Static File

34-61688.pdf

34-61688.pdf
34-61688.pdf (54.59 KB)
ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 9(b) AND 9(f) OF THE INVESTMENT COMPANY ACT OF 1940, AND RULE 102(e)(1) OF THE COMMISSIONS\
RULES OF PRACTICE