811-00248
2230
ADAMS DIVERSIFIED EQUITY FUND, INC.
500 EAST PRATT STREET
SUITE 1300
BALTIMORE
MD
21202
43987
40-17G
811-02708
3906
ALLIED CAPITAL CORP
1919 PENNSYLVANIA AVENUE NW
[NULL]
WASHINGTON
DC
20006
40436
15-15D
811-02090
5094
Invesco Bond Fund
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-02151
9521
BANCROFT FUND LTD
65 MADISON AVENUE
SUITE 550
MORRISTOWN
NJ
7960
44012
N-CSRS
811-00179
18748
CENTRAL SECURITIES CORP
630 FIFTH AVENUE
SUITE 820
NEW YORK
NY
10111
43971
NPORT-P
811-22684
27367
DAXOR CORP
350 FIFTH AVENUE
SUITE 4740
NEW YORK
NY
10118
44013
8-K
811-02201
30125
Insight Select Income Fund
200 PARK AVENUE
7TH FLOOR
NEW YORK
NY
10166
43990
N-CEN
811-02363
33934
CORNERSTONE TOTAL RETURN FUND INC
225 PICTORIA DRIVE, SUITE 450
[NULL]
CINCINNATI
OH
45246
43977
NPORT-P
811-00041
40417
GENERAL AMERICAN INVESTORS CO INC
530 FIFTH AVE
26TH FLOOR
NEW YORK
NY
10036
43955
NPORT-P
811-02264
59560
LINCOLN NATIONAL INCOME FUND INC /NEW/
200 E BERRY STREET
[NULL]
FORT WAYNE
IN
46802
38960
N-PX
811-02409
65433
MEXICO FUND INC
1900 K STREET NW
[NULL]
WASHINGTON
DC
20006
44011
N-CSRS
811-02351
75398
Western Asset Investment Grade Income Fund Inc.
100 INTERNATIONAL DRIVE
[NULL]
BALTIMORE
MD
21202
43991
DEFA14A
811-01731
91847
SOURCE CAPITAL INC /DE/
11601 WILSHIRE BOULEVARD
SUITE 1200
LOS ANGELES
CA
90025
43980
NPORT-P
811-02328
102426
BOULDER GROWTH & INCOME FUND
1290 BROADWAY
SUITE 1100
DENVER
CO
80203
43978
SC 13D/A
811-02183
275694
BARINGS CORPORATE INVESTORS
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
43980
NPORT-P
811-03150
351786
BMC FUND INC
800 HICKORY BLVD SW
[NULL]
LENOIR
NC
28645-5858
44012
N-CSRS
811-04058
748691
KOREA FUND INC
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT
1633 BROADWAY
NEW YORK
NY
10019
44019
8-K
811-04289
751414
PARTNERS GROWTH FUND
1251 AVE OF THE AMERICAS
[NULL]
NEW YORK
NY
10020
39224
N-8F
811-04173
759828
JOHN HANCOCK INVESTORS TRUST
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44011
N-CSRS
811-04186
759866
JOHN HANCOCK INCOME SECURITIES TRUST
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44011
N-CSRS
811-04290
768213
PARTNERS DEFERRAL FUND
1251 AVE OF THE AMERICAS
ROOM 804
NEW YORK
NY
10020
39224
N-8F
811-04438
779336
ABERDEEN AUSTRALIA EQUITY FUND INC
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44018
N-CSRS
811-04537
786035
LIBERTY ALL STAR GROWTH FUND INC.
C/O ALPS FUND SERVICES, INC.
P.O. BOX 328
DENVER
CO
80201-0328
44006
DEF 14A
811-04611
790500
ABERDEEN ASIA-PACIFIC INCOME FUND INC
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44018
N-CSRS
811-04632
791718
EUROPEAN EQUITY FUND, INC / MD
875 THIRD AVENUE
[NULL]
NEW YORK
NY
10022-6225
44012
8-K
811-04656
793040
ELLSWORTH GROWTH & INCOME FUND LTD
65 MADISON AVENUE
SUITE 550
MORRISTOWN
NJ
7960
43980
N-CSRS
811-04700
794685
GABELLI EQUITY TRUST INC
ONE CORP CENTER
[NULL]
RYE
NY
10580
43973
NPORT-P
811-04710
795618
ASIA PACIFIC FUND INC
48 WALL STREET
22ND FLOOR
NEW YORK
NY
10005
43819
N-8F
811-04809
799195
LIBERTY ALL STAR EQUITY FUND
C/O ALPS FUND SERVICES, INC.
P.O. BOX 328
DENVER
CO
80201-0328
44006
DEF 14A
811-04841
801961
MFS MUNICIPAL INCOME TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
44011
N-CSRS
811-04875
804116
ROYCE VALUE TRUST, INC.
745 FIFTH AVENUE
[NULL]
NEW YORK
NY
10151
44018
DEFA14A
811-04893
804123
TAIWAN FUND INC
ONE LINCOLN STREET
[NULL]
BOSTON
MA
2111
43973
25-NSE
811-04889
805267
TEKLA HEALTHCARE INVESTORS
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
2110
43987
N-CSRS
811-04915
806628
DNP SELECT INCOME FUND INC
PO BOX 32760
[NULL]
LOUISVILLE
KY
40232
44006
NPORT-P
811-04975
809173
MFS MULTIMARKET INCOME TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
44008
N-CSRS
811-04980
809559
TCW STRATEGIC INCOME FUND INC
865 S FIGUEROA ST STE 1800
[NULL]
LOS ANGELES
CA
90071
43978
N-CEN/A
811-04985
809708
TEMPLETON EMERGING MARKETS FUND
300 S.E. 2ND STREET
[NULL]
FORT LAUDERDALE
FL
33301-1923
43979
40-17F2
811-04992
809844
MFS HIGH YIELD MUNICIPAL TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
43944
NPORT-P
811-05012
810766
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
ELEVEN MADISON AVENUE
[NULL]
NEW YORK
NY
10010
44011
8-K
811-05133
810943
HIGH INCOME SECURITIES FUND
ONE POST OFFICE SQ
MAILSTOP A 14
BOSTON
MA
2109
44008
40-17G
811-05056
811305
FREEDOM INVESTMENT TRUST /MA/
ONE BEACON ST
[NULL]
BOSTON
MA
2108
35683
APP WD
811-05078
811922
MFS GOVERNMENT MARKETS INCOME TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
43944
NPORT-P
811-04739
812090
Virtus Total Return Fund Inc.
101 MUNSON STREET
[NULL]
GREENFIELD
MA
1301
43874
N-CEN
811-05120
812801
NUVEEN MUNICIPAL VALUE FUND INC
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-05128
813623
SWISS HELVETIA FUND, INC.
C/O U.S. BANK GLOBAL FUND SERVICES
615 EAST MICHIGAN STREET
MILWAUKEE
WI
53202
43993
NPORT-NP
811-05150
814083
CORNERSTONE STRATEGIC VALUE FUND INC
225 PICTORIA DRIVE, SUITE 450
[NULL]
CINCINNATI
OH
45246
43977
NPORT-P
811-05238
818850
NUVEEN NEW YORK MUNICIPAL VALUE FUND INC
333 W WACKER DR
32ND FL
CHICAGO
IL
60606
44012
NPORT-NP
811-05235
818851
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC
333 W. WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-05245
818972
BNY MELLON STRATEGIC MUNICIPALS, INC.
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH STREET
NEW YORK
NY
10286
44006
NPORT-NP
811-05379
825202
SPROTT FOCUS TRUST INC.
C/O SPROTT ASSET MANAGEMENT L.P.
ROYAL BANK PLZ, SO. TOWER, STE 2700
TORONTO
A6
M5J2J1
43980
NPORT-P
811-05399
825345
NEW AMERICA HIGH INCOME FUND INC
33 BROAD STREET
[NULL]
BOSTON
MA
2109
43977
NPORT-P
811-05410
826020
Voya PRIME RATE TRUST
VOYA PRIME RATE TRUST
7337 E. DOUBLETREE RANCH ROAD, STE 100
SCOTTSDALE
AZ
85258
44012
497J
811-05440
826735
MFS INTERMEDIATE INCOME TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
44011
N-CSRS
811-05452
827773
PUTNAM PREMIER INCOME TRUST
ONE POST OFFICE SQ
[NULL]
BOSTON
MA
2109
44007
NPORT-P
811-05459
828803
TEMPLETON GLOBAL INCOME FUND
300 S.E. 2ND STREET
[NULL]
FORT LAUDERDALE
FL
33301-1923
43983
NPORT-P
811-05488
830271
NUVEEN MUNICIPAL INCOME FUND INC
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-05497
830487
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44011
N-CSRS
811-05498
830622
PUTNAM MASTER INTERMEDIATE INCOME TRUST
ONE POST OFFICE SQ
[NULL]
BOSTON
MA
2109
43979
NPORT-P
811-05531
831655
BARINGS PARTICIPATION INVESTORS
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
43980
NPORT-P
811-05542
832327
BLACKROCK INCOME TRUST, INC.
100 BELLEVUE PARKWAY
MUTUAL FUND DEPARTMENT
WILMINGTON
DE
19809
43991
DEF 14A
811-05567
833021
MFS INTERMEDIATE HIGH INCOME FUND
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
43944
NPORT-P
811-05569
833040
FRANKLIN UNIVERSAL TRUST
ONE FRANKLIN PARKWAY
[NULL]
SAN MATEO
CA
94403-1906
43979
40-17F2
811-05597
835333
Invesco Municipal Income Opportunities Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-05620
836412
Virtus Total Return Fund Inc.
101 MUNSON STREET
[NULL]
GREENFIELD
MA
1301
43952
N-30B-2
811-05642
838131
Nuveen Multi-Market Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-05652
839122
BNY MELLON MUNICIPAL INCOME, INC.
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH STREET
NEW YORK
NY
10286
44006
NPORT-NP
811-05655
839533
DWS MUNICIPAL INCOME TRUST
875 THIRD AVENUE
[NULL]
NEW YORK
NY
10022-6225
44012
8-K
811-05739
844172
BLACKROCK MUNIENHANCED FUND, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-05740
844790
PUTNAM MANAGED MUNICIPAL INCOME TRUST
ONE POST OFFICE SQ
MAILSTOP A14
BOSTON
MA
2109
44007
NPORT-P
811-05749
845379
CHINA FUND INC
50 POST OFFICE SQUARE
[NULL]
BOSTON
MA
2110
44013
N-CSRS
811-05754
845606
MFS HIGH INCOME MUNICIPAL TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
43944
NPORT-P
811-05715
845611
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580
43973
NPORT-P
811-05767
846596
DWS STRATEGIC MUNICIPAL INCOME TRUST
875 THIRD AVENUE
[NULL]
NEW YORK
NY
10022-6225
44012
8-K
811-05769
846671
Invesco High Income Trust II
1555 PEACHTREE STREET N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-05770
846676
ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
43997
40-17G
811-05785
847411
MFS INVESTMENT GRADE MUNICIPAL TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
43944
NPORT-P
811-05807
850027
EAGLE CAPITAL GROWTH FUND, INC.
225 EAST MASON STREET
SUITE 802
MILWAUKEE
WI
53202
43987
N-CSR/A
811-05822
851170
MFS CHARTER INCOME TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
43944
NPORT-P
811-05845
853180
Invesco Senior Loan Fund
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44018
N-23C3A
811-05898
854904
Invesco Prime Income Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
2Q
30309
41145
N-PX
811-05908
855886
JOHN HANCOCK PREMIUM DIVIDEND FUND
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44011
N-CSRS
811-05877
855887
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH STREET
NEW YORK
NY
10286
44006
NPORT-NP
811-05912
856128
MFS SPECIAL VALUE TRUST
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
44007
N-CSRS
811-05983
858706
NEW GERMANY FUND INC
875 THIRD AVENUE
[NULL]
NEW YORK
NY
10022-6225
44012
8-K
811-05984
858707
NEW IRELAND FUND INC
KBI GLOBAL INVESTORS (NORTH AMERICA) LTD
201 WASHINGTON ST. 36TH FLOOR
BOSTON
MA
2108
44012
N-CSRS
811-06027
859765
KAVILCO INC/WA/
1000 SECOND AVENUE
SUITE 3320
SEATTLE
WA
98104
43992
N-30B-2
811-06038
860127
DRESDNER RCM INVESTMENT FUNDS INC
FOUR EMBARCADERO CENTER
[NULL]
SAN FRANCISCO
CA
94111
37034
40-17F2
811-06041
860489
CENTRAL & EASTERN EUROPE FUND, INC.
875 THIRD AVENUE
[NULL]
NEW YORK
NY
10022-6225
44012
8-K
811-06111
863900
MEXICO EQUITY & INCOME FUND INC
U.S. BANCORP FUND SERVICES, LLC
615 EAST MICHIGAN STREET, LC-2
MILWAUKEE
WI
53202
44007
NPORT-NP
811-06142
866095
ABERDEEN JAPAN EQUITY FUND, INC.
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44005
NPORT-P
811-06179
868578
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
301 E COLORADO BLVD STE 800
C/O FLAHERTY & CRUMRINE INC
PASADENA
CA
91101
43962
40-17G
811-06265
870780
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
333 W WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06300
874304
MONOGENESIS CORP
88 WALKER CREEK RD
[NULL]
WALKER
WV
26180
39553
NSAR-B
811-06342
876717
ABERDEEN GLOBAL INCOME FUND INC
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44018
N-CSRS
811-06362
877463
Invesco Municipal Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-06383
878198
NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06385
878200
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06384
878201
NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUND
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
43964
N-CEN
811-06414
879361
BLACKROCK MUNIYIELD FUND, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-06416
879535
DTF TAX-FREE INCOME INC
200 SOUTH WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44005
N-CSRS
811-06445
880406
HERZFELD CARIBBEAN BASIN FUND INC
119 WASHINGTON AVENUE, SUITE 504
[NULL]
MIAMI BEACH
FL
33139
44008
40-17G
811-06446
880408
CUBA FUND INC
10750 SW 98 CT
C/O THOMAS J. HERZFELD
MIAMI
FL
33176
43333
N-PX
811-06471
880892
Invesco Trust for Investment Grade Municipals
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-06495
882071
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
301 E COLORADO BLVD STE 720
C/O FLAHERTY & CRUMRINE INC
PASADENA
CA
91101
43962
40-17G
811-06506
882300
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
43990
DEFA14A
811-06537
883265
Invesco Trust for Investment Grade New York Municipals
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
2Q
30309
44014
DEFA14A
811-06544
883574
SENIORS POOLED RETIREMENT FUND
3422 OLD CAPITAL TRAIL
[NULL]
WILMINGTON
DE
19808-6192
35137
497
811-06548
883618
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06565
884121
TEKLA LIFE SCIENCES INVESTORS
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
2110
43987
N-CSRS
811-06567
884152
Invesco Municipal Opportunity Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-06588
884988
SHORT TERM APPRECIATION & INCOME RETURN TRUST
101 BARCLAY ST
21ST FLR WEST
NEW YORK
NY
10286
35179
RW
811-06591
885125
Invesco Quality Municipal Income Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-06590
885601
Invesco Value Municipal Income Trust
1555 PEACHTREE STREET N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-06624
885731
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06623
885732
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06622
885733
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06629
886043
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-06660
887394
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-06693
888411
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-07056
890119
NUVEEN SELECT MATURITIES MUNICIPAL FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-06660
890196
BLACKROCK MUNIYIELD QUALITY FUND, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-07154
891290
COHEN & STEERS TOTAL RETURN REALTY FUND INC
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43980
NPORT-P
811-07278
892992
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-07074
893739
180 DEGREE CAPITAL CORP. /NY/
7 N. WILLOW STREET
SUITE 4B
MONTCLAIR
NJ
7042
43956
NPORT-P
811-07358
894239
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
200 SOUTH WACKER DRIVE
SUITE 500
CHICAGO
IL
60606
44005
N-CSRS
811-07354
894242
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
100 BELLEVUE PARKWAY
MUTUAL FUND DEPARTMENT
WILMINGTON
DE
19809
44014
N-CSR
811-07362
894351
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-07398
895528
Invesco Pennsylvania Value Municipal Income Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-07404
895531
Invesco California Value Municipal Income Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-07478
897269
BLACKROCK MUNIVEST FUND II, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-07484
897419
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-07490
897421
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-07486
897424
NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-07524
897800
GREENWICH STREET MUNICIPAL FUND INC
TWO WORLD TRADE CENTER
[NULL]
NEW YORK
NY
10048
38072
40-17G
811-07528
897802
SPECIAL OPPORTUNITIES FUND, INC.
C/O US BANCORP FUND SERVICES, LLC
615 EAST MICHIGAN AVENUE
MILWAUKEE
WI
53202
44004
NPORT-NP
811-07540
897996
GLOBAL HIGH INCOME FUND INC
C/O UBS ASSET MANAGEMENT (AMERICAS) INC.
12TH FLOOR 1285 AVENUE OF THE AMERICAS
NEW YORK
NY
10019
43081
NSAR-B
811-07616
899782
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-07626
900422
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
ONE POST OFFICE SQUARE
[NULL]
BOSTON
MA
2109
44018
N-CEN
811-07642
901243
BLACKROCK MUNIASSETS FUND, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-07694
904112
MORGAN STANLEY EMERGING MARKETS DEBT FUND INC
522 FIFTH AVENUE
[NULL]
NEW YORK
NY
10036
43994
DEFA14A
811-07732
906013
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
1345 AVE OF THE AMERICAS
[NULL]
NEW YORK
NY
10105
43994
N-CEN
811-07816
908187
PCM FUND, INC.
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-07868
908993
Invesco Advantage Municipal Income Trust II
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-07866
909112
TEMPLETON EMERGING MARKETS INCOME FUND
300 S.E. 2ND STREET
[NULL]
FORT LAUDERDALE
FL
33301-1923
43983
NPORT-P
811-07920
910068
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-08030
912147
ROYCE MICRO-CAP TRUST, INC.
745 FIFTH AVENUE
[NULL]
NEW YORK
NY
10151
44018
DEFA14A
811-08216
916183
PIMCO STRATEGIC INCOME FUND, INC
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-08238
916618
MORGAN STANLEY INDIA INVESTMENT FUND, INC.
522 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10036
43994
DEFA14A
811-08266
917100
INDIA FUND INC
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
43977
NPORT-P
811-22299
919567
RENN Fund, Inc.
8080 N CENTRAL EXPRWY
STE 210 LB59
DALLAS
TX
75206
44012
PRE 14A
811-08394
919893
TEMPLETON DRAGON FUND INC
300 S.E. 2ND STREET
[NULL]
FORT LAUDERDALE
FL
33301-1923
43983
NPORT-P
811-08476
921671
GABELLI MULTIMEDIA TRUST INC.
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580-1434
43977
NPORT-P
811-08568
925683
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
43980
NPORT-NP
811-07199
926504
GREENWICH STREET NEW YORK MUNICIPAL FUND INC
C/O SMITH BARNEY INC
TWO WORLD TRADE CENTER 100TH FL
NEW YORK
NY
10048
34551
N-2/A
811-07201
926505
GREENWICH STREET CALIFORNIA MUNICIPAL FUND INC
125 BROAD STREET
10TH FLOOR, MF-2
NEW YORK
NY
10004
37375
NSAR-A
811-08768
930008
GLOBAL TOTAL RETURN FUND INC
C/O THE CORPORATION TRUST INC
32 SOUTH STREET
BALTIMORE
MD
21202
36241
40-APP
811-08792
931005
PRA NORTH AMERICAN REAL ESTATE SECURITIES FUND INC
900 NORTH MICHIGAN AVENUE
SUITE 1000
CHICAGO
IL
60611
34610
N-2
811-07297
945765
PERU FUND INC
C/O DEUTSCHE ASSET MANAGEMENT
ONE BEACON STREET
BOSTON
MA
2108
41050
N-8F
811-09138
1004126
DECS TRUST
C/O THE BANK OF NEW YORK
101 BARCLAY STREET, 8E
NEW YORK
NY
10286
36760
25
811-09168
1012617
BSC EMPLOYEE FUND LP
245 PARK AVE
[NULL]
NEW YORK
NY
10167
41404
40-6B/A
811-07633
1014743
THERMO OPPORTUNITY FUND INC
312 WALNUT ST
21ST FLOOR
CINCINNATI
OH
45202
36955
NSAR-B
811-08063
1034171
LEVCO ZERO COUPON PUT FUND I LP
ONE ROCKEFELLER PLZ
25TH FL
NEW YORK
NY
10020
36354
40-8F-A
811-08081
1034665
BLACKROCK MUNIHOLDINGS FUND, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-09164
1037188
BCD HITS TRUST
C/O PUGLISI & ASSOCIATES
850 LIBRARY AVE #204
NEWARK
DE
19716
36398
RW
811-08215
1038190
BLACKROCK MUNIHOLDINGS FUND II, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-08463
1046384
XYZ EXCHANGEABLE SECURITIES TRUST
C/O PUGLISI & ASSOCIATES
850 LIBRARY AVE, SUITE 204
NEWARK
DE
19711
35865
N-2/A
811-08703
1057861
BNY MELLON HIGH YIELD STRATEGIES FUND
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH STREET
NEW YORK
NY
10286
44012
DEF 14A
811-08707
1058234
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-08709
1058239
WESTERN ASSET HIGH INCOME FUND II INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
N-CSR
811-08747
1059213
DIVIDEND & INCOME FUND
11 HANOVER SQUARE
[NULL]
NEW YORK
NY
10005
43984
DEFA14A
811-08743
1059386
Invesco Senior Income Trust
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-08777
1061353
CREDIT SUISSE HIGH YIELD BOND FUND
ELEVEN MADISON AVENUE
[NULL]
NEW YORK
NY
10010
44011
8-K
811-08845
1064014
ELK CAPITAL CORP
747 THIRD AVENUE
4TH FLOOR
NEW YORK
NY
10017
35975
N-8A
811-08829
1064269
SEVENTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST
C/O GOLDMAN SACHS & CO
85 BROAD STREET
NEW YORK
NY
10004
43712
N-PX
811-09261
1068897
FOXBY CORP.
11 HANOVER SQUARE
[NULL]
NEW YORK
NY
10005
43980
NPORT-P
811-08985
1068963
WESTERN ASSET CORPORATE LOAN FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-09013
1070732
EATON VANCE SENIOR INCOME TRUST
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43997
POS EX
811-09141
1074540
EATON VANCE MUNICIPAL INCOME TRUST
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43948
NPORT-P
811-09145
1074685
EATON VANCE NEW YORK MUNICIPAL INCOME TRUST
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43948
NPORT-P
811-09157
1074692
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43948
NPORT-P
811-09135
1074769
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-09189
1076322
ZAZOVE CONVERTIBLE SECURITIES FUND INC
1001 TAHOE BOULEVARD
[NULL]
INCLINE VILLAGE
NV
89451
44007
N-CEN/A
811-09205
1076673
Advantage Advisers Xanthus Fund, L.L.C.
85 BROAD STREET
[NULL]
NEW YORK
NY
10004
43969
NPORT-P/A
811-09197
1076768
TRUST ISSUED REQUIRED EQUITY EXCHANGE SECURITIES TRUST
C/O WARBURG DILLON READ LLC
299 PARK AVENUE
NEW YORK
NY
10171
36220
N-2/A
811-09243
1080720
GABELLI UTILITY TRUST
1 CORPORATE CENTER
[NULL]
RYE
NY
10580
43973
NPORT-P
811-09297
1083839
Nuveen Quality Municipal Income Fund
JOHN NUVEEN & CO
333 W WACKER DR
CHICAGO
IL
60606
44019
N-CSRS
811-09325
1084206
METS TRUST
C/O BT ALEX BROWN INC
1 SOUTH ST
BALTIMORE
MD
21202
36391
40-6C/A
811-09455
1087786
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
333 W WACKER DR
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-09401
1089094
BLACKROCK STRATEGIC MUNICIPAL TRUST
100 BELLEVUE PARKWAY
MUTUAL FUND DEPARTMENT
WILMINGTON
DE
19809
44014
N-CSR
811-09423
1089822
MUTUAL FUND MASTER INVESTMENT TRUST
1 CHASE MANHATTAN PLAZA
[NULL]
NEW YORK
NY
10081
37368
40-6C/A
811-09433
1089915
MANDATORILY EXCHANGEABLE SECURITIES TRUST
C/O GOLDMAN SACHS & CO
85 BROAD STREET
NEW YORK
NY
10004
43712
N-PX
811-09429
1089917
TWELFTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST
C/O GOLDMAN SACHS & CO
85 BROAD STREET
NEW YORK
NY
10004
43712
N-PX
811-09475
1090116
Nuveen AMT-Free Municipal Credit Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-09537
1092896
MFS CALIFORNIA MUNICIPAL FUND
111 HUNTINGTON AVENUE
24TH FLOOR
BOSTON
MA
2199
43872
N-CEN
811-09571
1093428
NUVEEN SENIOR INCOME FUND
JOHN NUVEEN & CO INC
333 WEST WACKER DRIVE
CHICAGO
IL
60606
44011
NPORT-P
811-10005
1114846
HANCOCK JOHN VENTURE TECHNOLOGY FUND
101 HUNTINGTON AVE
[NULL]
BOSTON
MA
2199
37230
RW
811-10083
1119896
MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLC
C/O FRM INVESTMENT MANAGEMENT (USA) LLC
452 FIFTH AVENUE, 26TH FLOOR
NEW YORK
NY
10018
43994
N-CEN
811-22081
1123440
CHINA FINANCE, INC.
1330 AVE OF AMERICAS
21ST FLOOR
NEW YORK
NY
10019
39969
N-Q
811-10223
1124959
Voya SENIOR INCOME FUND
7337 E. DOUBLETREE RANCH ROAD, STE 100
[NULL]
SCOTTSDALE
AZ
85258
44013
N-23C3A
811-10339
1137393
BLACKROCK MUNICIPAL INCOME TRUST
100 BELLEVUE PARKWAY
MUTUAL FUND DEPARTMENT
WILMINGTON
DE
19809
44014
N-CSR
811-10345
1137887
Nuveen Municipal Credit Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-10377
1140392
PIMCO MUNICIPAL INCOME FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-10381
1140410
PIMCO NEW YORK MUNICIPAL INCOME FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-10379
1140411
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-10587
1141299
MCG CAPITAL CORP
1001 19TH STREET NORTH
10TH FLOOR
ARLINGTON
VA
22209
42247
15-12G
811-10481
1157842
COHEN & STEERS QUALITY INCOME REALTY FUND INC
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43980
NPORT-P
811-10491
1158289
NUVEEN REAL ESTATE INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-10555
1160990
PIMCO CORPORATE & INCOME STRATEGY FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44007
NPORT-P
811-10573
1162027
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
ALLIANCEBERNSTEIN LP
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
44018
N-CSRS
811-10603
1163792
WESTERN ASSET PREMIER BOND FUND
385 EAST COLORADO BLVD
[NULL]
PASADENA
CA
91101
44008
DEFA14A
811-10623
1164690
DECS TRUST IX
C/O THE BANK OF NEW YORK
100 CHURCH ST.
NEW YORK
NY
10007
38399
25
811-21043
1166258
PIONEER HIGH INCOME TRUST
60 STATE ST.
13TH FL.
BOSTON
MA
2109
43994
N-CEN
811-21059
1169578
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
CLIFFORD CHANCE ROGER & WELLS
200 PARK AVENUE
NEW YORK
NY
10166
44008
497AD
811-21061
1169580
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
CLIFFORD CHANCE ROGER & WELLS
200 PARK AVENUE
NEW YORK
NY
10166
44008
497AD
811-21058
1169583
AETOS LONG/SHORT STRATEGIES FUND LLC
CLIFFORD CHANCE US LLP
31 WEST 52ND STREET
NEW YORK
NY
10019
44008
497AD
811-21076
1170299
PIMCO MUNICIPAL INCOME FUND II
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-21077
1170300
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-21078
1170311
PIMCO NEW YORK MUNICIPAL INCOME FUND II
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-21080
1171471
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
2020 CALAMOS COURT
C/O CALAMOS ADVISORS LLC
NAPERVILLE
IL
60653
44013
N-CSRS
811-21100
1172054
875 TRUST CO
850 LIBRARY AVE
STE 204
NEWARK
DE
19715
37459
N-2/A
811-21129
1174164
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
301 E COLORADO BLVD STE 800
C/O FLAHERTY & CRUMRINE INC
PASADENA
CA
91101
43962
40-17G
811-21131
1176199
JOHN HANCOCK PREFERRED INCOME FUND
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44008
NPORT-P
811-21134
1176342
BERGER ENHANCED PORTFOLIO TRUST
210 UNIVERSITY BLVD
SUITE 300
DENVER
CO
80206
37438
N-8A
811-21161
1176366
OTC OPP FUND LLC
6041 S. SYRACUSE WAY
SUITE 305
ENGLEWOOD
CO
80111
39276
N-2
811-21137
1176433
Nuveen Preferred & Income Securities Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44011
NPORT-P
811-21165
1176736
ART Absolute Return Fund, Inc.
1725 I STREET NW
SUITE 300
WASHINGTON
DC
20006
39679
N-2/A
811-21142
1176984
EATON VANCE MUNICIPAL BOND FUND
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44013
DEFA14A
811-21147
1177161
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44013
DEFA14A
811-21148
1177162
EATON VANCE NEW YORK MUNICIPAL BOND FUND
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44013
DEFA14A
811-21152
1177219
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-21167
1178840
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
1290 AVENUE OF THE AMERICAS
[NULL]
NEW YORK
NY
10104
44018
N-CSRS
811-21169
1178841
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
1290 AVENUE OF THE AMERICAS
[NULL]
NEW YORK
NY
10104
44018
N-CSRS
811-21188
1181504
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-21189
1181505
PIMCO NEW YORK MUNICIPAL INCOME FUND III
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-21187
1181506
PIMCO MUNICIPAL INCOME FUND III
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-21190
1181848
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC
SKYBRIDGE CAPITAL
527 MADISON AVENUE, 16TH FLOOR
NEW YORK
NY
10022
44014
SC TO-I/A
811-21195
1186641
A&Q Long/Short Strategies Fund LLC
C/O UBS HEDGE FUND SOLUTIONS LLC
600 WASHINGTON BOULEVARD
STAMFORD
CT
6901
44001
SC TO-I
811-21201
1186643
A&Q Technology Fund LLC
C/O UBS HEDGE FUND SOLUTIONS LLC
600 WASHINGTON BOULEVARD
STAMFORD
CT
6901
43980
NPORT-P
811-21202
1189740
JOHN HANCOCK PREFERRED INCOME FUND II
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44008
NPORT-P
811-21238
1190935
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44007
NPORT-P
811-21213
1195737
Nuveen AMT-Free Quality Municipal Income Fund
NUVEEN INVESTMENTS, INC.
