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Award Claim

In the Matter of Exchange Traded Managers Group LLC, ETF Managers Group LLC, and Samuel R. Masucci

Sept. 29, 2023

2023-130

In the Matter of Exchange Traded Managers Group LLC, ETF Managers Group LLC, and Samuel R. Masucci
Administrative Proceeding File No.: 3-21542
Date Filed: August 1, 2023
Date of Qualifying Judgment/Order: August 1, 2023

Last Reviewed or Updated: Sept. 29, 2023

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Enforcement & Litigation

Compliance

In the Matter of Exchange Traded Managers Group LLC, ETF Managers Group LLC, and Samuel R. Masucci

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In the Matter of Exchange Traded Managers Group LLC, ETF Managers Group LLC, and Samuel R. Masucci