In the Matter of Credit Suisse Securities (USA), LLC; and In the Matter of Sanford Michael Katz

In the Matter of Credit Suisse Securities (USA) LLC 
Administrative Proceeding File No: 3-17899
Date Filed: April 4, 2017
Date of Qualifying Judgment/ Order: April 4, 2017;

In the Matter of Sanford Michael Katz
Administrative Proceeding File No.: 3-17900
Date Filed: April 4, 2017
Date of Qualifying Judgment/Order: April 4, 2017