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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9.261, 9.341, 9.524, and 9.830 with Rule Changes Made by the Financial Industry Regulatory Authority, Inc. that Allow for Video Conference Hearings under Specified Con

34-104925.pdf (208.88 KB)

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9.261, 9.341, 9.524, and 9.830 with Rule Changes Made by the Financial Industry Regulatory Authority, Inc. that Allow for Video Conference Hearings under Specified Con

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9.261, 9.341, 9.524, and 9.830 with Rule Changes Made by the Financial Industry Regulatory Authority, Inc. that Allow for Video Conference Hearings under Specified Con