{ "Section.3_Clients_Table.3.1a": { "metadata": { "templateType": 1, "title": "Aggregate RAUM Reported by RIAs by Pooled Investment Vehicle Client Type (USD)", "subtitle": "Data shown are from Table 3.1a, as reported on May 15, 2024.", "caption": "This visualization relies on RAUM reported on Form ADV, Item 5D. Prior to October 2016 the RAUM attributed to each client for each adviser is based on the midpoint of ranges reported.", "units": "USD", "option": "log" }, "data": [ { "name": "Investment Companies", "data": [ { "name": "2017", "x": 1483228800000, "y": 29400000000000 }, { "name": "2018", "x": 1514764800000, "y": 30400000000000 }, { "name": "2019", "x": 1546300800000, "y": 35000000000000 }, { "name": "2020", "x": 1577836800000, "y": 38000000000000 }, { "name": "2021", "x": 1609459200000, "y": 43700000000000 }, { "name": "2022", "x": 1640995200000, "y": 37600000000000 }, { "name": "2023", "x": 1672531200000, "y": 43500000000000 } ] }, { "name": "Other Pooled Vehicles", "data": [ { "name": "2017", "x": 1483228800000, "y": 21600000000000 }, { "name": "2018", "x": 1514764800000, "y": 22700000000000 }, { "name": "2019", "x": 1546300800000, "y": 26300000000000 }, { "name": "2020", "x": 1577836800000, "y": 29400000000000 }, { "name": "2021", "x": 1609459200000, "y": 34799999999999.996 }, { "name": "2022", "x": 1640995200000, "y": 32799999999999.996 }, { "name": "2023", "x": 1672531200000, "y": 35700000000000 } ] }, { "name": "Business Development Companies", "data": [ { "name": "2017", "x": 1483228800000, "y": 100000000000 }, { "name": "2018", "x": 1514764800000, "y": 100000000000 }, { "name": "2019", "x": 1546300800000, "y": 100000000000 }, { "name": "2020", "x": 1577836800000, "y": 100000000000 }, { "name": "2021", "x": 1609459200000, "y": 200000000000 }, { "name": "2022", "x": 1640995200000, "y": 300000000000 }, { "name": "2023", "x": 1672531200000, "y": 300000000000 } ] } ] }, "Section.3_Clients_Table.3.1b": { "metadata": { "templateType": 3, "title": "Aggregate RAUM Reported by RIAs by Separately Managed Account Client Type (USD)", "subtitle": "Data shown are from Table 3.1b, as reported on May 15, 2024. Visualized are data for 2023. Select a bar for a time-series graph of client type.", "caption": "This visualization relies on RAUM reported on Form ADV, Item 5D. Prior to October 2016 the RAUM attributed to each client for each adviser is based on the midpoint of ranges reported.", "units": "USD", "option": "" }, "data": { "2023": [ { "name": "2023", "data": [ { "name": "HNW Individuals", "y": 12900000000000, "drilldown": "HNW Individuals - All" }, { "name": "Corporations", "y": 2900000000000, "drilldown": "Corporations - All" }, { "name": "Foreign Institutions", "y": 1800000000000, "drilldown": "Foreign Institutions - All" }, { "name": "Non-HNW Individuals", "y": 7200000000000, "drilldown": "Non-HNW Individuals - All" }, { "name": "Other Advisers", "y": 1600000000000, "drilldown": "Other Advisers - All" }, { "name": "Banking Institutions", "y": 800000000000, "drilldown": "Banking Institutions - All" }, { "name": "Insurance Companies", "y": 7500000000000, "drilldown": "Insurance Companies - All" }, { "name": "Charities", "y": 1700000000000, "drilldown": "Charities - All" }, { "name": "State/Municipal Entities", "y": 4200000000000, "drilldown": "State/Municipal Entities - All" }, { "name": "Other", "y": 1300000000000, "drilldown": "Other - All" }, { "name": "Pension Plans", "y": 7400000000000, "drilldown": "Pension Plans - All" } ] } ], "all-data": [ { "name": "HNW Individuals - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 6100000000000 }, { "name": "2018", "x": 1514764800000, "y": 6000000000000 }, { "name": "2019", "x": 1546300800000, "y": 7600000000000 }, { "name": "2020", "x": 1577836800000, "y": 9300000000000 }, { "name": "2021", "x": 1609459200000, "y": 11800000000000 }, { "name": "2022", "x": 1640995200000, "y": 10800000000000 }, { "name": "2023", "x": 1672531200000, "y": 12900000000000 } ] }, { "name": "Corporations - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 2900000000000 }, { "name": "2018", "x": 1514764800000, "y": 2500000000000 }, { "name": "2019", "x": 1546300800000, "y": 2700000000000 }, { "name": "2020", "x": 1577836800000, "y": 2900000000000 }, { "name": "2021", "x": 1609459200000, "y": 3300000000000 }, { "name": "2022", "x": 1640995200000, "y": 2900000000000 }, { "name": "2023", "x": 1672531200000, "y": 2900000000000 } ] }, { "name": "Foreign Institutions - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 1200000000000 }, { "name": "2018", "x": 1514764800000, "y": 1700000000000 }, { "name": "2019", "x": 1546300800000, "y": 1700000000000 }, { "name": "2020", "x": 1577836800000, "y": 1700000000000 }, { "name": "2021", "x": 1609459200000, "y": 2200000000000 }, { "name": "2022", "x": 1640995200000, "y": 1900000000000 }, { "name": "2023", "x": 1672531200000, "y": 1800000000000 } ] }, { "name": "Non-HNW Individuals - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 4500000000000 }, { "name": "2018", "x": 1514764800000, "y": 4500000000000 }, { "name": "2019", "x": 1546300800000, "y": 5300000000000 }, { "name": "2020", "x": 1577836800000, "y": 6000000000000 }, { "name": "2021", "x": 1609459200000, "y": 7100000000000 }, { "name": "2022", "x": 1640995200000, "y": 6600000000000 }, { "name": "2023", "x": 1672531200000, "y": 7200000000000 } ] }, { "name": "Other Advisers - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 1400000000000 }, { "name": "2018", "x": 1514764800000, "y": 1100000000000 }, { "name": "2019", "x": 1546300800000, "y": 1300000000000 }, { "name": "2020", "x": 1577836800000, "y": 1200000000000 }, { "name": "2021", "x": 1609459200000, "y": 1400000000000 }, { "name": "2022", "x": 1640995200000, "y": 1300000000000 }, { "name": "2023", "x": 1672531200000, "y": 1600000000000 } ] }, { "name": "Banking Institutions - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 900000000000 }, { "name": "2018", "x": 1514764800000, "y": 600000000000 }, { "name": "2019", "x": 1546300800000, "y": 700000000000 }, { "name": "2020", "x": 1577836800000, "y": 800000000000 }, { "name": "2021", "x": 1609459200000, "y": 1000000000000 }, { "name": "2022", "x": 1640995200000, "y": 800000000000 }, { "name": "2023", "x": 1672531200000, "y": 800000000000 } ] }, { "name": "Insurance Companies - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 5400000000000 }, { "name": "2018", "x": 1514764800000, "y": 5500000000000 }, { "name": "2019", "x": 1546300800000, "y": 6200000000000 }, { "name": "2020", "x": 1577836800000, "y": 7000000000000 }, { "name": "2021", "x": 1609459200000, "y": 7600000000000 }, { "name": "2022", "x": 1640995200000, "y": 7000000000000 }, { "name": "2023", "x": 1672531200000, "y": 7500000000000 } ] }, { "name": "Charities - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 1400000000000 }, { "name": "2018", "x": 1514764800000, "y": 1100000000000 }, { "name": "2019", "x": 1546300800000, "y": 1200000000000 }, { "name": "2020", "x": 1577836800000, "y": 1300000000000 }, { "name": "2021", "x": 1609459200000, "y": 1600000000000 }, { "name": "2022", "x": 1640995200000, "y": 1500000000000 }, { "name": "2023", "x": 1672531200000, "y": 1700000000000 } ] }, { "name": "State/Municipal Entities - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 3200000000000 }, { "name": "2018", "x": 1514764800000, "y": 3400000000000 }, { "name": "2019", "x": 1546300800000, "y": 3600000000000 }, { "name": "2020", "x": 1577836800000, "y": 3900000000000 }, { "name": "2021", "x": 1609459200000, "y": 4300000000000 }, { "name": "2022", "x": 1640995200000, "y": 3900000000000 }, { "name": "2023", "x": 1672531200000, "y": 4200000000000 } ] }, { "name": "Other - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 1200000000000 }, { "name": "2018", "x": 1514764800000, "y": 900000000000 }, { "name": "2019", "x": 1546300800000, "y": 1000000000000 }, { "name": "2020", "x": 1577836800000, "y": 1100000000000 }, { "name": "2021", "x": 1609459200000, "y": 1200000000000 }, { "name": "2022", "x": 1640995200000, "y": 