Award Claim

In the Matter of Citigroup Global Markets, Inc.

Feb. 28, 2017
2017-29

In the Matter of Citigroup Global Markets, Inc.
Administrative Proceeding File No.: 3-17808
Case filed: January 24, 2017
Qualifying Judgment/Order: January 24, 2017

In the Matter of Morgan Stanley Smith Barney, LLC
Administrative Proceeding File No.: 3-17809
Case filed: January 24, 2017
Qualifying Judgment/Order: January 24, 2017

Last Reviewed or Updated: April 26, 2017