Comments on Proposed Rule:
Electronic Recordkeeping by Investment Companies and Investment Advisers
[Release No. IC-24890; IA-1932; File No. S7-06-01]
- Comments of Bill Masi, May 8, 2001 (File name: masi1.htm)
- Comments of Craig A. Goettsch, NASAA Investment Advisor, Section Chair, North American Securities Administrators Association; April 21, 2001 (File name: goettsc1.htm)
- Comments of Elaine A. Lindenmayer, Vice President and Deputy General Counsel, Charles Schwab & Co., Inc.; April 19, 20001 (File name: lindenm1.htm)
- Paul S. Gottlieb, Chair, SIA-Investment Advisory Committee; Gerald T. Lins, Chair, SIA-Investment Company Committee; Elaine Laurence, Chair, SIA-Technology and Regulatory Committee, Securities Industry Association; April 19, 2001 (File name: gottlie1.htm)
- Comments of Duane R. Thompson, Director of Government Relations, The Financial Planning Association; April 19, 2001
(File name: thompso1.htm)
- Karen L. Barr, General Counsel, The Investment Counsel Association of America; April 17, 2001 (File name: barr1.htm)
http://www.sec.gov/rules/proposed/s70601.shtml