2026-04-16 April 2026 29 34-105251 https://www.sec.gov/files/rules/concept/2026/34-105251.pdf 2026-04-16 Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources Atkins Approved Peirce Approved Uyeda Approved 34-105154 https://www.sec.gov/files/rules/other/2026/34-105154.pdf 2026-04-07 Claims for Award 2020-036, 2020-152 and 2023-102 Claimant 1 Atkins Approved Peirce Approved Uyeda Approved Claimant 2 Atkins Approved Peirce Approved Uyeda Approved Claimant 3 Atkins Approved Peirce Approved Uyeda Approved Claimant 4 Atkins Approved Peirce Approved Uyeda Approved Claimant 5 Atkins Approved Peirce Approved Uyeda Approved Claimant 6 Atkins Approved Peirce Approved Uyeda Approved Claimant 8 Atkins Approved Peirce Approved Uyeda Approved Claimant 9 Atkins Approved Peirce Approved Uyeda Approved Claimant 11 Atkins Approved Peirce Approved Uyeda Approved 34-105156 https://www.sec.gov/files/litigation/admin/2026/34-105156.pdf 2026-04-07 Pennsylvania Public School Employees' Retirement System Shaughnessy, Chair P. Atkins Approved Peirce Approved Uyeda Approved Aon Investments USA Inc., fka Aon Hewitt Investment Consulting, Inc., Atkins Approved Peirce Approved Uyeda Approved 34-105162 https://www.sec.gov/files/litigation/admin/2026/34-105162.pdf 2026-04-07 The Church for the Healthy Self Nguyen, Vean P. Atkins Approved Peirce Approved Uyeda Approved 34-105159 https://www.sec.gov/files/rules/other/2026/34-105159.pdf 2026-04-07 Claim for Award 2025-014 Claimant Atkins Approved Peirce Approved Uyeda Approved 34-105155 https://www.sec.gov/files/litigation/admin/2026/34-105155.pdf 2026-04-07 Huntleigh Advisors Inc., et al. Huntleigh Advisors, Inc. Atkins Approved Peirce Approved Uyeda Approved Datatex Investment Services, Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105168 https://www.sec.gov/files/rules/other/2026/34-105168.pdf 2026-04-08 Claim for Award 2025-046 Claimant Atkins Approved Peirce Approved Uyeda Approved 34-105169 https://www.sec.gov/files/rules/other/2026/34-105169.pdf 2026-04-08 Claim for Award 2021-029 Claimant Atkins Approved Peirce Approved Uyeda Approved 34-105174 https://www.sec.gov/files/litigation/admin/2026/34-105174.pdf 2026-04-08 The Church for the Healthy Self Nguyen, Mai T. Atkins Approved Peirce Approved Uyeda Approved Salinas, Danny M. Atkins Approved Peirce Approved Uyeda Approved 34-105170 https://www.sec.gov/files/rules/other/2026/34-105170.pdf 2026-04-08 Claim for Award 2025-018 Claimant Atkins Approved Peirce Approved Uyeda Approved 34-105171 https://www.sec.gov/files/rules/other/2026/34-105171.pdf 2026-04-08 Claim for Award 2025-010 Claimant Atkins Approved Peirce Approved Uyeda Approved 33-11413 https://www.sec.gov/files/litigation/admin/2026/33-11413.pdf 2026-04-08 Vestech Partners Fakhoury, Riadh Atkins Approved Peirce Approved Uyeda Approved Vestech Partners LLC Atkins Approved Peirce Approved Uyeda Approved Marita Partners LLC Atkins Approved Peirce Approved Uyeda Approved MI 15 LLC Atkins Approved Peirce Approved Uyeda Approved 34-105184 https://www.sec.gov/files/litigation/admin/2026/34-105184.pdf 2026-04-08 FTX US Decker, Francis CPA Atkins Approved Peirce Approved Uyeda Approved 34-105186 https://www.sec.gov/files/rules/other/2026/34-105186.pdf 2026-04-09 Claim for Award 2023-161 Claimant Atkins Approved Peirce Approved Uyeda Approved 34-105185 https://www.sec.gov/files/rules/other/2026/34-105185.pdf 2026-04-09 Claims for Award 2023-179 Claimant 1 Atkins Approved Peirce Approved Uyeda Approved Claimant 2 Atkins Approved Peirce Approved Uyeda Approved 34-105193 https://www.sec.gov/files/rules/other/2026/34-105193.pdf 2026-04-10 Rule 15c3-3a, Note H(b)(3) Notice to permit broker-dealers to include a debit in the reserve computations for customer accounts and proprietary accounts of broker­-dealers with respect to margin collateral posted to CME Securities Clearing Inc. Rule 15c3-3a, Note H(b)(3) Regarding Application of the Customer Protection Rule Reserve Computations with Respect to U.S. Treasury Securities Atkins Approved Peirce Approved Uyeda Approved 34-105197 https://www.sec.gov/files/rules/sro/ficc/2026/34-105197.pdf 2026-04-10 Advance Notice Filed with the Commission Pursuant to the Payment, Clearing, and Settlement Supervision Act of 2010 by Fixed Income Clearing Corporation to enter into a proposed Third Amended and Restated Cross-Margining Agreement with the Chicago Mercantile Exchange Inc., and incorporate it into and amend related GSD Rules, to extend the availability of cross-margining to positions cleared and carried for customers by a dually registered broker-dealer and futures commission merchant that is a common member of FICC and CME Fixed Income Clearing Corporation Atkins Approved Peirce Approved Uyeda Approved 34-105204 https://www.sec.gov/files/litigation/admin/2026/34-105204.pdf 2026-04-10 Mozambique Note Issuance VTB Capital plc Atkins Approved Peirce Approved Uyeda Approved Credit Suisse Group AG Atkins Approved Peirce Approved Uyeda Approved 34-105205 https://www.sec.gov/files/litigation/opinions/2026/34-105205.pdf 2026-04-10 Mark Kipling Durham, et al. Durham, Mark Kipling Atkins Approved Peirce Approved Uyeda Approved 34-105137 https://www.sec.gov/files/litigation/opinions/2026/34-105137.pdf 2026-04-01 Q Biomed Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105139 https://www.sec.gov/files/litigation/opinions/2026/34-105139.pdf 2026-04-01 Century Cobalt Corp. Atkins Approved Peirce Approved Uyeda Approved 34-105140 https://www.sec.gov/files/litigation/opinions/2026/34-105140.pdf 2026-04-01 MJ Holdings, Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105141 https://www.sec.gov/files/litigation/opinions/2026/34-105141.pdf 2026-04-01 Daniels Corporate Advisory Company, Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105142 https://www.sec.gov/files/litigation/opinions/2026/34-105142.pdf 2026-04-01 National Competitive Bowlers Association, Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105143 https://www.sec.gov/files/litigation/opinions/2026/34-105143.pdf 2026-04-01 Sysorex, Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105144 https://www.sec.gov/files/litigation/opinions/2026/34-105144.pdf 2026-04-01 Victoria Lake, Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105145 https://www.sec.gov/files/litigation/opinions/2026/34-105145.pdf 2026-04-01 Amergent Hospitality Group Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105146 https://www.sec.gov/files/litigation/opinions/2026/34-105146.pdf 2026-04-01 MedMen Enterprises, Inc. Atkins Approved Peirce Approved Uyeda Approved 34-105138 https://www.sec.gov/files/litigation/opinions/2026/34-105138.pdf 2026-04-01 Agri-Fintech Holdings, Inc.,F/K/A TINGO, INC. Atkins Approved Peirce Approved Uyeda Approved