1200000000000 }, { "name": "2023", "x": 1672531200000, "y": 1300000000000 } ] }, { "name": "Pension Plans - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 6400000000000 }, { "name": "2018", "x": 1514764800000, "y": 5800000000000 }, { "name": "2019", "x": 1546300800000, "y": 6500000000000 }, { "name": "2020", "x": 1577836800000, "y": 7300000000000 }, { "name": "2021", "x": 1609459200000, "y": 8100000000000 }, { "name": "2022", "x": 1640995200000, "y": 6800000000000 }, { "name": "2023", "x": 1672531200000, "y": 7400000000000 } ] } ] } }, "Section.3_Clients_Table.3.2a": { "metadata": { "templateType": 1, "title": "Number of Clients Reported by RIAs by Pooled Investment Vehicle Client Type", "subtitle": "Data shown are from Table 3.2a, as reported on May 15, 2024.", "caption": "This visualization relies on clients reported on Form ADV, Item 5D. Prior to October 2016 the number of clients for each adviser is based on the midpoint of ranges reported.", "units": "count", "option": "log" }, "data": [ { "name": "Investment Companies", "data": [ { "name": "2017", "x": 1483228800000, "y": 44000 }, { "name": "2018", "x": 1514764800000, "y": 23000 }, { "name": "2019", "x": 1546300800000, "y": 24000 }, { "name": "2020", "x": 1577836800000, "y": 22000 }, { "name": "2021", "x": 1609459200000, "y": 22000 }, { "name": "2022", "x": 1640995200000, "y": 22000 }, { "name": "2023", "x": 1672531200000, "y": 23000 } ] }, { "name": "Other Pooled Vehicles", "data": [ { "name": "2017", "x": 1483228800000, "y": 80000 }, { "name": "2018", "x": 1514764800000, "y": 76000 }, { "name": "2019", "x": 1546300800000, "y": 84000 }, { "name": "2020", "x": 1577836800000, "y": 84000 }, { "name": "2021", "x": 1609459200000, "y": 93000 }, { "name": "2022", "x": 1640995200000, "y": 99000 }, { "name": "2023", "x": 1672531200000, "y": 100000 } ] }, { "name": "Business Development Companies", "data": [ { "name": "2017", "x": 1483228800000, "y": 0 }, { "name": "2018", "x": 1514764800000, "y": 0 }, { "name": "2019", "x": 1546300800000, "y": 0 }, { "name": "2020", "x": 1577836800000, "y": 0 }, { "name": "2021", "x": 1609459200000, "y": 0 }, { "name": "2022", "x": 1640995200000, "y": 1000 }, { "name": "2023", "x": 1672531200000, "y": 0 } ] } ] }, "Section.3_Clients_Table.3.2b": { "metadata": { "templateType": 3, "title": "Number of Clients Reported by RIAs by Separately Managed Account Client Type", "subtitle": "Data shown are from Table 3.2b, as reported on May 15, 2024. Visualized are data for 2023. Select a bar for a time-series graph of client type.", "caption": "This visualization relies on clients reported on Form ADV, Item 5D. Prior to October 2016 the number of clients for each adviser is based on the midpoint of ranges reported.", "units": "count", "option": "" }, "data": { "2023": [ { "name": "2023", "data": [ { "name": "HNW Individuals", "y": 7962000, "drilldown": "HNW Individuals - All" }, { "name": "Corporations", "y": 334000, "drilldown": "Corporations - All" }, { "name": "Foreign Institutions", "y": 3000, "drilldown": "Foreign Institutions - All" }, { "name": "Non-HNW Individuals", "y": 46511000, "drilldown": "Non-HNW Individuals - All" }, { "name": "Other Advisers", "y": 871000, "drilldown": "Other Advisers - All" }, { "name": "Banking Institutions", "y": 10000, "drilldown": "Banking Institutions - All" }, { "name": "Insurance Companies", "y": 15000, "drilldown": "Insurance Companies - All" }, { "name": "Charities", "y": 167000, "drilldown": "Charities - All" }, { "name": "State/Municipal Entities", "y": 25000, "drilldown": "State/Municipal Entities - All" }, { "name": "Other", "y": 689000, "drilldown": "Other - All" }, { "name": "Pension Plans", "y": 647000, "drilldown": "Pension Plans - All" } ] } ], "all-data": [ { "name": "HNW Individuals - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 4676000 }, { "name": "2018", "x": 1514764800000, "y": 4442000 }, { "name": "2019", "x": 1546300800000, "y": 4957000 }, { "name": "2020", "x": 1577836800000, "y": 6199000 }, { "name": "2021", "x": 