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Award Claim

In the Matter of BNP Paribus Securities Corp.

Sept. 28, 2023

2023-147

In the Matter of BNP Paribus Securities Corp.
Administrative Proceeding File No.: 3-21555
Date Filed: August 8, 2023
Date of Qualifying Judgment/Order: August 8, 2023

Last Reviewed or Updated: Sept. 29, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of BNP Paribus Securities Corp.

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In the Matter of BNP Paribus Securities Corp.