2026-03-02 2026 2026-01-22 Govil, Aron GenslerApproved PeirceApproved RoismanApproved LeeApproved CrenshawApproved 2026-02-05 Nannini, Federico GenslerApproved PeirceApproved with ExceptionApproved except as to the disgorgement CrenshawApproved UyedaApproved LizárragaApproved 2026-02-05 Nannini, Mauro GenslerApproved PeirceApproved with ExceptionApproved except as to the disgorgement CrenshawApproved UyedaApproved LizárragaApproved 2026-02-05 Thermiotis, Alejandro GenslerApproved PeirceApproved with ExceptionApproved except as to the disgorgement CrenshawApproved UyedaApproved LizárragaApproved 2026-02-05 Tonarely, Francisco GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-12 North Gulf Energy Corporation, Inc. GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-12 Patton, Stephone Napleon GenslerApproved PeirceApproved with ExceptionApproved except as to the officer and director bar CrenshawApproved UyedaApproved LizárragaApproved 2026-02-12 Patton Farms, Inc. GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-12 Star Oil and Gas Company, Inc. GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-17 Taylor, Benjamin ClaytonApproved SteinApproved PiwowarApproved JacksonApproved PeirceApproved 2026-02-17 Windsor, Darina ClaytonApproved SteinApproved PiwowarApproved JacksonApproved PeirceApproved 2026-02-18 Okuma, Ejiro Ode AtkinsApproved PeirceApproved with ExceptionApproved except as to the conduct-based injunction UyedaApproved 2026-02-23 Lawrence, Charles T. Jr. GenslerApproved PeirceApproved with ExceptionApproved except as to the officer and director bar CrenshawApproved UyedaApproved LizárragaApproved 2026-02-23 Atkins, Dennis GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-23 Johnson, Roger GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-23 Western Sierra Resource Corporation GenslerApproved PeirceAppproved with ExceptionApproved except as to the penalty CrenshawApproved UyedaApproved LizárragaApproved 2026-02-23 Bell, Ian G. GenslerApproved PeirceAppproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-24 Drazenovic, George John AtkinsApproved PeirceAppproved CrenshawApproved UyedaApproved 2026-02-25 Passos, Fernando GenslerApproved PeirceNot Appproved LeeApproved CrenshawApproved 2026-02-26 Castellanos, Joel AtkinsApproved PeirceAppproved UyedaApproved 2026-01-07 Tadrus Capital, LLC GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-12 North Shore Equity Sales, LLC GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-12 Mohammed, Irfan AtkinsApproved PeirceApproved CrenshawApproved UyedaApproved 2026-01-12 Simeon, Frantz GenslerApproved PeirceApproved RoismanApproved LeeApproved CrenshawApproved 2026-01-13 Motil, Amy GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-13 Motil, Matthew M. GenslerApproved PeirceApproved with ExceptionApproved except as to the officer and director bar CrenshawApproved UyedaApproved LizárragaApproved 2026-01-13 North Shore Equity Management, LLC GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-13 Evolution Lending, LLC GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-13 Mausner, Ian O. GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-14 Comwell, Thomas ClaytonApproved JacksonNot Participating PeirceApproved RoismanApproved 2026-01-15 El Morro Financial Group, LLC ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-15 KCL Services, LLC ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-15 KIH Inc. ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-15 Kinetic Funds I, LLC ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-15 Kinetic Investment Group, LLC ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-15 LF42, LLC ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-15 Scipio, LLC ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-15 Celicourt, Ricardi GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-15 Guillaume, Brisly GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-16 Williams, Michael S. ClaytonApproved PeirceApproved RoismanApproved LeeApproved 2026-01-20 Equifunds, Inc. GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-20 LR Global Frontier Fund LP GenslerApproved PeirceApproved RoismanApproved LeeApproved CrenshawApproved 2026-01-20 LR Global Frontier Fund, Ltd. GenslerApproved PeirceApproved RoismanApproved LeeApproved CrenshawApproved 2026-01-20 LR Global Frontier Master Fund, Ltd. GenslerApproved PeirceApproved RoismanApproved LeeApproved CrenshawApproved 2026-01-21 Ruiz, Erick M. GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-21 Gessin, John David GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-21 Ice Fleet LLC GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-21 GP Solutions, Inc. AtkinsApproved PeirceApproved CrenshawApproved UyedaApproved 2026-01-21 Illingworth, Shannon AtkinsApproved PeirceApproved CrenshawApproved UyedaApproved 2026-01-26 Jaberian, Saeid GenslerApproved PeirceApproved with ExceptionApproved except as to the disgorgement and prejudgment interest RoismanApproved LeeApproved CrenshawApproved 2026-01-27 Van de Grift, Kevin A. CPA GenslerApproved PeirceApproved with ExceptionApproved except as to the disgorgement and prejudgment interest CrenshawApproved UyedaApproved LizárragaApproved 2026-01-28 Suthoff, Brian J. AtkinsApproved PeirceApproved with ExceptionApproved except as to the disgorgement and prejudgment interest UyedaApproved 2026-01-28 Gemini Trust Company, LLC GenslerApproved PeirceNot Approved CrenshawApproved UyedaApproved LizárragaApproved 2026-01-30 Squillante, Ryan AtkinsApproved PeirceApproved with ExceptionApproved except as to the disgorgement and prejudgment interest CrenshawApproved UyedaApproved 2026-01-30 Swanberg, Dale GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-03 Werthe, Matthew J. GenslerApproved PeirceApproved with ExceptionApproved except as to the conduct-based injunction CrenshawApproved UyedaApproved LizárragaApproved 2026-02-06 Curastory, Inc. AtkinsApproved PeirceApproved CrenshawApproved UyedaApproved 2026-02-06 Kelly, Tiffany AtkinsApproved PeirceApproved CrenshawApproved UyedaApproved 2026-02-10 Cutter Financial Group LLC GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-10 Cutter, Jeffrey CPA GenslerApproved PeirceApproved CrenshawApproved UyedaApproved LizárragaApproved 2026-02-10 Barrington Asset Management, Inc. GenslerApproved PeirceApproved RoismanApproved LeeApproved CrenshawApproved 2026-02-10 Paris, Gregory David GenslerApproved PeirceApproved RoismanApproved LeeApproved CrenshawApproved 2026-02-11 Bluesky Eagle Capital Management Ltd. AtkinsApproved PeirceApproved CrenshawNot Present UyedaApproved