333 WEST WACKER DRIVE
CHICAGO
IL
60606
44019
N-CSRS
811-21212
1195738
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-21211
1195739
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-21229
1196874
EATON VANCE NEW JERSEY MUNICIPAL BOND FUND
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44019
N-8F ORDR
811-21235
1199004
Federated Hermes Premier Municipal Income Fund
4000 ERICSSON DRIVE
[NULL]
WARRENDALE
PA
15086-7561
43948
NPORT-P
811-21239
1199923
INTERNATIONAL ASSET GROUP INC
101 MARIETTA ST STE 1070
[NULL]
ATLANTA
GA
30303
37553
N-8A
811-21249
1202806
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
4000 ERICSSON DRIVE
[NULL]
WARRENDALE
PA
15086-7561
43402
40-17G/A
811-21269
1210123
WELLS FARGO INCOME OPPORTUNITIES FUND
525 MARKET STREET
[NULL]
SAN FRANCISCO
CA
94105
44013
N-CSR
811-21272
1211994
FLAGSTAFF FUNDS LLC
55 OLD POST ROAD #2
[NULL]
GREENWICH
CT
6830
37617
N-2
811-21274
1212030
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
900 NORTH MICHIGAN AVENUE
SUITE 1100
CHICAGO
IL
60611
44008
D/A
811-21284
1214935
AllianzGI Convertible & Income Fund
C/O ALLIANZ GLOBAL INVESTORS FUND MGMT
1633 BROADWAY
NEW YORK
NY
10019
44019
8-K
811-21287
1215913
JOHN HANCOCK PREFERRED INCOME FUND III
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44008
NPORT-P
811-21293
1216583
Nuveen Preferred & Income Opportunities Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44011
NPORT-P
811-21309
1219120
ADVENT CONVERTIBLE & INCOME FUND
227 W. MONROE STREET
[NULL]
CHICAGO
IL
60606
44014
N-CSRS
811-21311
1219360
PIMCO HIGH INCOME FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44007
NPORT-P
811-21319
1222719
CALAMOS CONVERTIBLE & HIGH INCOME FUND
2020 CALAMOS COURT
C/O CALAMOS ADVISORS LLC
NAPERVILLE
IL
60563
44013
N-CSRS
811-21323
1222922
EATON VANCE LTD DURATION INCOME FUND
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43984
N-CEN
811-21326
1224450
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43980
NPORT-P
811-21331
1227073
WELLS FARGO MULTI-SECTOR INCOME FUND
525 MARKET STREET
[NULL]
SAN FRANCISCO
CA
94105
44013
N-CSRS
811-21333
1227476
Nuveen Credit Strategies Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44011
NPORT-P
811-21338
1227857
AllianzGI Convertible & Income Fund II
C/O ALLIANZ GLOBAL INVESTORS FUND MGMT
1633 BROADWAY
NEW YORK
NY
10019
44019
8-K
811-21343
1227862
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
43990
DEFA14A
811-21337
1228509
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-21650
1230869
ASA Gold & Precious Metals Ltd
APEX FUND SERVICES
THREE CANAL PLAZA
PORTLAND
ME
4101
43930
N-Q
811-21348
1232860
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-21357
1233087
FRANKLIN LTD DURATION INCOME TRUST
ONE FRANKLIN PARKWAY
[NULL]
SAN MATEO
CA
94403
43983
NPORT-P
811-21374
1244183
PIMCO INCOME STRATEGY FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44007
NPORT-P
811-21380
1245648
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
301 E COLORADO BLVD STE 800
C/O FLAHERTY & CRUMRINE INC
PASADENA
CA
91101
43962
40-17G
811-21383
1246323
LEHMAN BROTHERS LIQUID ASSETS TRUST
399 PARK AVENUE
[NULL]
NEW YORK
NY
10022
37797
N-1A
811-21400
1253327
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
N-CSRS
811-21403
1254370
WESTERN ASSET INFLATION-LINKED INCOME FUND
385 EAST COLORADO BLVD
[NULL]
PASADENA
CA
91101
44019
DEFA14A
811-21407
1255821
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-21411
1258623
EATON VANCE SENIOR FLOATING RATE TRUST
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
N-CSRS
811-21416
1260041
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44011
N-CSRS
811-21417
1260563
AllianzGI DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44019
8-K
811-21423
1260729
GABELLI DIVIDEND & INCOME TRUST
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580
43973
NPORT-P
811-21421
1261166
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
1290 AVENUE OF THE AMERICAS
[NULL]
NEW YORK
NY
10104
44014
N-CSRS
811-21432
1263994
REAVES UTILITY INCOME FUND
C/O ALPS FUND SERVICES, INC.
P.O. BOX 328
DENVER
CO
80201-0328
44013
N-CSRS
811-21471
1265708
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-21449
1266585
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
333 W WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-21477
1267902
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
385 EAST COLORADO BLVD.
[NULL]
PASADENA
CA
91101
44019
DEFA14A
811-21462
1268533
TORTOISE ENERGY INFRASTRUCTURE CORP
5100 W. 115TH PLACE
[NULL]
LEAWOOD
KS
66211
43973
40-APP/A
811-21465
1268884
CBRE CLARION GLOBAL REAL ESTATE INCOME FUND
201 KING OF PRUSSIA ROAD
[NULL]
RADNOR
PA
19087
44006
8-K
811-21467
1270131
LMP CAPITAL & INCOME FUND INC.
C/O LEGG MASON & CO. LLC
620 EIGHTH AVE., 49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-21470
1270523
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
N-CSRS
811-21484
1275214
CALAMOS STRATEGIC TOTAL RETURN FUND
2020 CALAMOS COURT
C/O CALAMOS ADVISORS LLC
NAPERVILLE
IL
60653
44013
N-CSRS
811-21485
1275617
COHEN & STEERS INFRASTRUCTURE FUND INC
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43980
NPORT-P
811-21496
1276469
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
FIRST TRUST PORTFOLIOS LP
120 EAST LIBERTY DRIVE, SUITE 400
WHEATON
IL
60187
43980
8-K
811-21511
1278211
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
30 ROCKEFELLER PLAZA
[NULL]
NEW YORK
NY
10112
43977
NPORT-P
811-21507
1279014
WELLS FARGO UTILITIES & HIGH INCOME FUND
525 MARKET STREET
[NULL]
SAN FRANCISCO
CA
94105
43956
N-CSRS
811-21527
1279392
SALIENT PRIVATE ACCESS MASTER FUND L P
4265 SAN FELIPE
8TH FLOOR
HOUSTON
TX
77027
43999
D/A
811-21528
1279394
SALIENT PRIVATE ACCESS REGISTERED FUND L P
4265 SAN FELIPE
8TH FLOOR
HOUSTON
TX
77027
43999
D/A
811-21519
1281926
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
N-CSRS
811-21539
1282850
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
120 EAST LIBERTY DRIVE
SUITE 400
WHEATON
IL
60187
44011
SC 13D/A
811-21529
1282957
GABELLI GLOBAL UTILITY & INCOME TRUST
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580
44018
144
811-21549
1284940
FIRST TRUST ENERGY INCOME & GROWTH FUND
10 WESTPORT ROAD
SUITE C101A
WILTON
CT
6897
43980
8-K
811-21548
1285155
GENERATION HEDGE STRATEGIES FUND LLC
400 ANDREWS STREET
SUITE 720
ROCHESTER
NY
14604
38810
497
811-21547
1285650
CALAMOS GLOBAL TOTAL RETURN FUND
2020 CALAMOS COURT
C/O CALAMOS ADVISORS LLC
NAPERVILLE
IL
60563
44013
N-CSRS
811-21553
1285890
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND
7337 EAST DOUBLETREE RANCH RD, STE 100
[NULL]
SCOTTSDALE
AZ
85258
43969
DEF 14A
811-21563
1287498
Eaton Vance Short Duration Diversified Income Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
N-CSRS
811-21583
1288795
Clough Global Dividend & Income Fund
P.O. BOX 328
[NULL]
DENVER
CO
80200-0328
44014
N-CSRS
811-21574
1288992
Eaton Vance Floating-Rate Income Trust
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43948
NPORT-P
811-21579
1289213
Nuveen Floating Rate Income Opportunity Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44011
NPORT-P
811-21582
1289868
Madison Covered Call & Equity Strategy Fund
550 SCIENCE DRIVE
[NULL]
MADISON
WI
53711
44008
DEF 14A
811-21586
1291334
FIRST TRUST ENHANCED EQUITY INCOME FUND
C/O FIRST TRUST PORTFOLIOS L.P.
120 EAST LIBERTY DRIVE, SUITE 400
WHEATON
IL
60187
43999
8-K
811-21593
1293613
Kayne Anderson MLP/Midstream Investment Co
811 MAIN STREET
14TH FLOOR
HOUSTON
TX
77002
43964
N-23C-2
811-21601
1296250
PIMCO Income Strategy Fund II
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44007
NPORT-P
811-21619
1298699
Nuveen S&P 500 BuyWrite Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-21609
1299393
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-21614
1300391
Eaton Vance Enhanced Equity Income Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44013
DEFA14A
811-21630
1301483
Alpha Core Strategies Fund
50 SOUTH LA SALLE STREET
[NULL]
CHICAGO
IL
60603
43987
N-CEN
811-21636
1302624
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
43998
8-K
811-21652
1305197
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
227 WEST MONROE STREET
[NULL]
CHICAGO
IL
60606
43949
NPORT-P
811-21654
1305767
Pioneer Floating Rate Trust
60 STATE STREET
[NULL]
BOSTON
MA
2109
43999
SC 13D/A
811-21665
1307688
Hatteras Core Alternatives TEI Fund, L.P.
8510 COLONNADE CENTER DRIVE
SUITE 150
RALEIGH
NC
27615
44007
SC TO-I
811-21666
1307689
Hatteras Master Fund, L.P.
8510 COLONNADE CENTER DRIVE
SUITE 150
RALEIGH
NC
27615
44007
SC TO-I
811-21670
1308335
Eaton Vance Enhanced Equity Income Fund II
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43990
497
811-21676
1308927
Eaton Vance Tax-Managed Buy-Write Income Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43980
NPORT-P
811-21685
1310192
Hatteras Core Alternatives Fund, L.P.
8510 COLONNADE CENTER DRIVE
SUITE 150
RALEIGH
NC
27615
44007
SC TO-I
811-21681
1310709
Guggenheim Enhanced Equity Income Fund
C/O GUGGENHEIM FUNDS
227 WEST MONROE STREET
CHICAGO
IL
60606
43983
NPORT-P
811-21694
1312483
Mellon Optima L/S Strategy Fund, LLC
ONE BOSTON PLACE
024-0071
BOSTON
MA
2108
43994
N-CEN
811-21698
1313510
GAMCO Global Gold, Natural Resources & Income Trust
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580-1422
43993
497
811-21712
1316463
Clough Global Equity Fund
P.O. BOX 328
[NULL]
DENVER
CO
80201-0328
44014
N-CSRS
811-21734
1318025
PIMCO Global StocksPLUS & Income Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-21727
1319183
FIRST TRUST MORTGAGE INCOME FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
44012
N-CSRS
811-21730
1320688
SALIENT PRIVATE ACCESS TEI FUND, L.P.
4265 SAN FELIPE
8TH FLOOR
HOUSTON
TX
77027
43999
D/A
811-21745
1322435
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43980
NPORT-P
811-21735
1322436
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43980
NPORT-P
811-21751
1323206
Lazard World Dividend & Income Fund, Inc.
30 ROCKEFELLER PLAZA
[NULL]
NEW YORK
NY
10112
43901
N-CEN
811-21765
1326390
Macquarie Global Infrastructure Total Return Fund Inc.
MACQUARIE CAPITAL INVESTMENT MANAGEMENT
125 WEST 55TH STREET
NEW YORK
NY
10019
43965
DEF 14A
811-21767
1327228
Alternative Investment Partners Absolute Return Fund
ONE TOWER BRIDGE, 100 FRONT STREET
[NULL]
WEST CONSHOHOCKEN
PA
19428-2881
44008
SC TO-I/A
811-22214
1332649
Advanced Equities Late Stage Opportunities Fund I LLC
340 MAPLE AVE
[NULL]
DOWNERS GROVE
IL
60515
41584
N-8F
811-21786
1332943
Voya Global Advantage & Premium Opportunity Fund
7337 EAST DOUBLETREE RANCH ROAD
STE 100
SCOTTSDALE
AZ
85258
43969
DEF 14A
811-21797
1336538
MassMutual High Income Investors Fund
1500 MAIN STREET
[NULL]
SPRINGFIELD
MA
1115
39023
N-2/A
811-21799
1336593
Evergreen International Balanced Income Fund
200 BERKELEY STREET
[NULL]
BOSTON
MA
02116-5034
40703
NSAR-B
811-21809
1338561
Nuveen S&P 500 Dynamic Overwrite Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-21832
1340736
Eaton Vance Tax-Managed Diversified Equity Income Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
N-CSRS
811-21835
1343793
BlackRock Long-Term Municipal Advantage Trust
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44014
N-CSR
811-21846
1350869
Clough Global Opportunities Fund
P.O. BOX 328
[NULL]
DENVER
CO
80201-0328
44014
N-CSRS
811-21869
1356115
NexPoint Strategic Opportunities Fund
200 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
44004
DEFA14A
811-22156
1358656
Millennium Investment & Acquisition Co Inc.
301 WINDING ROAD
OLD BETHPAGE
NEW YORK
NY
11804
44012
8-K
811-21901
1362481
ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44005
NPORT-P
811-21905
1363438
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
43998
8-K
811-21926
1368493
Morgan Stanley China A Share Fund, Inc.
522 FIFTH AVENUE
[NULL]
NEW YORK
NY
10036
43994
DEFA14A
811-21935
1370754
Special Value Continuation Partners, LLC
2951 28TH STREET
SUITE 1000
SANTA MONICA
CA
90405
43640
40-APP
811-21938
1372117
Voya Natural Resources Equity Income Fund
7337 E. DOUBLETREE RANCH ROAD, STE 100
[NULL]
SCOTTSDALE
AZ
85258
43969
DEF 14A
811-21948
1375340
Cohen & Steers Closed-End Opportunity Fund, Inc.
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43980
NPORT-P
811-21950
1375382
Swank Energy Income Fund of North America, Inc.
3300 OAK LAWN AVENUE
SUITE 650
DALLAS
TX
75219
39009
8-A12B
811-21965
1377954
City National Rochdale High Yield Alternative Strategies Fund LLC
400 PARK AVENUE
[NULL]
NEW YORK
NY
10022
43994
N-CEN
811-21964
1377955
City National Rochdale High Yield Alternative Strategies Fund TEI LLC
400 PARK AVENUE
[NULL]
NEW YORK
NY
10022
43994
N-CEN
811-21963
1378032
City National Rochdale High Yield Alternative Strategies Master Fund LLC
570 LEXINGTON AVENUE
9TH FLOOR
NEW YORK
NY
10022
43994
N-CEN
811-21969
1378701
GDL FUND
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580
43973
NPORT-P
811-21980
1379400
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44005
NPORT-P
811-21973
1379438
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
N-CSRS
811-21982
1380936
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
227 WEST MONROE STREET
[NULL]
CHICAGO
IL
60606
43949
NPORT-P
811-21985
1382142
Hatteras Core Alternatives TEI Institutional Fund, L.P.
8510 COLONNADE CENTER DRIVE
SUITE 150
RALEIGH
NC
27615
44007
SC TO-I
811-21986
1382143
Hatteras Core Alternatives Institutional Fund, L.P.
