Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Industry Disputes

(Release No. 34-51857; File No. SR-NASD-2004-011)

• NASD Response to Comments, August 15, 2006 (File name: nasd2004011-4.pdf)
   
• NASD Response to Comments, May 4, 2006 (File name: nasd2004011-3.pdf)
   
• Bryan Lantagne, Director, Massachusetts Securities Division, Chair, NASAA Broker-Dealer Arbitration Project Group, Inc., July 19, 2005 (File name: nasd2004011-2.pdf)
   
• Marvin Elster, June 30, 2005 (File name: melster063005.pdf)