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SEC v. Southridge Capital Management LLC, Southridge Advisors LLC, and Stephen M. Hicks

Sept. 29, 2017
2017-130

SEC v. Southridge Capital Management LLC, Southridge Advisors LLC, and Stephen M. Hicks
Case Number: 10-cv-01685 (United States District Court for the District of Connecticut)
Date Filed: October 25, 2010
Date of Qualifying Judgment/Order: August 3, 2017

Last Reviewed or Updated: Sept. 29, 2017