SEC v. Warren D. Nadel, Warren D. Nadel & Co. and Registered Investment Advisers, LLC

SEC v. Warren D. Nadel, Warren D. Nadel & Co. and Registered Investment Advisers, LLC 
Case Number: 11-cv-00215 (United States District Court for the Eastern District of New York)
Date Filed: January 14, 2011
Date of Qualifying Judgment/Order: January 20, 2017