8510 COLONNADE CENTER DRIVE
SUITE 150
RALEIGH
NC
27615
44007
SC TO-I
811-21989
1383441
AllianzGI Equity & Convertible Income Fund
C/O ALLIANZ GLOBAL INVESTORS FUND MGMT
1633 BROADWAY
NEW YORK
NY
10019
44019
8-K
811-22004
1385632
Voya Asia Pacific High Dividend Equity Income Fund
7337 E. DOUBLETREE RANCH ROAD
STE 100
SCOTTSDALE
AZ
85258
43969
DEF 14A
811-22003
1385763
Nuveen Core Equity Alpha Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22005
1386067
WELLS FARGO GLOBAL DIVIDEND OPPORTUNITY FUND
525 MARKET STREET
[NULL]
SAN FRANCISCO
CA
94105
44013
N-CSRS
811-22011
1388141
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
522 FIFTH AVENUE
[NULL]
NEW YORK
NY
10036
44014
N-CSRS
811-22016
1390195
ABERDEEN GLOBAL PREMIER PROPERTIES FUND
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44005
NPORT-P
811-22021
1391437
Gabelli Healthcare & WellnessRx Trust
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580-1422
43973
NPORT-P
811-22039
1392994
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
43980
8-K
811-22043
1393662
Invesco Dynamic Credit Opportunities Fund
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
44014
DEFA14A
811-22057
1395057
Cohen & Steers Global Income Builder, Inc
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43906
N-CEN
811-22044
1395325
Eaton Vance Risk-Managed Diversified Equity Income Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43980
NPORT-P
811-22051
1395627
Voya International High Dividend Equity Income Fund
7337 E. DOUBLETREE RANCH ROAD
SUITE 100
SCOTTSDALE
AZ
85258
43969
DEF 14A
811-22047
1396277
Calamos Global Dynamic Income Fund
2020 CALAMOS COURT
C/O CALAMOS ADVISORS LLC
NAPERVILLE
IL
60563
44013
N-CSRS
811-22056
1396502
John Hancock Tax-Advantaged Global Shareholder Yield Fund
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
44011
N-CSRS
811-22058
1397173
Nuveen Tax-Advantaged Dividend Growth Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60438
44012
NPORT-NP
811-22069
1399793
UST Global Private Markets Fund, LLC
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-22072
1400897
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND
8117 PRESTON ROAD
SUITE 440
DALLAS
TX
75225
43997
40-17G
811-22086
1403617
Old Mutual Tax-Advantaged Equity Income Fund
ONE INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
39262
N-2
811-22107
1407736
SEI Structured Credit Fund, LP
ONE FREEDOM VALLEY DRIVE
[NULL]
OAKS
PA
19456
44007
SC TO-I
811-22106
1408201
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
5100 W. 115TH PLACE
[NULL]
LEAWOOD
KS
66211
43973
40-APP/A
811-22115
1409953
PIMCO High Yield Municipal Opportunity Fund
ONE INTERNATIONAL PLACE
C/O ROPES & GRAY LLP
BOSTON
MA
2110
39905
RW
811-22121
1412350
PIMCO Income Opportunity Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-22134
1414222
Van Kampen Global Equity Dividend & Income Fund
522 FIFTH AVENUE
[NULL]
NEW YORK
NY
10036
39373
N-2
811-22141
1417060
ALPINE RISING DYNAMIC DIVIDEND FUND
C/O ALPS FUND SERVICES, INC.
1290 BROADWAY, SUITE 1100
DENVER
CO
80203
39393
N-2
811-22144
1417802
Voya Infrastructure, Industrials & Materials Fund
7337 E. DOUBLETREE RANCH ROAD
STE 100
SCOTTSDALE
AZ
85258
43969
DEF 14A
811-22155
1418568
GLOBAL REAL ESTATE OPPORTUNITY TRUST
8400 EAST CRESCENT PARKWAY
SUITE 600
GREENWOOD VILLAGE
CO
80111
42222
N-PX
811-22170
1423836
Pertuity Funds
2 GATEWAY CENTER, 603 STANWIX STREET
SUITE 300
PITTSBURGH
PA
15222
39688
RW
811-22778
1425355
Mill City Ventures III, Ltd
1907 WAYZATA BOULEVARD
SUITE 205
WAYZATA
MN
55391
43966
10-Q
811-22184
1427697
FIRST TRUST/STONECASTLE BANK SELECT INCOME FUND
C/O FIRST TRUST ADVISORS L.P.
1001 WARRENVILLE ROAD, SUITE 300
LISLE
IL
60532
40036
40-APP/A
811-22193
1428688
AIP Multi-Strategy Fund P
100 FRONT STREET
[NULL]
WEST CONSHOHOCKEN
PA
19428
43979
SC TO-I/A
811-22192
1428690
AIP Multi-Strategy Fund A
100 FRONT STREET
[NULL]
WEST CONSHOHOCKEN
PA
19428
43979
SC TO-I/A
811-22199
1431328
National Retail Fund III
2 GATEWAY CENTER, 603 STANWIX STREET
SUITE 300
PITTSBURGH
PA
15222
40085
NSAR-BT
811-22198
1431329
National Retail Fund II
2 GATEWAY CENTER, 603 STANWIX STREET
SUITE 300
PITTSBURGH
PA
15222
40014
N-PX
811-22204
1435962
TCW Commodity Strategy & Income Fund, Inc.
865 SOUTH FIGUEROA STREET
18TH FLOOR
LOS ANGELES
CA
90017
39591
N-2
811-22206
1437203
Highland Special Situations Fund II
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43696
N-PX
811-22216
1438893
GAMCO Natural Resources, Gold & Income Trust
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580
43977
NPORT-P
811-22239
1446767
Evolution U.S. Government Guaranteed Floating Rate Loan Fund a series of Evolution Investment Trust
21 WATERWAY AVENUE
SUITE 300
THE WOODLANDS
TX
77380
40037
RW
811-22241
1447247
Partners Group Private Equity (Master Fund), LLC
1114 AVENUE OF THE AMERICAS
37TH FLOOR
NEW YORK
NY
10036
44011
SC TO-I
811-22258
1450091
Sovereign Emerging Biomedical Fund Inc
205 WORTH AVENUE
SUITE 201
PALM BEACH
FL
33480
39787
N-2
811-22251
1450150
Hatteras VC Co-Investment Fund II, LLC
6601 SIX FORKS ROAD, SUITE 340
[NULL]
RALEIGH
NC
27615
43983
NPORT-P
811-22253
1450445
Nuveen AMT-Free Municipal Value Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-22260
1452477
RMR Real Estate Income Fund
TWO NEWTON PLACE
255 WASHINGTON STREET, SUITE 300
NEWTON
MA
2458
44008
NPORT-P/A
811-22265
1454021
Western Asset Municipal Defined Opportunity Trust Inc.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-22269
1454741
Eaton Vance National Municipal Opportunities Trust
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43984
N-CEN
811-22273
1454978
Nuveen Pennsylvania Municipal Value Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22272
1454979
Nuveen California Municipal Value Fund 2
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22274
1454980
Nuveen New Jersey Municipal Value Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22271
1454981
Nuveen New York Municipal Value Fund 2
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22278
1455937
Federated Tax-Free Term Trust
4000 ERICSSON DRIVE
[NULL]
WARRENDALE
PA
15086
40057
N-PX
811-22281
1458125
DWS CREDIT OPPORTUNITY FUND, INC.
345 PARK AVENUE
[NULL]
NEW YORK
NY
10154
41044
N-8F
811-22294
1462586
Western Asset Investment Grade Defined Opportunity Trust Inc.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-22296
1463969
Van Kampen Debt Opportunity Fund
522 FIFTH AVENUE
[NULL]
NEW YORK
NY
10036
39947
N-2
811-22308
1465814
Van Kampen Municipal Opportunity High Income Fund
522 FIFTH AVENUE
[NULL]
NEW YORK
NY
10036
40039
N-2/A
811-22312
1467631
ACAP Strategic Fund
350 MADISON AVENUE
[NULL]
NEW YORK
NY
10017
43990
497J
811-22315
1468797
FIRST TRUST GLOBAL CREDIT STRATEGIES FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
40176
N-2/A
811-22323
1469392
Nuveen Enhanced Municipal Value Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-22327
1471278
Aberdeen Global Short Duration Income Fund, Inc.
1735 MARKET STREET
32ND FLOOR
PHILADELPHIA
PA
19103
41841
N-2/A
811-22329
1472215
Nuveen Mortgage & Income Fund/MA/
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22334
1472341
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44011
N-CSRS
811-22332
1472515
POWERSHARES BANK LOAN OPPORTUNITY ACCE FUND
301 WEST ROOSEVELT ROAD
[NULL]
WHEATON
IL
60187
41218
N-8F
811-22331
1472516
POWERSHARES COMMODITIES OPPORTUNITY ACCE FUND
301 WEST ROOSEVELT ROAD
[NULL]
WHEATON
IL
60187
41218
N-8F
811-22333
1472517
POWERSHARES PREFERRED ACCE FUND
301 WEST ROOSEVELT ROAD
[NULL]
WHEATON
IL
60187
41218
N-8F
811-22353
1475456
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC
900 NORTH MICHIGAN AVENUE
SUITE 1100
CHICAGO
IL
60611
44008
SC TO-I
811-22352
1475457
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC
900 NORTH MICHIGAN AVENUE
SUITE 1100
CHICAGO
IL
60611
44008
SC TO-I
811-22345
1475763
Grubb & Ellis AGA Worldwide Realty Fund
400 S. EL CAMINO REAL, SUITE 1250
[NULL]
SAN MATEO
CA
94402
40504
N-2/A
811-22344
1475764
Grubb & Ellis AGA U.S. Realty Income Fund
400 S. EL CAMINO REAL, SUITE 1250
[NULL]
SAN MATEO
CA
94402
40504
N-2/A
811-22358
1477289
City National Rochdale Structured Claims Fixed Income Fund LLC
570 LEXINGTON AVENUE
[NULL]
NEW YORK
NY
10022
43990
N-CSRS
811-22369
1478102
Western Asset Mortgage Opportunity Fund Inc.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-22367
1478268
SALIENT PRIVATE ACCESS INSTITUTIONAL FUND, L.P.
4265 SAN FELIPE
8TH FLOOR
HOUSTON
TX
77027
43999
D/A
811-22391
1478888
Nuveen Taxable Municipal Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22374
1479238
Nuveen Mortgage Opportunity Term Fund 2
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
43906
N-CEN
811-22380
1480999
Eaton Vance Tax-Managed Buy-Write Strategy Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43980
NPORT-P
811-22393
1486298
Blackstone / GSO Senior Floating Rate Term Fund
C/O GSO CAPITAL PARTNERS LP
345 PARK AVE.
NEW YORK
NY
10154
43998
40-APP
811-22396
1487610
Neuberger Berman High Yield Strategies Fund Inc.
1290 AVENUE OF THE AMERICAS
[NULL]
NEW YORK
NY
10104
44018
N-CSRS
811-22405
1488775
ClearBridge MLP & Midstream Fund Inc.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-22409
1490286
Tortoise Midstream Energy Fund, Inc.
5100 W. 115TH PLACE
[NULL]
LEAWOOD
KS
66211
43973
40-APP/A
811-22422
1493549
DWS FLOATING RATE OPPORTUNITIES FUND, INC.
345 PARK AVENUE
[NULL]
NEW YORK
NY
10154
41617
40-17G
811-22442
1494530
FIRST TRUST HIGH INCOME LONG/SHORT FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
44006
NPORT-P
811-22471
1494703
Buttonwood Life Settlement Fund
716 EAST GREENVILLE STREET
[NULL]
ANDERSON
SC
29621
40946
RW
811-22433
1495027
Destra U.S. Liquidity Alpha & Income Fund
2 S. 406 SENECA DRIVE
[NULL]
WHEATON
IL
60189
40357
N-2
811-22432
1495222
Oxford Lane Capital Corp.
8 SOUND SHORE DRIVE
SUITE 255
GREENWICH
CT
6830
44008
NPORT-NP
811-22437
1495825
Guggenheim Taxable Municipal Managed Duration Trust
227 WEST MONROE STREET
[NULL]
CHICAGO
IL
60606
43949
NPORT-P
811-22440
1496254
Alternative Strategies Fund
225 PICTORIA DRIVE
SUITE 450
CINCINNATI
OH
45246
44011
40-17G
811-22438
1496292
Voya Emerging Markets High Dividend Equity Fund
7337 EAST DOUBLETREE RANCH ROAD
STE 100
SCOTTSDALE
AZ
85258
43969
DEF 14A
811-22441
1496749
John Hancock Hedged Equity & Income Fund
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
43980
NPORT-P
811-22444
1497186
Western Asset High Yield Defined Opportunity Fund Inc.
55 WATER STREET
[NULL]
NEW YORK
NY
10041
44008
DEFA14A
811-22450
1497845
Cohen & Steers MLP Fund, Inc.
280 PARK AVENUE
[NULL]
NEW YORK
NY
10017
43341
N-PX
811-22456
1498258
SCA Absolute Return Fund
7191 WAGNER WAY NW
SUITE 302
GIG HARBOR
WA
98335
41792
RW
811-22470
1498259
SCA Directional Fund
7191 WAGNER WAY NW
SUITE 302
GIG HARBOR
WA
98335
41792
RW
811-22453
1498273
Federated Trade Finance Income Fund
4000 ERICSSON DRIVE
[NULL]
WARRENDALE
PA
15086-7561
43693
N-PX
811-22451
1498578
SteelPath Energy Infrastructure Investment Co
2100 MCKINNEY AVE, SUITE 1401
[NULL]
DALLAS
TX
75201
40456
AW
811-22455
1498612
Cohen & Steers Select Preferred & Income Fund, Inc.
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43980
NPORT-P
811-22461
1499857
Morgan Creek Global Equity Long/Short Institutional Fund
301 WEST BARBEE CHAPEL ROAD
SUITE 200
CHAPEL HILL
NC
27517
43992
N-CEN
811-22466
1499947
Agility Multi-Asset Income Fund
C/O ALTERNATIVE STRATEGIES GROUP, INC.
401 SOUTH TRYON STREET
CHARLOTTE
NC
28202
44008
SC TO-I/A
811-22467
1500096
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
811 MAIN STREET
14TH FLOOR
HOUSTON
TX
77002
43950
NPORT-P
811-22463
1500233
Ironwood Institutional Multi-Strategy Fund LLC
ONE MARKET PL STEUART TWR STE2500
[NULL]
SAN FRANCISCO
CA
94105
44007
NPORT-P
811-22464
1500234
Ironwood Multi-Strategy Fund LLC
ONE MARKET PL STEUART TWR STE2500
[NULL]
SAN FRANCISCO
CA
94105
44007
NPORT-P
811-22469
1500331
Pioneer Multi Asset Floating Rate Trust
60 STATE STREET
[NULL]
BOSTON
MA
2109
40429
N-2
811-22472
1501072
RIVERNORTH OPPORTUNITIES FUND, INC.
325 NORTH LASALLE STREET
SUITE 645
CHICAGO
IL
60654
44008
NPORT-P
811-22473
1501103
Stone Harbor Emerging Markets Income Fund
C/O STONE HARBOR INVESTMENT PARTNERS LP
31 WEST 52ND STREET, 16TH FLOOR
NEW YORK
NY
10019
43949
NPORT-P
811-22476
1501376
NB Private Markets Fund II (Master) LLC
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-22475
1501377
NB Private Markets Fund II (TI) LLC
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-22474
1501378
NB Private Markets Fund II (TE) LLC
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-22481
1502573
Apollo Senior Floating Rate Fund Inc.
