2024-05-13 May 2024 4 BSA-1 https://www.sec.gov/files/rules/proposed/2024/bsa-1.pdf 2024-05-13 S7-2024-02 Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers Gensler Approved Peirce Approved Crenshaw Approved Uyeda Not Approved Lizárraga Approved 33-11283 https://www.sec.gov/litigation/admin/2024/33-11283.pdf 2024-05-03 BF Borgers CPA PC Borgers, Benjamin F., CPA Gensler Approved Peirce Approved Crenshaw Approved Uyeda Approved Lizárraga Approved BF Borgers CPA PC Gensler Approved Peirce Approved Crenshaw Approved Uyeda Approved Lizárraga Approved 34-100054 https://www.sec.gov/litigation/admin/2024/34-100054.pdf 2024-05-03 Neptune Wellness Solutions, Inc. Moretz, John M. Gensler Approved Peirce Not Approved Crenshaw Approved Uyeda Approved with Exception Approved except as to the penalty Lizárraga Approved IA-6599 https://www.sec.gov/litigation/opinions/2024/ia-6599.pdf 2024-05-03 Ron K. Harrison Harrison, Ron K. Gensler Approved Peirce Approved Crenshaw Approved Uyeda Approved Lizárraga Approved