Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Static File

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Trading Permit Holders (“TPHs”) with Additional Flexibility in Establishing how their Trading Activity...

34-104673.pdf (178.62 KB)

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Trading Permit Holders (“TPHs”) with Additional Flexibility in Establishing how their Trading Activity...

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Trading Permit Holders (“TPHs”) with Additional Flexibility in Establishing how their Trading Activity...