Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Award Claim

In the Matter of Charles Schwab & Co., Inc.

Feb. 28, 2025

2025-111

In the Matter of Charles Schwab & Co., Inc.
Administrative Proceeding File No: 3-22407
Date Filed: January 13, 2025
Date of Qualifying Judgment/Order: January 13, 2025

Last Reviewed or Updated: Feb. 28, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of Charles Schwab & Co., Inc.

More in this Section

In the Matter of Charles Schwab & Co., Inc.