1609459200000, "y": 6914000 }, { "name": "2022", "x": 1640995200000, "y": 7402000 }, { "name": "2023", "x": 1672531200000, "y": 7962000 } ] }, { "name": "Corporations - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 336000 }, { "name": "2018", "x": 1514764800000, "y": 300000 }, { "name": "2019", "x": 1546300800000, "y": 315000 }, { "name": "2020", "x": 1577836800000, "y": 333000 }, { "name": "2021", "x": 1609459200000, "y": 345000 }, { "name": "2022", "x": 1640995200000, "y": 751000 }, { "name": "2023", "x": 1672531200000, "y": 334000 } ] }, { "name": "Foreign Institutions - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 4000 }, { "name": "2018", "x": 1514764800000, "y": 4000 }, { "name": "2019", "x": 1546300800000, "y": 4000 }, { "name": "2020", "x": 1577836800000, "y": 3000 }, { "name": "2021", "x": 1609459200000, "y": 3000 }, { "name": "2022", "x": 1640995200000, "y": 3000 }, { "name": "2023", "x": 1672531200000, "y": 3000 } ] }, { "name": "Non-HNW Individuals - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 26926000 }, { "name": "2018", "x": 1514764800000, "y": 30703000 }, { "name": "2019", "x": 1546300800000, "y": 36117000 }, { "name": "2020", "x": 1577836800000, "y": 40261000 }, { "name": "2021", "x": 1609459200000, "y": 43870000 }, { "name": "2022", "x": 1640995200000, "y": 44825000 }, { "name": "2023", "x": 1672531200000, "y": 46511000 } ] }, { "name": "Other Advisers - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 731000 }, { "name": "2018", "x": 1514764800000, "y": 741000 }, { "name": "2019", "x": 1546300800000, "y": 860000 }, { "name": "2020", "x": 1577836800000, "y": 934000 }, { "name": "2021", "x": 1609459200000, "y": 904000 }, { "name": "2022", "x": 1640995200000, "y": 902000 }, { "name": "2023", "x": 1672531200000, "y": 871000 } ] }, { "name": "Banking Institutions - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 37000 }, { "name": "2018", "x": 1514764800000, "y": 9000 }, { "name": "2019", "x": 1546300800000, "y": 10000 }, { "name": "2020", "x": 1577836800000, "y": 10000 }, { "name": "2021", "x": 1609459200000, "y": 12000 }, { "name": "2022", "x": 1640995200000, "y": 11000 }, { "name": "2023", "x": 1672531200000, "y": 10000 } ] }, { "name": "Insurance Companies - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 35000 }, { "name": "2018", "x": 1514764800000, "y": 13000 }, { "name": "2019", "x": 1546300800000, "y": 14000 }, { "name": "2020", "x": 1577836800000, "y": 14000 }, { "name": "2021", "x": 1609459200000, "y": 15000 }, { "name": "2022", "x": 1640995200000, "y": 16000 }, { "name": "2023", "x": 1672531200000, "y": 15000 } ] }, { "name": "Charities - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 124000 }, { "name": "2018", "x": 1514764800000, "y": 101000 }, { "name": "2019", "x": 1546300800000, "y": 106000 }, { "name": "2020", "x": 1577836800000, "y": 113000 }, { "name": "2021", "x": 1609459200000, "y": 127000 }, { "name": "2022", "x": 1640995200000, "y": 178000 }, { "name": "2023", "x": 1672531200000, "y": 167000 } ] }, { "name": "State/Municipal Entities - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 44000 }, { "name": "2018", "x": 1514764800000, "y": 25000 }, { "name": "2019", "x": 1546300800000, "y": 27000 }, { "name": "2020", "x": 1577836800000, "y": 27000 }, { "name": "2021", "x": 1609459200000, "y": 28000 }, { "name": "2022", "x": 1640995200000, "y": 29000 }, { "name": "2023", "x": 1672531200000, "y": 25000 } ] }, { "name": "Other - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 200000 }, { "name": "2018", "x": 1514764800000, "y": 286000 }, { "name": "2019", "x": 1546300800000, "y": 273000 }, { "name": "2020", "x": 1577836800000, "y": 328000 }, { "name": "2021", "x": 1609459200000, "y": 315000 }, { "name": "2022", "x": 1640995200000, "y": 323000 }, { "name": "2023", "x": 1672531200000, "y": 689000 } ] }, { "name": "Pension Plans - All", "showInLegend": true, "data": [ { "name": "2017", "x": 1483228800000, "y": 353000 }, { "name": "2018", "x": 1514764800000, "y": 398000 }, { "name": "2019", "x": 