SEC Amended Complaint
SEC Amended Complaint
AmendComp16-cv-06395Holt-Nguyen.pdf
(914.04 KB)
SECURITIES AND EXCHANGE
COMMISSION v. MATRIX CAPITAL MARKETS, LLC, and NICHOLAS M. MITSAKOS, and COURTLIN L. HOLT-NGUYEN
COMMISSION v. MATRIX CAPITAL MARKETS, LLC, and NICHOLAS M. MITSAKOS, and COURTLIN L. HOLT-NGUYEN