ia-2560.pdf
ia-2560.pdf
(56.93 KB)
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940 and SECTIONS 9(b)AND 9(f) OF THE INVESTMENT COMPANY ACT OF 1940