In the Matter of Barclays Capital Inc., In the Matter of Yoon Seok Lee, In the Matter of David F. Wong

In the Matter of Barclays Capital Inc.
Administrative Proceeding File No.: 3-17953
Date Filed: May 1, 2017
Date of Qualifying Judgment/Order: May 1, 2017

In the Matter of Yoon Seok Lee
Administrative Proceeding File No.: 3-17954
Date Filed: May 1, 2017
Date of Qualifying Judgment/Order: May 1, 2017

In the Matter of David F. Wong
Administrative Proceeding File No.: 3-17955
Date Filed: May 1, 2017
Date of Qualifying Judgment/Order: May 1, 2017