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Award Claim

In the Matter of BlackRock Advisors, LLC and Bartholomew A. Battista

May 29, 2015

2015-50

In the Matter of BlackRock Advisors, LLC and Bartholomew A. Battista
Administrative Proceeding File No.: 3-16501
Case filed: April 20, 2015
Qualifying Judgment/Order: April 20, 2015

Last Reviewed or Updated: April 26, 2017

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of BlackRock Advisors, LLC and Bartholomew A. Battista

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In the Matter of BlackRock Advisors, LLC and Bartholomew A. Battista