1546300800000, "y": 377000 }, { "name": "2020", "x": 1577836800000, "y": 435000 }, { "name": "2021", "x": 1609459200000, "y": 425000 }, { "name": "2022", "x": 1640995200000, "y": 501000 }, { "name": "2023", "x": 1672531200000, "y": 647000 } ] } ] } }, "Section.3_Clients_Table.3.3a": { "metadata": { "templateType": 1, "title": "Number of RIAs by Pooled Investment Vehicle (PIV) Client Type", "subtitle": "Data shown are from Table 3.3a, as reported on May 15, 2024.", "caption": "This visualization relies on RAUM reported on Form ADV, Item 5D. Only RIAs with clients reported are presented. Rows are not mutually exclusive since advisers can report more than one client type.", "units": "count", "option": "log" }, "data": [ { "name": "Investment Companies", "data": [ { "name": "2000", "x": 946684800000, "y": 1343 }, { "name": "2001", "x": 978307200000, "y": 1496 }, { "name": "2002", "x": 1009843200000, "y": 1485 }, { "name": "2003", "x": 1041379200000, "y": 1456 }, { "name": "2004", "x": 1072915200000, "y": 1471 }, { "name": "2005", "x": 1104537600000, "y": 1521 }, { "name": "2006", "x": 1136073600000, "y": 1571 }, { "name": "2007", "x": 1167609600000, "y": 1588 }, { "name": "2008", "x": 1199145600000, "y": 1616 }, { "name": "2009", "x": 1230768000000, "y": 1643 }, { "name": "2010", "x": 1262304000000, "y": 1707 }, { "name": "2011", "x": 1293840000000, "y": 1701 }, { "name": "2012", "x": 1325376000000, "y": 1710 }, { "name": "2013", "x": 1356998400000, "y": 1784 }, { "name": "2014", "x": 1388534400000, "y": 1863 }, { "name": "2015", "x": 1420070400000, "y": 1832 }, { "name": "2016", "x": 1451606400000, "y": 1749 }, { "name": "2017", "x": 1483228800000, "y": 1689 }, { "name": "2018", "x": 1514764800000, "y": 1649 }, { "name": "2019", "x": 1546300800000, "y": 1579 }, { "name": "2020", "x": 1577836800000, "y": 1563 }, { "name": "2021", "x": 1609459200000, "y": 1592 }, { "name": "2022", "x": 1640995200000, "y": 1618 }, { "name": "2023", "x": 1672531200000, "y": 1603 } ] }, { "name": "Other Pooled Vehicles", "data": [ { "name": "2000", "x": 946684800000, "y": 1343 }, { "name": "2001", "x": 978307200000, "y": 1594 }, { "name": "2002", "x": 1009843200000, "y": 1723 }, { "name": "2003", "x": 1041379200000, "y": 1826 }, { "name": "2004", "x": 1072915200000, "y": 2087 }, { "name": "2005", "x": 1104537600000, "y": 2379 }, { "name": "2006", "x": 1136073600000, "y": 3289 }, { "name": "2007", "x": 1167609600000, "y": 3162 }, { "name": "2008", "x": 1199145600000, "y": 3103 }, { "name": "2009", "x": 1230768000000, "y": 3072 }, { "name": "2010", "x": 1262304000000, "y": 3140 }, { "name": "2011", "x": 1293840000000, "y": 3168 }, { "name": "2012", "x": 1325376000000, "y": 4341 }, { "name": "2013", "x": 1356998400000, "y": 4448 }, { "name": "2014", "x": 1388534400000, "y": 4682 }, { "name": "2015", "x": 1420070400000, "y": 4857 }, { "name": "2016", "x": 1451606400000, "y": 4900 }, { "name": "2017", "x": 1483228800000, "y": 5023 }, { "name": "2018", "x": 1514764800000, "y": 5151 }, { "name": "2019", "x": 1546300800000, "y": 5280 }, { "name": "2020", "x": 1577836800000, "y": 5385 }, { "name": "2021", "x": 1609459200000, "y": 5711 }, { "name": "2022", "x": 1640995200000, "y": 5905 }, { "name": "2023", "x": 1672531200000, "y": 5991 } ] }, { "name": "Business Development Companies", "data": [ { "name": "2000", "x": 946684800000, "y": 0 }, { "name": "2001", "x": 978307200000, "y": 0 }, { "name": "2002", "x": 1009843200000, "y": 0 }, { "name": "2003", "x": 1041379200000, "y": 0 }, { "name": "2004", "x": 1072915200000, "y": 0 }, { "name": "2005", "x": 1104537600000, "y": 0 }, { "name": "2006", "x": 1136073600000, "y": 0 }, { "name": "2007", "x": 1167609600000, "y": 0 }, { "name": "2008", "x": 1199145600000, "y": 0 }, { "name": "2009", "x": 1230768000000, "y": 0 }, { "name": "2010", "x": 1262304000000, "y": 15 }, { "name": "2011", "x": 1293840000000, "y": 112 }, { "name": "2012", "x": 1325376000000, "y": 107 }, { "name": "2013", "x": 1356998400000, "y": 101 }, { "name": "2014", "x": 