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UNITED STATES OF AMERICA
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In the Matter of BRUCE BERTMAN and GEOFFREY W. GAZDA Respondent |
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NOTICE THAT INITIAL DECISION HAS BECOME FINAL |
The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed with respect to Bruce Bertman and Geoffrey W. Gazda, and the Commission has not chosen to review the decision as to them on its own initiative.
Accordingly, notice is hereby given, pursuant to Rule 360(e) of Commission's Rules of Practice, that the initial decision of the administrative law judge*/ has become the final decision of the Commission with respect to Bruce Bertman and Geoffrey W. Gazda. The order contained in the decision with respect to them is hereby declared effective. That order barred Bertman and Gazda from participating in any offering of penny stock.
For the Commission by the Office of the General Counsel, pursuant to delegated authority.
Jonathan G. Katz
Secretary
*/ Bruce Bertman, Geoffrey W. Gazda, et al, Initial Decision Rel. No. 253 (June 28, 2004), ___ SEC ___.
http://www.sec.gov/litigation/aljdec/34-50078.htm
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