33-9655.pdf (35.47 KB)
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investm\
ent Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order