1388534400000, "y": 109 }, { "name": "2015", "x": 1420070400000, "y": 117 }, { "name": "2016", "x": 1451606400000, "y": 109 }, { "name": "2017", "x": 1483228800000, "y": 91 }, { "name": "2018", "x": 1514764800000, "y": 90 }, { "name": "2019", "x": 1546300800000, "y": 86 }, { "name": "2020", "x": 1577836800000, "y": 83 }, { "name": "2021", "x": 1609459200000, "y": 99 }, { "name": "2022", "x": 1640995200000, "y": 107 }, { "name": "2023", "x": 1672531200000, "y": 115 } ] } ] }, "Section.3_Clients_Table.3.3b": { "metadata": { "templateType": 3, "title": "Number of RIAs by Separately Managed Account (SMA) Client Type", "subtitle": "Data shown are from Table 3.3b, as reported on May 15, 2024. Visualized are data for 2023. Select a bar for a time-series graph of client type.", "caption": "This visualization relies on RAUM reported on Form ADV, Item 5D. Only RIAs with clients reported are presented. Rows are not mutually exclusive since advisers can report more than one client type.", "units": "count", "option": "" }, "data": { "2023": [ { "name": "2023", "data": [ { "name": "HNW Individuals", "y": 9308, "drilldown": "HNW Individuals - All" }, { "name": "Insurance Companies", "y": 1323, "drilldown": "Insurance Companies - All" }, { "name": "State/Municipal Entities", "y": 1520, "drilldown": "State/Municipal Entities - All" }, { "name": "Charities", "y": 5480, "drilldown": "Charities - All" }, { "name": "Foreign Institutions", "y": 695, "drilldown": "Foreign Institutions - All" }, { "name": "Banking Institutions", "y": 754, "drilldown": "Banking Institutions - All" }, { "name": "Other", "y": 1425, "drilldown": "Other - All" }, { "name": "Corporations", "y": 5471, "drilldown": "Corporations - All" }, { "name": "Non-HNW Individuals", "y": 8623, "drilldown": "Non-HNW Individuals - All" }, { "name": "Pension Plans", "y": 5330, "drilldown": "Pension Plans - All" }, { "name": "Other Advisers", "y": 1202, "drilldown": "Other Advisers - All" } ] } ], "all-data": [ { "name": "HNW Individuals - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 4833 }, { "name": "2001", "x": 978307200000, "y": 5417 }, { "name": "2002", "x": 1009843200000, "y": 5570 }, { "name": "2003", "x": 1041379200000, "y": 5758 }, { "name": "2004", "x": 1072915200000, "y": 6127 }, { "name": "2005", "x": 1104537600000, "y": 6540 }, { "name": "2006", "x": 1136073600000, "y": 7148 }, { "name": "2007", "x": 1167609600000, "y": 7620 }, { "name": "2008", "x": 1199145600000, "y": 8085 }, { "name": "2009", "x": 1230768000000, "y": 8276 }, { "name": "2010", "x": 1262304000000, "y": 8528 }, { "name": "2011", "x": 1293840000000, "y": 7543 }, { "name": "2012", "x": 1325376000000, "y": 6379 }, { "name": "2013", "x": 1356998400000, "y": 6466 }, { "name": "2014", "x": 1388534400000, "y": 6785 }, { "name": "2015", "x": 1420070400000, "y": 7044 }, { "name": "2016", "x": 1451606400000, "y": 7156 }, { "name": "2017", "x": 1483228800000, "y": 7452 }, { "name": "2018", "x": 1514764800000, "y": 7912 }, { "name": "2019", "x": 1546300800000, "y": 7948 }, { "name": "2020", "x": 1577836800000, "y": 8232 }, { "name": "2021", "x": 1609459200000, "y": 8846 }, { "name": "2022", "x": 1640995200000, "y": 9229 }, { "name": "2023", "x": 1672531200000, "y": 9308 } ] }, { "name": "Insurance Companies - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 0 }, { "name": "2001", "x": 978307200000, "y": 0 }, { "name": "2002", "x": 1009843200000, "y": 0 }, { "name": "2003", "x": 1041379200000, "y": 0 }, { "name": "2004", "x": 1072915200000, "y": 0 }, { "name": "2005", "x": 1104537600000, "y": 0 }, { "name": "2006", "x": 1136073600000, "y": 0 }, { "name": "2007", "x": 1167609600000, "y": 0 }, { "name": "2008", "x": 1199145600000, "y": 0 }, { "name": "2009", "x": 1230768000000, "y": 0 }, { "name": "2010", "x": 1262304000000, "y": 84 }, { "name": "2011", "x": 1293840000000, "y": 846 }, { "name": "2012", "x": 1325376000000, "y": 907 }, { "name": "2013", "x": 1356998400000, "y": 973 }, { "name": "2014", "x": 1388534400000, "y": 1014 }, { "name": "2015", "x": 