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Award Claim

In the Matter of RBC Capital Markets, LLC

Sept. 30, 2016

2016-121

In the Matter of RBC Capital Markets, LLC
Administrative Proceeding File No.: 3-17520
Case filed: August 31, 2016
Qualifying Judgment/Order: August 31, 2016

Last Reviewed or Updated: April 26, 2017

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In the Matter of RBC Capital Markets, LLC

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In the Matter of RBC Capital Markets, LLC