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SEC v. Uriel Sharef, Ulrich Bock, Carlos Sergi, Stephan Signer, Herbert Steffen, Andres Truppel, and Bernd Regendantz

Feb. 24, 2014

2014-015

SEC v. Uriel Sharef, Ulrich Bock, Carlos Sergi, Stephan Signer, Herbert Steffen, Andres Truppel, and Bernd Regendantz
Case number: 11-cv-09073 (United States District Court for the Southern District of New York)
Case filed: December 13, 2011
Qualifying Judgment/Order: February 4, 2014

Last Reviewed or Updated: Feb. 24, 2014

Rules & Regulations

Enforcement & Litigation

Compliance

SEC v. Uriel Sharef, Ulrich Bock, Carlos Sergi, Stephan Signer, Herbert Steffen, Andres Truppel, and Bernd Regendantz

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SEC v. Uriel Sharef, Ulrich Bock, Carlos Sergi, Stephan Signer, Herbert Steffen, Andres Truppel, and Bernd Regendantz