Award Claim
In the Matter of SMBC Nikko Securities America, Inc.
Sept. 28, 2023
2023-143
In the Matter of SMBC Nikko Securities America, Inc.
Administrative Proceeding File No.: 3-21551
Date Filed: August 8, 2023
Date of Qualifying Judgment/Order: August 8, 2023
Last Reviewed or Updated: Sept. 29, 2023