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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6860 of FINRA’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity

34-103491.pdf (177.42 KB)

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Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6860 of FINRA’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6860 of FINRA’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity