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Award Claim

In the Matter of Morgan Stanley Smith Barney LLC

Feb. 28, 2025

2025-108

In the Matter of Morgan Stanley Smith Barney LLC
Administrative Proceeding File No: 3-22339
Date Filed: December 9, 2024
Date of Qualifying Judgment/Order: December 9, 2024

Last Reviewed or Updated: Feb. 28, 2025

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Enforcement & Litigation

Compliance

In the Matter of Morgan Stanley Smith Barney LLC

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In the Matter of Morgan Stanley Smith Barney LLC