9 WEST 57TH STREET
43RD FLOOR
NEW YORK
NY
10019
44008
SC 13G
811-22482
1502711
Nuveen Energy MLP Total Return Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22485
1503290
Aberdeen Income Credit Strategies Fund
1900 MARKET STREET
SUITE 200
PHILADELPHIA
PA
19103
44018
N-CSRS
811-22488
1504234
Blackstone / GSO Long-Short Credit Income Fund
C/O GSO CAPITAL PARTNERS LP
345 PARK AVE.
NEW YORK
NY
10154
43998
40-APP
811-22491
1504545
BrandywineGLOBAL-Global Income Opportunities Fund Inc
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-22499
1506488
Cushing NextGen Infrastructure Income Fund
8117 PRESTON ROAD
SUITE 440
DALLAS
TX
75225
43997
40-17G
811-22500
1506707
A&Q Multi-Strategy Fund
C/O UBS HEDGE FUND SOLUTIONS LLC
600 WASHINGTON BOULEVARD
STAMFORD
CT
6901
44001
SC TO-I
811-22508
1507593
Aberdeen Emerging Markets Debt Local Currency Fund, Inc.
C/O ABERDEEN ASSET MANAGEMENT INC.
1735 MARKET STREET - 32ND FLOOR
PHILADELPHIA
PA
19103
41326
N-PX
811-22517
1508782
Corbin Multi-Strategy Fund, LLC
C/O ALTERNATIVE STRATEGIES GROUP, INC.
401 S. TRYON STREET
CHARLOTTE
NC
28288-1157
44007
SC TO-I
811-22511
1508815
Invesco Floating Rate Corporate Credit Fund
1555 PEACHTREE STREET, N.E.
SUITE 1800
ATLANTA
GA
30309
41141
RW
811-22518
1509253
Nuveen Short Duration Credit Opportunities Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44011
NPORT-P
811-22521
1509664
Neuberger Berman Flexible High Income Fund Inc.
C/O NEUBERGER BERMAN MANAGEMENT LLC
605 THIRD AVENUE
NEW YORK
NY
10158
40564
N-2
811-22673
1510599
PIMCO Dynamic Income Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-22526
1510836
Stone Harbor Global Income Allocation Fund
C/O STONE HARBOR INVESTMENT PARTNERS LP
31 WEST 52ND ST, 16TH FLOOR
NEW YORK
NY
10019
41411
N-2/A
811-22528
1513789
FIRST TRUST ENERGY INFRASTRUCTURE FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
43980
8-K
811-22532
1514490
ROYCE GLOBAL VALUE TRUST, INC.
745 FIFTH AVENUE
[NULL]
NEW YORK
NY
10151
44018
DEFA14A
811-22534
1515001
Versus Capital Multi-Manager Real Estate Income Fund LLC
5555 DTC PARKWAY, SUITE 330
[NULL]
GREENWOOD VILLAGE
CO
80111
44000
N-23C3A
811-22535
1515324
Ares Dynamic Credit Allocation Fund, Inc.
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
43980
NPORT-P
811-22537
1515610
LEGG MASON PERMAL ALTERNATIVES FUND INC.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
43728
N-8F
811-22533
1515671
Duff & Phelps Utility & Infrastructure Fund Inc.
200 SOUTH WACKER DRIVE
SUITE 500
CHICAGO
IL
60606
44006
NPORT-P
811-22543
1515940
KKR Income Opportunities Fund
555 CALIFORNIA STREET
50TH FLOOR
SAN FRANCISCO
CA
94104
44019
N-CSRS
811-22541
1516855
Blackstone / GSO Global Floating Rate Fund
C/O GSO CAPITAL PARTNERS LP
345 PARK AVE.
NEW YORK
NY
10154
42416
SC 13G
811-22546
1517518
ClearBridge Energy Midstream Opportunity Fund Inc.
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44008
DEFA14A
811-22554
1517767
Vertical Capital Income Fund
80 ARKAY DRIVE
SUITE 110
HAUPPAUGE
NY
11788
44007
NPORT-NP
811-22553
1519505
Miller/Howard High Income Equity Fund
10 DIXON AVENUE
[NULL]
WOODSTOCK
NY
12498
44011
NPORT-P
811-22561
1520568
Skybridge G II Fund, LLC
C/O SKYBRIDGE CAPITAL II, LLC
527 MADISON AVENUE, 16TH FLOOR
NEW YORK
NY
10022
44014
SC TO-I/A
811-22562
1521404
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
44004
DEF 14A
811-22573
1521451
Peerless Value Opportunity Fund
300 ATLANTIC STREET
SUITE 301
STAMFORD
CT
6901
40753
N-2
811-22565
1521971
Center Coast Brookfield Core MLP Fund I, LLC
C/O BROOKFIELD INVESTMENT MANAGEMENT INC
BROOKFIELD PLACE, 250 VESEY STREET, 15TH
NEW YORK
NY
10281
43706
N-PX
811-22570
1522807
Brookfield Global Listed Infrastructure Income Fund Inc.
BROOKFIELD PLACE
250 VESEY STREET, 15TH FLOOR
NEW YORK
NY
10281
43979
NPORT-NP
811-22572
1523289
Destra Multi-Alternative Fund
80 ARKAY DRIVE
[NULL]
HAUPPAUGE
NY
11788
44007
497
811-22577
1525091
Invesco Total Property Market Income Fund
1555 PEACHTREE STREET, N.E., SUITE 1800
[NULL]
ATLANTA
GA
30309
41526
N-2/A
811-22592
1525201
DoubleLine Opportunistic Credit Fund
C/O DOUBLELINE CAPITAL LP
333 SOUTH GRAND AVENUE, 18TH FLOOR
LOS ANGELES
CA
90071
44018
NPORT-P/A
811-22585
1526329
TORTOISE PIPELINE & ENERGY FUND, INC.
5100 W. 115TH PLACE
[NULL]
LEAWOOD
KS
66211
43973
40-APP/A
811-22593
1526629
Cushing Energy Income Fund
C/O SWANK CAPITAL, LLC
8117 PRESTON ROAD, SUITE 440
DALLAS
TX
75225
43984
25-NSE
811-22591
1526697
Apollo Tactical Income Fund Inc.
9 WEST 57TH STREET
[NULL]
NEW YORK
NY
10019
43983
NPORT-P
811-22595
1527413
FSI Low Beta Absolute Return Fund
C/O ULTIMUS FUND SOLUTIONS, LLC
225 PICTORIA DRIVE, SUITE 450
CINCINNATI
OH
45246
43984
SC TO-I
811-22598
1527672
Cohen & Steers Global Power & Utility Fund, Inc.
280 PARK AVENUE
[NULL]
NEW YORK
NY
10017
40766
N-2
811-22608
1528811
Virtus Global Multi-Sector Income Fund
101 MUNSON STREET
[NULL]
GREENFIELD
MA
1301
43949
NPORT-P
811-22607
1528838
DIVIDEND Fund Inc. by Gabelli
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580
43888
40-17G
811-22616
1532716
GL Beyond Income Fund
400 FIFTH AVE
SUITE 600
WALTHAM
MA
2451
43893
40-17G
811-22626
1534293
Salient Midstream & MLP Fund
4265 SAN FELIPE
SUITE 800
HOUSTON
TX
77027
43964
DEF 14A
811-22632
1534880
PGIM High Yield Bond Fund, Inc.
655 BROAD STREET
17TH FLOOR
NEWARK
NJ
7102
43948
NPORT-P
811-22634
1535091
Blackstone Alternative Alpha Fund
345 PARK AVENUE, 16TH FLOOR
[NULL]
NEW YORK
NY
10154
43994
N-CEN
811-22635
1535092
Blackstone Alternative Alpha Master Fund
345 PARK AVENUE, 16TH FLOOR
[NULL]
NEW YORK
NY
10154
43994
N-CEN
811-22654
1537610
Putnam Mortgage Recovery Fund
ONE POST OFFICE SQUARE
[NULL]
BOSTON
MA
2109
43964
40-17G
811-22658
1539337
Nuveen Real Asset Income & Growth Fund
333 W. WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22671
1543188
AB Multi-Manager Alternative Fund
ALLIANCEBERNSTEIN LP
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
44014
SC TO-I/A
811-22676
1544228
Blackstone / GSO Short Duration High Yield Fund
C/O GSO CAPITAL PARTNERS LP
345 PARK AVE.
NEW YORK
NY
10154
40977
N-2
811-22682
1544317
AIP Macro Registered Fund A
100 FRONT STREET
SUITE 400
WEST CONSHOHOCKEN
PA
19428-2881
43978
NPORT-P
811-22683
1544318
AIP Macro Registered Fund P
100 FRONT STREET
SUITE 400
WEST CONSHOHOCKEN
PA
19428-2881
43978
NPORT-P
811-22686
1546429
Blackstone / GSO Strategic Credit Fund
345 PARK AVENUE
31ST FLOOR
NEW YORK
NY
10154
43998
40-APP
811-22695
1546931
RMR Preferred Income Fund
TWO NEWTON PLACE
255 WASHINGTON STREET
NEWTON
MA
2458
41292
N-2/A
811-22690
1547158
TORTOISE ENERGY INDEPENDENCE FUND, INC.
5100 W. 115TH PLACE
[NULL]
LEAWOOD
KS
66211
43973
40-APP/A
811-22693
1547341
ClearBridge MLP & Midstream Total Return Fund Inc.
620 EIGHTH AVENUE
[NULL]
NEW YORK
NY
10018
44008
DEFA14A
811-22697
1547775
SCS Hedged Opportunities (1099) Fund, LLC
ONE WINTHROP SQUARE
[NULL]
BOSTON
MA
2110
41152
N-2/A
811-22699
1547994
Nuveen Preferred & Income Term Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44011
NPORT-P
811-22707
1548717
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.
280 PARK AVENUE
FLOOR 10
NEW YORK
NY
10017
43980
NPORT-P
811-22716
1551040
Stone Harbor Emerging Markets Total Income Fund
C/O STONE HARBOR INVESTMENT PARTNERS LP
31 WEST 52ND STREET, 16TH FLOOR
NEW YORK
NY
10019
43949
NPORT-P
811-22710
1551047
Bluerock Total Income (plus) Real Estate Fund
1345 AVENUE OF THE AMERICAS
32ND FLOOR
NEW YORK
NY
10105
44012
N-23C3A
811-22715
1551949
Guggenheim Credit Allocation Fund
227 WEST MONROE STREET
[NULL]
CHICAGO
IL
60606
43949
NPORT-P
811-22725
1554625
Priority Income Fund, Inc.
10 EAST 40TH STREET
42ND FLOOR
NEW YORK
NY
10016
43994
SC TO-I
811-22724
1554697
PGIM Global High Yield Fund, Inc.
655 BROAD STREET
17TH FLOOR
NEWARK
NJ
7102
44006
NPORT-P
811-22735
1556297
Pioneer Multi-Asset Credit Trust
60 STATE STREET
[NULL]
BOSTON
MA
2109
41368
N-2/A
811-22738
1556336
FIRST TRUST MLP & ENERGY INCOME FUND
10 WESTPORT ROAD
SUITE C101A
WILTON
CT
6897
44018
N-CSRS
811-22759
1557265
SharesPost 100 Fund
555 MONTGOMERY STREET
SUITE 1400
SAN FRANCISCO
CA
94111
43994
40-17G
811-22742
1557523
Principal Real Estate Income Fund
1290 BROADWAY
SUITE 1100
DENVER
CO
80203
44014
N-CSRS
811-22749
1557725
Resource Real Estate Diversified Income Fund
C/O RESOURCE AMERICA, INC.
717 FIFTH AVENUE, 14TH FLOOR
NEW YORK
NY
10022
44014
N-8F
811-22752
1557915
Nuveen Intermediate Duration Municipal Term Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22758
1558629
PIMCO Dynamic Credit & Mortgage Income Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-22763
1560916
CPG Carlyle Commitments Fund, LLC
C/O CENTRAL PARK ADVISERS, LLC
805 THIRD AVENUE
NEW YORK
NY
10022
44007
SC TO-I
811-22764
1560917
CPG Carlyle Commitments Master Fund, LLC
C/O CENTRAL PARK ADVISERS, LLC
805 THIRD AVENUE
NEW YORK
NY
10022
44007
SC TO-I
811-22770
1562051
Neuberger Berman MLP & Energy Income Fund Inc.
1290 AVENUE OF THE AMERICAS
[NULL]
NEW YORK
NY
10104
43944
NPORT-P
811-22774
1562818
BlackRock Multi-Sector Income Trust
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809-3700
44018
N-CSRS
811-22777
1563696
Eaton Vance Municipal Income 2028 Term Trust
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
44008
NPORT-P
811-22780
1564216
Cohen & Steers MLP Income & Energy Opportunity Fund
280 PARK AVENUE, FLOOR 10
[NULL]
NEW YORK
NY
10017
43948
DEFA14A
811-22779
1564584
Nuveen Intermediate Duration Quality Municipal Term Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22784
1565381
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH STREET
NEW YORK
NY
10289
44012
DEF 14A
811-22787
1565433
Western Asset Opportunistic Income Fund Inc.
620 EIGHTH AVENUE
[NULL]
NEW YORK
NY
10018
43728
N-8F
811-22791
1566388
DoubleLine Income Solutions Fund
C/O DOUBLELINE CAPITAL LP
333 SOUTH GRAND AVENUE, SUITE 800
LOS ANGELES
CA
90071
44018
NPORT-P/A
811-22792
1566814
Blackstone Alternative Alpha Fund II
345 PARK AVENUE
16TH FLOOR
NEW YORK
NY
10154
43994
N-CEN
811-22795
1567569
First Trust Intermediate Duration Preferred & Income Fund
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
44004
NPORT-P
811-22799
1568205
MainStay DefinedTerm Intermediate Duration Municipal Bond Fund
51 MADISON AVENUE
[NULL]
NEW YORK
NY
10010
41311
N-2
811-22800
1568292
Ivy High Income Opportunities Fund
6300 LAMAR AVENUE
[NULL]
SHAWNEE MISSION
KS
66202-4200
44004
PRE 14A
811-22803
1568334
StuFund Spectrum Fund
125 MAIDEN LANE
[NULL]
NEW YORK
NY
10038
41313
N-2
811-22804
1569091
FW Advisory Research Quality Income Trust
100 WALL STREET
11TH FLOOR
NEW YORK
NY
10005
41316
N-8A
811-22807
1570335
Pathway Capital Opportunity Fund, Inc.
10 EAST 40TH STREET
44TH FLOOR
NEW YORK
NY
10016
43544
425
811-22816
1572914
NB Private Markets Fund III (Master) LLC
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-22815
1572915
NB Private Markets Fund III (TE) LLC
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-22814
1572916
NB Private Markets Fund III (TI) LLC
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-22821
1573698
Eaton Vance Floating-Rate Income Plus Fund
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43948
NPORT-P
811-22822
1573781
REIT Exchange Fund, Inc.
801 ARTHUR GODFREY ROAD
SUITE 300
MIAMI BEACH
FL
33140
41445
497AD
811-22823
1574024
Babson Capital Global High Yield Credit Opportunity Fund
550 SOUTH TRYON STREET, STE. 3300
[NULL]
CHARLOTTE
NC
28202
41374
N-2
811-22837
1575172
Cohen & Steers Global Ltd Duration Preferred & Income Fund
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43341
N-PX
811-22839
1575771
Eagle Growth & Income Opportunities Fund
227 WEST MONROE STREET
SUITE 3200
CHICAGO
IL
60606
44014
8-K
811-22843
1576340
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
C/O BROOKFIELD INVESTMENT MANAGEMENT INC
BROOKFIELD PLACE, 250 VESEY STREET, 15TH
NEW YORK
NY
10281
43990
497
811-22847
1577210
Prudential Real Estate Income Fund, Inc.