1420070400000, "y": 1055 }, { "name": "2016", "x": 1451606400000, "y": 1121 }, { "name": "2017", "x": 1483228800000, "y": 1568 }, { "name": "2018", "x": 1514764800000, "y": 1574 }, { "name": "2019", "x": 1546300800000, "y": 1482 }, { "name": "2020", "x": 1577836800000, "y": 1403 }, { "name": "2021", "x": 1609459200000, "y": 1370 }, { "name": "2022", "x": 1640995200000, "y": 1383 }, { "name": "2023", "x": 1672531200000, "y": 1323 } ] }, { "name": "State/Municipal Entities - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 969 }, { "name": "2001", "x": 978307200000, "y": 1110 }, { "name": "2002", "x": 1009843200000, "y": 1157 }, { "name": "2003", "x": 1041379200000, "y": 1157 }, { "name": "2004", "x": 1072915200000, "y": 1208 }, { "name": "2005", "x": 1104537600000, "y": 1222 }, { "name": "2006", "x": 1136073600000, "y": 1243 }, { "name": "2007", "x": 1167609600000, "y": 1270 }, { "name": "2008", "x": 1199145600000, "y": 1307 }, { "name": "2009", "x": 1230768000000, "y": 1334 }, { "name": "2010", "x": 1262304000000, "y": 1372 }, { "name": "2011", "x": 1293840000000, "y": 1339 }, { "name": "2012", "x": 1325376000000, "y": 1337 }, { "name": "2013", "x": 1356998400000, "y": 1326 }, { "name": "2014", "x": 1388534400000, "y": 1363 }, { "name": "2015", "x": 1420070400000, "y": 1393 }, { "name": "2016", "x": 1451606400000, "y": 1405 }, { "name": "2017", "x": 1483228800000, "y": 1848 }, { "name": "2018", "x": 1514764800000, "y": 1821 }, { "name": "2019", "x": 1546300800000, "y": 1723 }, { "name": "2020", "x": 1577836800000, "y": 1660 }, { "name": "2021", "x": 1609459200000, "y": 1616 }, { "name": "2022", "x": 1640995200000, "y": 1564 }, { "name": "2023", "x": 1672531200000, "y": 1520 } ] }, { "name": "Charities - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 2991 }, { "name": "2001", "x": 978307200000, "y": 3338 }, { "name": "2002", "x": 1009843200000, "y": 3432 }, { "name": "2003", "x": 1041379200000, "y": 3543 }, { "name": "2004", "x": 1072915200000, "y": 3747 }, { "name": "2005", "x": 1104537600000, "y": 3945 }, { "name": "2006", "x": 1136073600000, "y": 4217 }, { "name": "2007", "x": 1167609600000, "y": 4438 }, { "name": "2008", "x": 1199145600000, "y": 4675 }, { "name": "2009", "x": 1230768000000, "y": 4800 }, { "name": "2010", "x": 1262304000000, "y": 4949 }, { "name": "2011", "x": 1293840000000, "y": 4729 }, { "name": "2012", "x": 1325376000000, "y": 4333 }, { "name": "2013", "x": 1356998400000, "y": 4407 }, { "name": "2014", "x": 1388534400000, "y": 4558 }, { "name": "2015", "x": 1420070400000, "y": 4697 }, { "name": "2016", "x": 1451606400000, "y": 4691 }, { "name": "2017", "x": 1483228800000, "y": 4736 }, { "name": "2018", "x": 1514764800000, "y": 4916 }, { "name": "2019", "x": 1546300800000, "y": 4957 }, { "name": "2020", "x": 1577836800000, "y": 5086 }, { "name": "2021", "x": 1609459200000, "y": 5303 }, { "name": "2022", "x": 1640995200000, "y": 5479 }, { "name": "2023", "x": 1672531200000, "y": 5480 } ] }, { "name": "Foreign Institutions - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 0 }, { "name": "2001", "x": 978307200000, "y": 0 }, { "name": "2002", "x": 1009843200000, "y": 0 }, { "name": "2003", "x": 1041379200000, "y": 0 }, { "name": "2004", "x": 1072915200000, "y": 0 }, { "name": "2005", "x": 1104537600000, "y": 0 }, { "name": "2006", "x": 1136073600000, "y": 0 }, { "name": "2007", "x": 1167609600000, "y": 0 }, { "name": "2008", "x": 1199145600000, "y": 0 }, { "name": "2009", "x": 1230768000000, "y": 0 }, { "name": "2010", "x": 1262304000000, "y": 0 }, { "name": "2011", "x": 1293840000000, "y": 0 }, { "name": "2012", "x": 1325376000000, "y": 0 }, { "name": "2013", "x": 1356998400000, "y": 0 }, { "name": "2014", "x": 1388534400000, "y": 0 }, { "name": "2015", "x": 1420070400000, "y": 0 }, { "name": "2016", "x": 1451606400000, "y": 144 }, { "name": "2017", "x": 1483228800000, "y": 908 }, { "name": "2018", "x": 1514764800000, "y": 928 }, { "name": "2019", "x": 1546300800000, "y": 855 }, { "name": "2020", "x": 1577836800000, "y": 