Securities Regulation, The Vanguard Group, January 8, 2004 (File name: s72003-4.pdf)
- Christopher E. Palmer and Michael K. Isenman, Shea & Gardner, January 8, 2004 (File name: s72003-1.pdf)
- Mercer Bullard, Founder & President, Fund Democracy; Barbara Roper, Director of Investor Protection, Consumer Federation of America, January 8, 2004 (File name: funddemoc010804.htm)
- Laura Anne Corsell, Esq., Corsell Law Group, Ltd., January 7, 2004 (File name: s72003-3.pdf)
- Edward Loughlin, Executive Vice President, SEI Investments Management Corporation, January 7, 2004 (File name: s72003-2.pdf)
- Comments William F. Quinn, President, of AMR Investment Services, Inc., January 7, 2004 (File name: amrinvest010704.htm)
- Laura Anne Corsell, Esq., Corsell Law Group, Ltd., January 7, 2004 (File name: corsell010704.htm)
- Karl J. Ege, General Counsel and Secretary, Frank Russell Investment Management Company, January 8, 2004 (File name: frankrussell010804.htm)
- Christopher W. Claus, President & Chief Executive Officer, USAA Investment Management Company, January 8, 2004 (File name: usaaimc010804.htm)
- Amy B. R. Lancellotta, Senior Counsel, Investment Company Institute, January 8, 2004 (File name: ici010804.htm)
http://www.sec.gov/rules/proposed/s72003.shtml