655 BROAD STREET
17TH FLOOR
NEWARK
NJ
7102
42422
40-17G/A
811-22849
1577610
Highland Global Credit Allocation Fund
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43697
N-PX
811-22848
1578496
Highland Floating Rate High Income Fund
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43698
N-PX
811-23005
1578584
PROPHECY ALPHA FUND I
116 SOUTH FRANKLIN STREET
POST OFFICE BOX 69
ROCKY MOUNT,
NC
27802-0069
42292
40-17G/A
811-22851
1578761
BlackRock All Asset Income Trust
55 EAST 52ND STREET
[NULL]
NEW YORK
NY
10055
41834
RW
811-22853
1578987
StoneCastle Financial Corp.
100 FILLMORE STREET, SUITE 325
[NULL]
DENVER
CO
80206
43998
DEFA14A
811-22856
1579762
Goldman Sachs MLP Income Opportunities Fund
200 WEST STREET
[NULL]
NEW YORK
NY
10282
43992
N-CEN/A
811-22860
1580078
Pine Grove Alternative Institutional Fund
452 5TH AVENUE, 26TH FLOOR
[NULL]
NEW YORK
NY
10018
43993
N-CEN
811-22859
1580166
A&Q Masters Fund
C/O UBS HEDGE FUND SOLUTIONS LLC
600 WASHINGTON BOULEVARD
STAMFORD
CT
6901
44001
SC TO-I
811-22882
1580733
BMO LGM Frontier Markets Equity Fund
111 EAST KILBOURN AVENUE, SUITE 200
[NULL]
MILWAUKEE
WI
53202
44018
NPORT-NP
811-22876
1581468
Providence Flexible Credit Allocation Fund
9 WEST 57TH STREET
47TH FLOOR
NEW YORK
NY
10019
43082
40-APP/A
811-22875
1582138
Bluestone Community Development Fund
37 WEST AVENUE
SUITE 301
WAYNE
PA
19087
43970
NPORT-P
811-22877
1582817
Nuveen All Cap Energy MLP Opportunities Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22874
1583001
First Eagle Senior Loan Fund
227 WEST MONROE STREET
SUITE 3200
CHICAGO
IL
60606
43980
NPORT-P
811-22901
1585392
CLA Strategic Allocation Fund
7201 WEST LAKE MEAD BLVD, SUITE 114
[NULL]
LAS VEGAS
NV
89128
42522
N-8F
811-22884
1585855
Gabelli Global Small & Mid Cap Value Trust
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580
43973
NPORT-P
811-22888
1586009
Wildermuth Endowment Fund
818 A1A HWY
SUITE 301
PONTE VEDRA BEACH
FL
32082
44012
NT N-CEN
811-22923
1588474
INFINITY CORE ALTERNATIVE FUND
C/O UMB FUND SERVICES
235 W GALENA STREET
MILWAUKEE
WI
53212
44000
N-2
811-22898
1588569
ALPS/Alerian MLP Equal Weight Index Fund
1290 BROADWAY
SUITE 1100
DENVER
CO
80203
43473
AW
811-22900
1588807
Blackstone Real Estate Income Fund
345 PARK AVENUE
[NULL]
NEW YORK
NY
10154
43983
NPORT-P
811-22907
1589029
Blackstone Real Estate Income Fund II
345 PARK AVENUE
[NULL]
NEW YORK
NY
10154
43983
NPORT-P
811-22904
1589390
Evanston Alternative Opportunities Fund
1560 SHERMAN AVENUE
SUITE 960
EVANSTON
IL
60201
43999
SC TO-I
811-22902
1589420
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
10 WESTPORT ROAD
SUITE C101A
WILTON
CT
6897
44019
N-CSRS
811-22908
1590213
Blackstone Real Estate Income Master Fund
345 PARK AVENUE
[NULL]
NEW YORK
NY
10154
43983
NPORT-P
811-22919
1593492
HIGHLAND MLP INCOME FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43698
N-PX
811-22947
1597098
Prudential Jennison MLP Income Fund, Inc.
655 BROAD STREET
17TH FLOOR
NEWARK
NJ
7102
42422
40-17G/A
811-22940
1597218
Endowment PMF Master Fund, L.P.
4265 SAN FELIPE
8TH FLOOR
HOUSTON
TX
77027
43980
NPORT-P
811-22941
1597219
PMF Fund, L.P.
4265 SAN FELIPE
8TH FLOOR
HOUSTON
TX
77027
43980
NPORT-P
811-22942
1597220
PMF TEI Fund, L.P.
4265 SAN FELIPE
8TH FLOOR
HOUSTON
TX
77027
43980
NPORT-P
811-22933
1597634
Griffin Institutional Access Real Estate Fund
GRIFFIN CAPITAL PLAZA
1520 GRAND AVENUE
EL SEGUNDO
CA
90245
44012
N-23C3A
811-22931
1598084
TCW Diversified Income Fund, Inc.
865 SOUTH FIGUEROA STREET, SUITE 1800
[NULL]
LOS ANGELES
CA
90017
41663
N-2
811-22934
1598181
FIRST TRUST MUNICIPAL INCOME DEFINED TERM FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
41704
N-2/A
811-22948
1602136
Global Marine Transport Capital Ltd.
100 WALL STREET, 11TH FLOOR
[NULL]
NEW YORK
NY
10005
41712
N-2
811-22953
1602480
Neuberger Berman Multi-Manager Income Fund Inc.
C/O NEUBERGER BERMAN MANAGEMENT LLC
605 THIRD AVENUE
NEW YORK
NY
10158
41719
N-2
811-22949
1602584
Calamos Dynamic Convertible & Income Fund
2020 CALAMOS COURT
[NULL]
NAPERVILLE
IL
60563
44013
N-CSRS
811-22956
1603261
Forefront Income Trust
7 TIMES SQUARE, 37TH FLOOR
[NULL]
NEW YORK
NY
10036
43642
N-8F/A
811-22958
1603998
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
101 MUNSON STREET
[NULL]
GREENFIELD
MA
1301
43973
DEFA14A
811-22974
1604174
Eagle Point Credit Co Inc.
600 STEAMBOAT RD, SUITE 202
[NULL]
GREENWICH
CT
6830
43993
497
811-22955
1604522
Tekla Healthcare Opportunities Fund
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
2110
43987
N-CSRS
811-22963
1606789
Altegris KKR Commitments Master Fund
1200 PROSPECT STREET, SUITE 400
[NULL]
LA JOLLA
CA
92037
44019
NPORT-NP
811-22967
1607997
Nuveen Minnesota Quality Municipal Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22969
1608016
Palmer Square Opportunistic Income Fund
1900 SHAWNEE MISSION PARKWAY, SUITE 315
[NULL]
MISSION WOODS
KS
66205
44008
NPORT-P
811-22971
1608741
Nuveen NASDAQ 100 Dynamic Overwrite Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22970
1608742
Nuveen Dow 30sm Dynamic Overwrite Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22976
1609706
CROSS SHORE DISCOVERY FUND
ULTIMUS FUND SOLUTIONS, LLC
225 PICTORIA DRIVE, SUITE 450
CINCINNATI
OH
45246
43999
SC TO-I
811-22984
1611131
Highland Healthcare Equity Income & Growth Fund
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43698
N-PX
811-22979
1612875
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND
200 WEST STREET
[NULL]
NEW YORK
NY
10282
43994
N-14 8C
811-22988
1615905
Nuveen Global High Income Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-22987
1616037
Pioneer ILS Interval Fund
60 STATE STREET
[NULL]
BOSTON
MA
2109
44018
N-CSRS
811-22990
1616203
Pomona Investment Fund
780 THIRD AVENUE, 46TH FLOOR
[NULL]
NEW YORK
NY
10017
44004
SC TO-I
811-23000
1620515
Princeton Private Investments Access Fund
8000 NORMAN CENTER DRIVE
SUITE 630
MINNEAPOLIS
MN
55437
44004
NT N-CEN
811-23369
1622148
HIGHLAND GLOBAL ALLOCATION FUND
200 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43991
N-CSRS
811-23038
1623848
Prospect Yield Corporation, LLC
10 EAST 40TH ST, 42ND FLOOR
[NULL]
NEW YORK
NY
10016
43901
40-APP
811-23014
1627854
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH STREET
NEW YORK
NY
10286
44006
NPORT-NP
811-23016
1628040
Resource Credit Income Fund
C/O RESOURCE AMERICA, INC.
717 FIFTH AVENUE
NEW YORK
NY
10022
44012
PRE 14A
811-23020
1628766
Nomura Credit Long/Short Fund, Inc.
WORLDWIDE PLAZA
309 WEST 49TH STREET
NEW YORK
NY
10019
42003
N-2
811-23031
1630457
CONTEXT FUNDAMENTAL VALUE LONG/SHORT FUND
THREE CANAL PLAZA, SUITE 600
[NULL]
PORTLAND
ME
4101
42163
40-17G
811-23033
1634454
Triloma EIG Global Energy Master Fund, LLC
228 N. PARK AVENUE, SUITE A
[NULL]
WINTER PARK
FL
32789
42139
RW
811-23034
1635052
CNL Energy Total Return Fund
PO BOX 4920
[NULL]
ORLANDO
FL
32802
42165
40-APP
811-23035
1635193
Gabelli Go Anywhere Trust
ONE CORPORATE CENTER
[NULL]
RYE
NY
10580-1022
44000
SC 13D/A
811-23039
1636289
AllianzGI Diversified Income & Convertible Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44019
8-K
811-23044
1638444
TSC/Richard Bernstein Global Thematic Micro-Cap Fund, Inc.
10 HIGH STREET, SUITE 701
[NULL]
BOSTON
MA
2110
42097
N-2
811-23055
1638600
USCA All Terrain Fund
4444 WESTHEIMER, SUITE G500
[NULL]
HOUSTON
TX
77027
43991
N-CEN
811-23046
1639453
Fintan Alternative Fixed Income Advisory Fund, LLC
203 REDWOOD SHORES PARKWAY
SUITE 230
REDWOOD CITY
CA
94065
42163
POS AMI
811-23048
1639454
Fintan Alternative Fixed Income Master Fund, LLC
203 REDWOOD SHORES PARKWAY
SUITE 230
REDWOOD CITY
CA
94065
42163
POS AMI
811-23047
1639455
Fintan Alternative Fixed Income Institutional Fund, LLC
203 REDWOOD SHORES PARKWAY
SUITE 230
REDWOOD CITY
CA
94065
42163
POS AMI
811-23051
1639457
Nuveen High Income 2020 Target Term Fund
333 W. WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-23057
1642563
Guggenheim Energy & Income Fund
227 WEST MONROE STREET
[NULL]
CHICAGO
IL
60606
43991
N-CSRS
811-23058
1642598
Multi-Strategy Alternative Income Fund
13520 EVENING CREEK DRIVE N.
SUITE 300
SAN DIEGO
CA
92128
42143
N-2
811-23060
1643090
RiverNorth Multi-Strategy Arbitrage Fund, Inc.
325 NORTH LASALLE STREET, SUITE 645
[NULL]
CHICAGO
IL
60654
42251
N-2/A
811-23062
1643554
Principal Real Estate Income Opportunity Fund
1290 BROADWAY, SUITE 1100
[NULL]
DENVER
CO
80203
42205
N-2/A
811-23067
1644771
RiverNorth Specialty Finance Corp
325 NORTH LASALLE STREET, SUITE 645
[NULL]
CHICAGO
IL
60654
44014
40-17G
811-23072
1646109
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
43999
8-K
811-23076
1646775
Aabaco Holdings, Inc.
701 FIRST AVE
[NULL]
SUNNYVALE
CA
94089
42324
10-12B
811-23075
1647933
Nuveen High Income November 2021 Target Term Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-23250
1650796
SAVYON TRUST GROUP,INC
3340 NE 190 ST SUITE 402
[NULL]
AVENTURA
FL
33180
43213
DEL AM
811-23098
1653241
Bluerock Institutional Mortgage Income Fund
712 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
10019
43140
N-2/A
811-23157
1655099
Brookfield Real Assets Income Fund Inc.
BROOKFIELD PLACE
250 VESEY STREET
NEW YORK
NY
10281
43983
NPORT-P
811-23134
1655197
CC Real Estate Income Master Fund
590 MADISON AVENUE
34TH FLOOR
NEW YORK
NY
10022
43951
NPORT-P
811-23109
1655199
CC Real Estate Income Fund
590 MADISON AVENUE
34TH FLOOR
NEW YORK
NY
10022
43951
NPORT-P
811-23102
1655544
Nuveen Municipal 2021 Target Term Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-23105
1655788
Stone Ridge Trust IV
510 MADISON AVE, 21ST FLOOR
[NULL]
NEW YORK
NY
10022
43971
40-17G
811-23110
1657051
Elkhorn Dorsey Wright Tactical Equity Income Fund
207 REBER STREET
SUITE 201
WHEATON
IL
60187
42307
N-2
811-23113
1657487
BlackRock Multi-Asset Tax Managed 2021 Defined Trust
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
42314
N-2
811-23114
1657984
GuideMark Alternative Lending Income Fund
1655 GRANT STREET, 10TH FLOOR
[NULL]
CONCORD
CA
94520
42489
N-2/A
811-23120
1658645
Stone Ridge Trust V
510 MADISON AVENUE
21ST FLOOR
NEW YORK
NY
10022
44012
486BPOS
811-23119
1660803
Sound Point Floating Rate 2023 Target Term Fund
375 PARK AVENUE
25TH FLOOR
NEW YORK
NY
10152
42551
N-2/A
811-23133
1661806
CC Real Estate Income Fund-T
590 MADISON AVENUE
34TH FLOOR
NEW YORK
NY
10022
43951
NPORT-P
811-23129
1663712
NEXPOINT REAL ESTATE STRATEGIES FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43983
NPORT-P
811-23130
1665315
Apollo Multi Sector Income Fund
9 WEST 57TH STREET
[NULL]
NEW YORK
NY
10019
42487
POS AMI
811-23131
1665316
Apollo Multi Sector Income Fund A
9 WEST 57TH STREET
[NULL]
NEW YORK
NY
10019
42487
N-2/A
811-23132
1665317
Apollo Multi Sector Income Fund B
9 WEST 57TH STREET
[NULL]
NEW YORK
NY
10019
42487
N-2/A
811-23136
1665817
Eaton Vance High Income 2021 Target Term Trust
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43984
N-CEN
811-23141
1666735
Nuveen High Income December 2019 Target Term Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
43906
N-CEN
811-23144
1668234
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43980
NPORT-NP
811-23142
1668238
NEXPOINT ENERGY & MATERIALS OPPORTUNITIES FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43698
N-PX
811-23143
1668239
NEXPOINT DISCOUNT STRATEGIES FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43699
N-PX
811-23153
1668542
NEXPOINT LATIN AMERICAN OPPORTUNITIES FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43822
40-17G
811-23152
1668543
NEXPOINT STRATEGIC INCOME FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43698
N-PX
811-23170
1669380
NB Crossroads Private Markets Fund IV (TE) - Client LLC
C/O NEUBERGER BERMAN INVESTMENT ADVISERS
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
43994
N-CEN
811-23176
1669382
NB Crossroads Private Markets Fund IV Holdings LLC
C/O NEUBERGER BERMAN INVESTMENT ADVISERS
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
43994
N-CEN
811-23171
1669384
NB Crossroads Private Markets Fund IV (TI) - Client LLC
C/O NEUBERGER BERMAN INVESTMENT ADVISERS
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
43994
N-CEN
811-23156
1672514
NEXPOINT EVENT-DRIVEN FUND
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43698
N-PX
811-23162
1675151
Prospect Investment Corp
10 EAST 40TH STREET 42ND FLOOR
[NULL]
NEW YORK
NY
10016
42594
40-APP
811-23159
1676197
Griffin Institutional Access Credit Fund
GRIFFIN CAPITAL PLAZA, 1520 GRAND AVENUE
[NULL]
EL SEGUNDO
CA
90245
44012
N-23C3A
811-23174
1677615
Federated Hermes Project & Trade Finance Tender Fund
4000 ERICSSON DRIVE
[NULL]
WARRENDALE
PA
15086-7561
43993
N-CEN
811-23165
1678124
CION Ares Diversified Credit Fund
3 PARK AVENUE, 36TH FLOOR
[NULL]
NEW YORK
NY
10016
43994
N-23C3A
811-23166
1678130
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
325 N. LASALLE STREET, SUITE 645
[NULL]
CHICAGO
IL
60654
44014
40-17G
811-23198
1679033
Nuveen Preferred & Income 2022 Term Fund
333 WEST WACKER DRIVE
[NULL]
CHICAGO
IL
60606
44011
NPORT-P
811-23168
1679230
RiverPark Floating Rate CMBS Fund
156 WEST 56TH STREET
17TH FLOOR
NEW YORK
NY
10019
43601
N-8F
811-23172
1679751
Pioneer ILS Bridge Fund
60 STATE STREET
[NULL]
