33-9110.pdf
33-9110.pdf
(112.33 KB)
ORDER MAKING FINDINGS AND IMPOSING A CEASE-AND-DESIST ORDER AND REMEDIAL SANCTIONS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1\
940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AS TO S4 CAPITAL, LLC
940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AS TO S4 CAPITAL, LLC