787 }, { "name": "2021", "x": 1609459200000, "y": 746 }, { "name": "2022", "x": 1640995200000, "y": 722 }, { "name": "2023", "x": 1672531200000, "y": 695 } ] }, { "name": "Banking Institutions - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 666 }, { "name": "2001", "x": 978307200000, "y": 777 }, { "name": "2002", "x": 1009843200000, "y": 812 }, { "name": "2003", "x": 1041379200000, "y": 836 }, { "name": "2004", "x": 1072915200000, "y": 853 }, { "name": "2005", "x": 1104537600000, "y": 898 }, { "name": "2006", "x": 1136073600000, "y": 953 }, { "name": "2007", "x": 1167609600000, "y": 946 }, { "name": "2008", "x": 1199145600000, "y": 964 }, { "name": "2009", "x": 1230768000000, "y": 923 }, { "name": "2010", "x": 1262304000000, "y": 894 }, { "name": "2011", "x": 1293840000000, "y": 797 }, { "name": "2012", "x": 1325376000000, "y": 788 }, { "name": "2013", "x": 1356998400000, "y": 757 }, { "name": "2014", "x": 1388534400000, "y": 767 }, { "name": "2015", "x": 1420070400000, "y": 742 }, { "name": "2016", "x": 1451606400000, "y": 787 }, { "name": "2017", "x": 1483228800000, "y": 1106 }, { "name": "2018", "x": 1514764800000, "y": 1032 }, { "name": "2019", "x": 1546300800000, "y": 938 }, { "name": "2020", "x": 1577836800000, "y": 857 }, { "name": "2021", "x": 1609459200000, "y": 810 }, { "name": "2022", "x": 1640995200000, "y": 797 }, { "name": "2023", "x": 1672531200000, "y": 754 } ] }, { "name": "Other - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 572 }, { "name": "2001", "x": 978307200000, "y": 675 }, { "name": "2002", "x": 1009843200000, "y": 719 }, { "name": "2003", "x": 1041379200000, "y": 727 }, { "name": "2004", "x": 1072915200000, "y": 828 }, { "name": "2005", "x": 1104537600000, "y": 890 }, { "name": "2006", "x": 1136073600000, "y": 996 }, { "name": "2007", "x": 1167609600000, "y": 1030 }, { "name": "2008", "x": 1199145600000, "y": 1053 }, { "name": "2009", "x": 1230768000000, "y": 1124 }, { "name": "2010", "x": 1262304000000, "y": 1166 }, { "name": "2011", "x": 1293840000000, "y": 1053 }, { "name": "2012", "x": 1325376000000, "y": 1122 }, { "name": "2013", "x": 1356998400000, "y": 1137 }, { "name": "2014", "x": 1388534400000, "y": 1177 }, { "name": "2015", "x": 1420070400000, "y": 1205 }, { "name": "2016", "x": 1451606400000, "y": 1176 }, { "name": "2017", "x": 1483228800000, "y": 1231 }, { "name": "2018", "x": 1514764800000, "y": 1276 }, { "name": "2019", "x": 1546300800000, "y": 1342 }, { "name": "2020", "x": 1577836800000, "y": 1386 }, { "name": "2021", "x": 1609459200000, "y": 1444 }, { "name": "2022", "x": 1640995200000, "y": 1451 }, { "name": "2023", "x": 1672531200000, "y": 1425 } ] }, { "name": "Corporations - All", "showInLegend": true, "data": [ { "name": "2000", "x": 946684800000, "y": 3293 }, { "name": "2001", "x": 978307200000, "y": 3710 }, { "name": "2002", "x": 1009843200000, "y": 3849 }, { "name": "2003", "x": 1041379200000, "y": 3968 }, { "name": "2004", "x": 1072915200000, "y": 4230 }, { "name": "2005", "x": 1104537600000, "y": 4506 }, { "name": "2006", "x": 1136073600000, "y": 4942 }, { "name": "2007", "x": 1167609600000, "y": 5196 }, { "name": "2008", "x": 1199145600000, "y": 5479 }, { "name": "2009", "x": 1230768000000, "y": 5638 }, { "name": "2010", "x": 1262304000000, "y": 5748 }, { "name": "2011", "x": 1293840000000, "y": 4934 }, { "name": "2012", "x": 1325376000000, "y": 4590 }, { "name": "2013", "x": 1356998400000, "y": 4653 }, { "name": "2014", "x": 1388534400000, "y": 4805 }, { "name": "2015", "x": 1420070400000, "y": 4960 }, { "name": "2016", "x": 1451606400000, "y": 4941 }, { "name": "2017", "x": 1483228800000, "y": 4510 }, { "name": "2018", "x": 1514764800000, "y": 4623 }, { "name": "2019", "x": 1546300800000, "y": 4686 }, { "name": "2020", "x": 1577836800000, "y": 4854 }, { "name": "2021", "x": 1609459200000, "y": 5101 }, { "name": "2022", "x": 1640995200000, "y": 5337 }, { "name": "2023", "x": 1672531200000, "y": 5471 } ] }, { "name": "Non-HNW Individuals - 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