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Award Claim

In the Matter of DWS Investment Management Americas, Inc.

Oct. 30, 2023

2023-161

In the Matter of DWS Investment Management Americas, Inc
Administrative Proceeding File No.: 3-21709
Date Filed: September 25, 2023
Date of Qualifying Judgment/Order: September 25, 2023

Last Reviewed or Updated: Oct. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of DWS Investment Management Americas, Inc.

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In the Matter of DWS Investment Management Americas, Inc.