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Foreign Regulators

May 8, 2009

Investors sometimes contact us with questions and complaints about foreign companies and securities.  In many cases, the SEC does not regulate these companies or securities, but a foreign regulator does.  The University of Toledo has a website that includes links to many foreign securities regulators.

 

 

 

 

The Office of Investor Education and Advocacy has provided this information as a service to investors. It is neither a legal interpretation nor a statement of SEC policy. If you have questions conce
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