BOSTON
MA
2109
44018
N-CSRS
811-23186
1682811
INVESCO HIGH INCOME 2023 TARGET TERM FUND
1555 PEACHTREE STREET, N.E.
[NULL]
ATLANTA
GA
30309
44014
DEFA14A
811-23189
1683185
TCW DIVERSIFIED HIGH INCOME 2021 TARGET TERM FUND
865 S. FIGUEROA STREET
SUITE 1800
LOS ANGELES
CA
90017
42612
N-2
811-23187
1683193
Crow Point Technology Opportunity 2021 Target Conversion Trust
25 RECREATION PARK DRIVE, SUITE 110
[NULL]
HINGHAM
MA
2043
42612
N-2
811-23190
1683447
PRISM Multi Strategy Fund
25 RECREATION PARK DRIVE, SUITE 110
[NULL]
HINGHAM
MA
2043
43012
N-2/A
811-23208
1685266
Sierra Opportunity Fund
280 PARK AVENUE
6TH FLOOR EAST
NEW YORK
NY
10017
43423
40-APP
811-23205
1685531
FS Energy Total Return Fund
201 ROUSE BOULEVARD
[NULL]
PHILADELPHIA
PA
19112
44006
N-CSRS
811-23195
1686142
Nuveen Credit Opportunities 2022 Target Term Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-23199
1687081
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
43980
8-K
811-23297
1687430
Infinity Long/Short Equity Fund, LLC
C/O UMB FUND SERVICES, INC.
235 WEST GALENA STREET
MILWAUKEE
WI
53212
43993
N-CEN
811-23201
1687898
Versus Capital Real Assets Fund LLC
5555 DTC PARKWAY, SUITE 330
[NULL]
GREENWOOD VILLAGE
CO
80111
43992
N-CEN
811-23211
1688554
PIMCO Flexible Credit Income Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44014
N-23C3A
811-23221
1688897
FS Credit Income Fund
201 ROUSE BOULEVARD
[NULL]
PHILADELPHIA
PA
19112
44006
N-CSRS
811-23217
1690996
City National Rochdale Select Strategies Fund
400 PARK AVENUE
[NULL]
NEW YORK
NY
10022-4406
44011
NPORT-P
811-23219
1691570
USQ Core Real Estate Fund
235 WHITEHORSE LANE, SUITE 200
[NULL]
KENNETT SQUARE
PA
19348
44008
N-23C3A
811-23223
1692567
Eaton Vance High Income 2022 Target Term Trust
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43755
40-17G
811-23230
1697196
AlphaCentric Prime Meridian Income Fund
36 NORTH NEW YORK AVE
[NULL]
HUNTINGTON
NY
11743
43991
N-CSRS
811-23251
1698508
Invesco High Income 2024 Target Term Fund
1555 PEACHTREE STREET, N.E.
[NULL]
ATLANTA
2Q
30309
44014
DEFA14A
811-23233
1698907
THL Credit Senior Loan 2024 Term Fund
100 WALL STREET, 11TH FLOOR
[NULL]
NEW YORK
NY
10005
42793
N-8A
811-23240
1701167
Eaton Vance Floating-Rate 2022 Target Term Trust
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43980
NPORT-P
811-23241
1701809
AllianzGI Convertible & Income 2024 Target Term Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44019
8-K
811-23245
1702537
NB Crossroads Private Markets Fund V (TE) LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-23315
1702885
NB Crossroads Private Markets Fund V Holdings LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-23247
1703079
XAI Octagon Floating Rate & Alternative Income Term Trust
321 NORTH CLARK STREET #2430
[NULL]
CHICAGO
IL
60654
44013
8-K
811-23255
1703117
Vivaldi Opportunities Fund
C/O UMB FUND SERVICES, INC.
235 WEST GALENA STREET
MILWAUKEE
WI
53201
44018
N-CSR
811-23248
1704299
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND
5100 W. 115TH PLACE
[NULL]
LEAWOOD
KS
66211
43973
40-APP/A
811-23254
1706411
IBAA Fund
250 N G STREET
SUITE 202
SAN BERNARDINO
CA
92410
43874
N-2/A
811-23260
1706589
CC Real Estate Income Fund-ADV
590 MADISON AVENUE
34TH FLOOR
NEW YORK
NY
10022
43951
NPORT-P
811-23258
1707200
CPG Vintage Access Fund, LLC
C/O CENTRAL PARK ADVISERS, LLC
805 THIRD AVENUE, 18TH FLOOR
NEW YORK
NY
10022
43997
N-CEN
811-23262
1708261
Nuveen Emerging Markets Debt 2022 Target Term Fund
333 WEST WACKER DRIVE
32ND FLOOR
CHICAGO
IL
60606
44012
NPORT-NP
811-23266
1709406
AIP Alternative Lending Fund P
100 FRONT STREET, SUITE 400
[NULL]
WEST CONSHOHOCKEN
PA
19428-2881
44014
SC TO-I
811-23265
1709447
AIP Alternative Lending Fund A
100 FRONT STREET, SUITE 400
[NULL]
WEST CONSHOHOCKEN
PA
19428-2881
44014
SC TO-I
811-23270
1710523
Blackstone / GSO Floating Rate Enhanced Income Fund
345 PARK AVENUE, 31ST FLOOR
[NULL]
NEW YORK
NY
10154
44013
N-23C3A
811-23268
1710680
HIGHLAND INCOME FUND\MA
300 CRESCENT COURT
SUITE 700
DALLAS
TX
75201
43983
NPORT-P
811-23288
1712666
VII Peaks Co-Optivist Income Fund
4 ORINDA WAY
SUITE 125A
ORINDA
CA
94563
43257
N-2/A
811-23290
1714708
NB Crossroads Private Markets Fund V (TI) LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-23292
1715736
NB Crossroads Private Markets Fund V (TE) Advisory LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-23289
1716885
Angel Oak Strategic Credit Fund
ONE BUCKHEAD PLAZA
3060 PEACHTREE RD. NW, SUITE 500
ATLANTA
GA
30305
44011
NPORT-P
811-23291
1716942
NB Crossroads Private Markets Fund V (TI) Advisory LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-23299
1716951
OFS Credit Company, Inc.
10 SOUTH WACKER DRIVE
SUITE 2500
CHICAGO
IL
60606
44012
40-APP/A
811-23295
1717457
Calamos Long/Short Equity & Dynamic Income Trust
2020 CALAMOS COURT
[NULL]
NAPERVILLE
IL
60563
44013
N-CSRS
811-23298
1717976
Weiss Strategic Interval Fund
320 PARK AVENUE
20TH FLOOR
NEW YORK
NY
10022
44013
N-23C3A
811-23302
1718932
Goldman Sachs Private Markets Fund 2018 (B) LLC
200 WEST STREET
[NULL]
NEW YORK
NY
10282-2198
43700
N-8F
811-23300
1718933
Goldman Sachs Private Markets Fund 2018 (A) LLC
200 WEST STREET
[NULL]
NEW YORK
NY
10282-2198
43700
N-8F
811-23301
1718934
Goldman Sachs Private Markets Fund 2018 LLC
200 WEST STREET
[NULL]
NEW YORK
NY
10282-2198
43700
N-8F
811-23316
1719211
2017 MANDATORY EXCHANGEABLE TRUST
850 LIBRARY AVENUE, SUITE 204
[NULL]
NEWARK
DE
19711
43959
NPORT-P
811-23310
1721129
CC Real Estate Income Fund-C
590 MADISON AVENUE
34TH FLOOR
NEW YORK
NY
10022
43951
NPORT-P
811-23307
1722091
Sierra Real Estate Fund
280 PARK AVENUE
6TH FLOOR EAST
NEW YORK
NY
10017
43052
N-2
811-23321
1722688
Altegris Private Markets Opportunities Fund
1200 PROSPECT STREET SUITE 400
[NULL]
LA JOLLA
CA
92037
43223
POS AMI
811-23309
1722837
Destra International & Event-Driven Credit Fund
C/O DESTRA CAPITAL MANAGEMENT LLC
444 WEST LAKE STREET, SUITE 1700
CHICAGO
IL
60606
43999
N-23C3A
811-23314
1723701
PIMCO Flexible Municipal Income Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44014
N-23C3A
811-23318
1725295
Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.
11550 ASH STREET
SUITE 300
LEAWOOD
KS
66211
44014
N-23C3A
811-23319
1725472
Carlyle Tactical Private Credit Fund
520 MADISON AVENUE
[NULL]
NEW YORK
NY
10022
43980
NPORT-P
811-23330
1729678
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH STREET
NEW YORK
NY
10286
44008
40-17F2
811-23327
1730633
Angel Oak Financial Institutions Income Term Trust
ONE BUCKHEAD PLAZA
3060 PEACHTREE RD. NW, SUITE 500
ATLANTA
GA
30305
43399
40-17G
811-23331
1731897
SCS Insurance Opportunities Fund
116 SOUTH FRANKLIN STREET
[NULL]
ROCKY MOUNT
NC
27804
43644
N-2/A
811-23328
1732078
Flat Rock Opportunity Fund
1350 AVENUE OF THE AMERICAS
18TH FLOOR
NEW YORK
NY
10019
44011
40-17G
811-23333
1735964
Cliffwater Corporate Lending Fund
C/O UMB FUND SERVICES, INC.
[NULL]
MILWAUKEE
WI
53212
44014
N-23C3A
811-23337
1737092
Nuveen Impact Bond 2025 Term Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
43994
N-8F
811-23348
1737936
City National Rochdale Strategic Credit Fund
400 PARK AVENUE
[NULL]
NEW YORK
NY
10022-4406
43987
497
811-23347
1738008
Hedge Fund Guided Portfolio Solution
900 NORTH MICHIGAN AVENUE, SUITE 1100
[NULL]
CHICAGO
IL
60611
44008
SC TO-I
811-23351
1740076
American Beacon Apollo Total Return Fund
220 E LAS COLINAS BLVD
STE 1200
IRVING
TX
75039
43999
486BXT
811-23349
1740082
Hatteras Reinsurance Fund
6601 SIX FORKS ROAD, #340
[NULL]
RALEIGH
NC
27615
43235
N-2
811-23356
1741002
Oppenheimer ILS Interval Fund
225 LIBERTY STREET
[NULL]
NEW YORK
NY
10281
43657
N-2/A
811-23352
1741739
FlowStone Opportunity Fund
55 NOD ROAD
SUITE 120
AVON
CT
6001
44018
SC TO-I
811-23353
1741748
Eaton Vance Floating-Rate 2023 Target Term Trust
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43249
N-2
811-23354
1742380
CPG Vintage Access Fund II, LLC
C/O CENTRAL PARK ADVISERS, LLC
805 THIRD AVENUE, 18TH FLOOR
NEW YORK
NY
10022
43994
N-CEN
811-23355
1742836
CPG Focused Access Fund, LLC
C/O CENTRAL PARK ADVISERS, LLC
805 THIRD AVENUE, 18TH FLOOR
NEW YORK
NY
10022
44018
N-CSR
811-23365
1742837
NB Crossroads Private Markets Fund VI LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43994
N-CEN
811-23441
1742838
NB Crossroads Private Markets Fund VI Advisory LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43921
POS AMI
811-23418
1742952
John Hancock GA Mortgage Trust
C/O JOHN HANCOCK FUNDS
200 BERKELEY STREET
BOSTON
MA
2116
43980
NPORT-NP
811-23436
1743402
NB Crossroads Private Markets Fund VI Holdings LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
NEW YORK
TX
75201
43994
N-CEN
811-23358
1745059
Angel Oak Financial Strategies Income Term Trust
3060 PEACHTREE RD SUITE 500
[NULL]
ATLANTA
GA
30305
44011
NPORT-P
811-23360
1745846
Broadstone Real Estate Access Fund
800 CLINTON SQUARE
[NULL]
ROCHESTER
NY
14604
44001
497
811-23363
1746332
FNEX Ventures
4300 SHAWNEE MISSION PARKWAY
SUITE 100
FAIRWAY
KS
66205
43950
N-Q
811-23364
1746625
XAI Octagon Credit Trust
321 NORTH CLARK STREET #2430
[NULL]
CHICAGO
IL
60654
43559
N-2/A
811-23366
1746967
RiverNorth Opportunistic Municipal Income Fund, Inc.
325 NORTH LASALLE STREET, SUITE 645
[NULL]
CHICAGO
IL
60654
44014
40-17G
811-23368
1748680
1WS Credit Income Fund
299 PARK AVENUE, 25TH FLOOR
[NULL]
NEW YORK
NY
10171
44012
N-CSRS
811-23389
1751156
ELLINGTON INCOME OPPORTUNITIES FUND
8000 NORMAN CENTER DRIVE
SUITE 630
MINNEAPOLIS
MN
55437
43983
NPORT-P
811-23380
1752019
BlackRock Credit Strategies Fund
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
44019
N-23C3A
811-23381
1753217
Nuveen High Income 2023 Target Term Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44012
NPORT-NP
811-23383
1753712
Lord Abbett Credit Opportunities Fund
90 HUDSON STREET
[NULL]
JERSEY CITY
NJ
7302
44004
497J
811-23384
1754836
Eagle Point Income Co Inc.
600 STEAMBOAT RD, SUITE 202
[NULL]
GREENWICH
CT
6830
43993
497AD
811-23385
1754927
Axonic Alternative Income Fund
C/O AXONIC CAPITAL, LLC
520 MADISON AVENUE, 42ND FLOOR
NEW YORK
NY
10022
44008
NPORT-P
811-23403
1756404
Principal Diversified Select Real Asset Fund
711 HIGH ST.
[NULL]
DES MOINES
IA
50392
44011
PRE 14C
811-23390
1756908
PIMCO Energy & Tactical Credit Opportunities Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43980
NPORT-P
811-23394
1757563
Loomis Sayles Alternative Asset Based Solutions Income Fund
888 BOYLSTON STREET
[NULL]
BOSTON
MA
2199
43455
40-APP
811-23392
1758583
Arca U.S. Treasury Fund
4151 REDWOOD AVENUE
SUITE 206
LOS ANGELES
CA
90066
44018
EFFECT
811-23501
1759455
ALTI Private Equity Access Fund
C/O ULTIMUS FUND SOLUTIONS, LLC
225 PICTORIA DRIVE, SUITE 450
CINCINNATI
OH
45246
43916
N-2/A
811-23407
1762229
YieldStreet Prism Fund Inc.
300 PARK AVENUE, 15TH FLOOR
[NULL]
NEW YORK
NY
10017
44005
497
811-23408
1762562
Clarion Partners Real Estate Income Fund Inc.
620 8TH AVENUE
49TH FLOOR
NEW YORK
NY
10018
44005
497
811-23478
1764894
Stone Ridge Trust VI
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
44018
N-CSRS
811-23420
1766616
Cushing Real Income & Preferred Fund
8117 PRESTON ROAD, SUITE 440
[NULL]
DALLAS
TX
75225
43497
N-2
811-23425
1767074
CIM Real Assets & Credit Fund
4700 WILSHIRE BOULEVARD
[NULL]
LOS ANGELES
CA
90010
44012
40-APP/A
811-23457
1768966
Hartford Schroders Opportunistic Income Fund
690 LEE ROAD
[NULL]
WAYNE
PA
19087
44018
N-CSRS
811-23427
1769003
RiverNorth Opportunities Fund II
325 NORTH LASALLE STREET
SUITE 645
CHICAGO
IL
60654
43521
N-2
811-23434
1771226
RiverNorth Managed Duration Municipal Income Fund, Inc.
325 NORTH LASALLE STREET
SUITE 645
CHICAGO
IL
60654
44014
40-17G
811-23440
1774342
Nuveen Municipal Credit Opportunities Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44019
N-CSRS
811-23442
1774376
NB Crossroads Private Markets Fund VI Custody LP
325 NORTH SAINT PAUL STREET
49TH FLOOR
DALLAS
TX
75201
43921
POS AMI
811-23443
1776589
Cipher Technologies Bitcoin Fund
C/O CIPHER TECHNOLOGIES MANAGEMENT LP
600 STEAMBOAT ROAD, 3RD FLOOR
GREENWICH
CT
6830
43739
SEC STAFF LETTER
811-23445
1777482
Nuveen Strategic Municipal Credit Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
43818
N-2/A
811-23448
1777677
Fundrise Real Estate Interval Fund, LLC
11 DUPONT CIRCLE NW
9TH FLOOR
WASHINGTON
DC
20036
43888
N-2/A
811-23446
1778114
AllianzGI Artificial Intelligence & Technology Opportunities Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
44019
8-K
811-23456
1778732
AIP Private Equity Opportunities Fund I A LP
100 FRONT STREET, SUITE 700
[NULL]
WEST CONSHOHOCKEN
PA
19428
44014
POS AMI
811-23454
1780133
Stone Ridge Longevity Risk Premium Fixed Income Trust 65F
510 MADISON AVENUE
21ST FLOOR
NEW YORK
NY
10022
43971
40-17G
811-23453
1780267
Theseus U.S. Debt Fund
C/O THESEUS CAPITAL INC.
30700 RUSSELL RANCH ROAD, SUITE 250
WESTLAKE VILLAGE
CA
91362
43649
N-2
811-23451
1780269
Stone Ridge Residential Real Estate Income Fund I, Inc.
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23452
1780338
CPG Vintage Access Fund III, LLC
C/O CENTRAL PARK ADVISERS, LLC
805 THIRD AVENUE, 18TH FLOOR
NEW YORK
NY
10022
43997
N-CEN
811-23458
1783110
Kayne Anderson Income Strategies Fund
811 MAIN STREET, 14TH FLOOR
[NULL]
HOUSTON
TX
77002
43837
40-APP/A
811-23484
1783515
ASPIRIANT DEFENSIVE ALLOCATION FUND
11100 SANTA MONICA BLVD, SUITE 600
[NULL]
LOS ANGELES
CA
90025
43931
40-APP/A
811-23460
1783964
IDR Core Property Index Fund Ltd
1111 E. SUPERIOR AVENUE, SUITE 1100
[NULL]
CLEVELAND
OH
44114
43819
POS AMI
811-23479
1785151
361 SOCIAL INFRASTRUCTURE FUND
4600 SOUTH SYRACUSE STREET
SUITE 500
DENVER
CO
80237
43892
40-APP
811-23465
1785957
Pioneer Securitized Income Fund
60 STATE STREET
[NULL]
BOSTON
MA
2109
44012
NT NPORT-P
811-23474
1787621
KKR Credit Opportunities Portfolio
C/O KKR CREDIT ADVISORS (US) LLC
555 CALIFORNIA STREET, 50TH FLOOR
SAN FRANCISCO
CA
94104
44019
N-CSRS
811-23476
1788399
DoubleLine Yield Opportunities Fund
333 SOUTH GRAND AVENUE
SUITE 1800
LOS ANGELES
CA
90071
44018
NPORT-NP/A
811-23482
1788420
Keystone Private Income Fund
C/O UMB FUND SERVICES, INC.
235 WEST GALENA STREET
MILWAUKEE
WI
53212
44011
D
811-23480
1789470
Conversus StepStone Private Markets
1422 S. TRYON STREET
SUITE 300
CHARLOTTE
NC
28203
44014
N-2
811-23481
1790177
RiverNorth Flexible Municipal Income Fund, Inc.
325 NORTH LASALLE STREET
SUITE 645
CHICAGO
IL
60654
44014
40-17G
811-23486
1792037
Pioneer Multi-Asset Income Trust
60 STATE STREET
[NULL]
BOSTON
MA
2109
43958
N-2/A
811-23495
1793101
Bluerock Institutional High Income Credit Fund
1345 AVENUE OF THE AMERICAS, 32ND FLOOR
[NULL]
NEW YORK
NY
10105
43885
N-2/A
811-23489
1793129
Nuveen Dynamic Municipal Opportunities Fund
333 WEST WACKER DR.
[NULL]
CHICAGO
IL
60606
44007
8-A12B
811-23496
1793289
Astor Dynamic Credit Fund
41 S. HIGH STREET
SUITE 1700
COLUMBUS
OH
43215
43881
N-2/A
811-23490
1793855
Aberdeen Standard Global Infrastructure Income Fund
1900 MARKET STREET
SUITE 200
PHILDELPHIA
PA
19103
44007
N-2/A
811-23493
1793882
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
280 PARK AVENUE
10TH FLOOR
NEW YORK
NY
10017
43868
N-2/A
811-23492
1794041
Franklin BSP Private Credit Fund
9 WEST 57TH STREET, SUITE 4920
[NULL]
NEW YORK
NY
10019
43915
N-2/A
811-23491
1794287
Angel Oak Dynamic Financial Strategies Income Term Trust
3344 PEACHTREE ROAD NE
SUITE 1725
ATLANTA
GA
30326
44008
497AD
811-23497
1795777
Tekla Income Edge Fund
100 FEDERAL STREET
19TH FLOOR
BOSTON
MA
2110
43804
N-2
811-23498
1796233
Goldman Sachs Credit Income Fund
200 WEST STREET
[NULL]
NEW YORK
NY
10282
43991
RW
811-23499
1796242
Goldman Sachs Real Estate Diversified Income Fund
200 WEST STREET
[NULL]
NEW YORK
NY
10282
44001
497
811-23505
1798618
PIMCO Dynamic Income Opportunities Fund
1633 BROADWAY
[NULL]
NEW YORK
NY
10019
43915
N-8A/A
811-23510
1802293
Lord Abbett Floating Rate High Income Fund
90 HUDSON STREET
[NULL]
JERSEY CITY
NJ
7302
43983
N-2/A
811-23507
1802356
EMLES Bitcoin Strategy Fund
5323 ANITA STREET
[NULL]
DALLAS
TX
75206
43868
N-2
811-23509
1803491
Hamilton Lane Private Assets Fund
ONE PRESIDENTIAL BOULEVARD, 4TH FLOOR
[NULL]
BALA CYNWYD
PA
19004
44018
N-2/A
811-23575
1803958
KKR Real Estate Select Trust Inc.
9 WEST 57TH STREET, SUITE 4200
[NULL]
NEW YORK
NY
10019
43979
40-APP/A
811-23518
1804263
Stone Ridge Longevity Risk Premium Fixed Income Trust 85M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23520
1804267
Stone Ridge Longevity Risk Premium Fixed Income Trust 85F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23524
1804269
Stone Ridge Longevity Risk Premium Fixed Income Trust 84M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23525
1804270
Stone Ridge Longevity Risk Premium Fixed Income Trust 84F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23527
1804272
Stone Ridge Longevity Risk Premium Fixed Income Trust 83M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23529
1804274
Stone Ridge Longevity Risk Premium Fixed Income Trust 83F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23531
1804276
Stone Ridge Longevity Risk Premium Fixed Income Trust 82M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23534
1804278
Stone Ridge Longevity Risk Premium Fixed Income Trust 82F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23535
1804280
Stone Ridge Longevity Risk Premium Fixed Income Trust 81M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23536
1804282
Stone Ridge Longevity Risk Premium Fixed Income Trust 81F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23538
1804283
Stone Ridge Longevity Risk Premium Fixed Income Trust 80M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23543
1804287
Stone Ridge Longevity Risk Premium Fixed Income Trust 80F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23545
1804288
Stone Ridge Longevity Risk Premium Fixed Income Trust 79M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23548
1804289
Stone Ridge Longevity Risk Premium Fixed Income Trust 79F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23549
1804290
Stone Ridge Longevity Risk Premium Fixed Income Trust 78M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23551
1804291
Stone Ridge Longevity Risk Premium Fixed Income Trust 78F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23553
1804292
Stone Ridge Longevity Risk Premium Fixed Income Trust 77M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23552
1804293
Stone Ridge Longevity Risk Premium Fixed Income Trust 77F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23550
1804294
Stone Ridge Longevity Risk Premium Fixed Income Trust 76M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23547
1804295
Stone Ridge Longevity Risk Premium Fixed Income Trust 76F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23546
1804298
Stone Ridge Longevity Risk Premium Fixed Income Trust 75M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23544
1804299
Stone Ridge Longevity Risk Premium Fixed Income Trust 75F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23542
1804301
Stone Ridge Longevity Risk Premium Fixed Income Trust 74M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23541
1804302
Stone Ridge Longevity Risk Premium Fixed Income Trust 74F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23540
1804304
Stone Ridge Longevity Risk Premium Fixed Income Trust 73M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23539
1804305
Stone Ridge Longevity Risk Premium Fixed Income Trust 73F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23537
1804306
Stone Ridge Longevity Risk Premium Fixed Income Trust 72M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23533
1804308
Stone Ridge Longevity Risk Premium Fixed Income Trust 72F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23532
1804309
Stone Ridge Longevity Risk Premium Fixed Income Trust 71M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23528
1804310
Stone Ridge Longevity Risk Premium Fixed Income Trust 71F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23526
1804311
Stone Ridge Longevity Risk Premium Fixed Income Trust 70M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23530
1804312
Stone Ridge Longevity Risk Premium Fixed Income Trust 70F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23523
1804313
Stone Ridge Longevity Risk Premium Fixed Income Trust 69M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23522
1804314
Stone Ridge Longevity Risk Premium Fixed Income Trust 69F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23521
1804315
Stone Ridge Longevity Risk Premium Fixed Income Trust 68M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23554
1804316
Stone Ridge Longevity Risk Premium Fixed Income Trust 68F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23519
1804317
Stone Ridge Longevity Risk Premium Fixed Income Trust 67M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23517
1804318
Stone Ridge Longevity Risk Premium Fixed Income Trust 67F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23516
1804319
Stone Ridge Longevity Risk Premium Fixed Income Trust 66M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23515
1804320
Stone Ridge Longevity Risk Premium Fixed Income Trust 66F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23514
1804321
Stone Ridge Longevity Risk Premium Fixed Income Trust 65M
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23555
1804325
Stone Ridge Longevity Risk Premium Fixed Income Master Trust 2045
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43971
40-17G
811-23512
1804355
Reaves Sustainable Infrastructure Fund
1290 BROADWAY
SUITE 1000
DENVER
CO
80203
43885
N-2
811-23513
1805262
FIRST TRUST SKYBRIDGE INCOME FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
43896
N-2
811-23558
1806678
BNY Mellon Alcentra Global Credit Income Fund
C/O BNY MELLON INVESTMENT ADVISER, INC.
240 GREENWICH ST
NEW YORK
NY
10286
43906
N-2
811-23559
1807090
Stone Ridge Longevity Risk Premium Inflation-Linked Fixed Income Trust 2045 70F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43910
N-2
811-23571
1808251
Entoro Gray Swan Fund
333 W LOOP N FREEWAY
SUITE 333
HOUSTON
TX
77024
43994
N-2
811-23560
1808519
Stone Ridge Investment Grade Income Longevity Trust 2045 65F
510 MADISON AVENUE
21ST FL.
NEW YORK
NY
10022
43931
N-2
811-23563
1809051
Zell Capital
175 S. THIRD
SUITE 200
COLUMBUS
OH
43215
43938
N-2
811-23564
1809541
BlackRock Capital Allocation Trust
100 BELLEVUE PARKWAY
[NULL]
WILMINGTON
DE
19809
43943
N-2
811-23566
1810256
Bow River Capital Evergreen Private Equity Fund
205 DETROIT STREET
SUITE 800
DENVER
CO
80206
43951
N-2
811-23565
1810523
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
120 EAST LIBERTY DRIVE, SUITE 400
[NULL]
WHEATON
IL
60187
44008
497
811-23567
1811114
BBR ALO Fund, LLC
C/O BBR PARTNERS, LLC
140 EAST 45TH STREET, 26TH FLOOR
NEW YORK
NY
10017
44011
SC TO-I
811-23572
1812284
Eaton Vance Income Opportunities Fund - MA
TWO INTERNATIONAL PLACE
[NULL]
BOSTON
MA
2110
43970
N-2
811-23569
1812286
Versus Capital Real Asset Debt Fund
5555 DTC PARKWAY, SUITE 330
[NULL]
GREENWOOD VILLAGE
CO
80111
43966
N-2
811-23573
1812469
Calamos-Avenue Opportunities Fund
2020 CALAMOS COURT
[NULL]
NAPERVILLE
IL
60563
43978
40-APP
811-23574
1812923
PGIM Short Duration High Yield Opportunities Fund
655 BROAD ST
17TH FL
NEWARK
NJ
7102
43973
N-2
811-23576
1813467
PGIM Strategic Credit Fund
655 BROAD ST
17TH FL
NEWARK
NJ
7102
43980
N-2
811-23578
1814902
RiverNorth Global Innovation Opportunities Fund, Inc.
325 NORTH LASALLE STREET
SUITE 645
CHICAGO
IL
60654
43994
N-2
811-23583
1815609
Primark Private Equity Fund
C/O ULTIMUS FUND SOLUTIONS, LLC
225 PICTORIA DRIVE, SUITE 450
CINCINNATI
OH
45246
44018
40-APP
811-23584
1816389
BlackRock Private Investments Fund
100 BELLVIEW PARKWAY
[NULL]
WILMINGTON
DE
19809
44012
N-2