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Order Instituting Proceedings, Release Nos. 34-67781, IA-3456, and IC-30193

Order Instituting Proceedings, Release Nos. 34-67781, IA-3456, and IC-30193
34-67781.pdf (66.42 KB)
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f), AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT CO\
MPANY ACT OF 1940, AND NOTICE OF HEARING