Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790
(Release No. 34- 51735; File No. SR-NASD-2004-165)
- Richard Gilbert, Chief Executive Officer, Investment & Financial Services Association Limited, July 26, 2005 (File name: srnasd2004165-8.pdf)
- Henry H. Hopkins, Vice President and Chief Legal Counsel and David Oestreicher, Vice President and Associate Legal Counsel, T. Rowe Price Associates, Inc., June 23, 2005 (File name: hhhopkins062305.pdf)
- Sally Wong, Executive Director, Hong Kong Investment Funds Association, June 22, 2005 (File name: swong062205.pdf)
- Mary S. Podesta, Senior Counsel, Investment Company Institute, June 22, 2005 (File name: mspodesta062205.pdf)
- Gerard Fitzpatrick, Investment Management Association, June 22, 2005 (File name: gfitzpatrick062205.pdf)
- Rosemarie A. Thurston, Partner, Alston & Bird, LLP, Chair, PA Legal and Regulatory Affairs Committee, June 22, 2005 (File name: srnasd2004165-1.pdf)
- Elliott R. Curzon, Dechert LLP, June 22, 2005 (File name: srnasd2004165-3.pdf)
- Yoshiaki Kaneko, Vice Chairman, The Investment Trusts Association, Japan, June 22, 2005 (File name: ykaneko062205.pdf)
- Frank Muller, President, Hines Real Estate Securities, Inc., Houston, Texas, June 14, 2005 (File name: fmuller061405.htm)
http://www.sec.gov/rules/sro/nasd/nasd2004165.shtml