Commission Opinions and Adjudicatory Orders
Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
Below is a chronological list of opinions and orders issued by the Commission in administrative proceedings, including those adjudicating appeals from initial decisions issued by administrative law judges or from action taken by self-regulatory organizations (such as FINRA) or the Public Company Accounting Oversight Board. The opinions and orders linked below also may be found on the individual case pages linked on the Open Litigated Administrative Proceedings and Closed Litigated Administrative Proceedings pages, together with selected filings made in those proceedings.
| Date Sort descending | Respondents |
|---|---|
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Release No.
34-38076
File Number:
3-8889
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Release No.
34-38029
File Number:
3-8936
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Release No.
34-37990
File Number:
3-8395
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Release No.
34-37991
File Number:
3-8639
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Release No.
34-37955
File Number:
3-8990
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Release No.
34-37954
File Number:
3-8893
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Release No.
34-37953
File Number:
3-8971
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Release No.
34-37952
File Number:
3-8962
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Release No.
34-37919A
File Number:
3-8868
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Release No.
34-37910
File Number:
3-8925
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Release No.
34-37895
File Number:
3-8982
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Release No.
34-37867
File Number:
3-8958
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Release No.
34-37866
File Number:
3-8926
|
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Release No.
34-37865
File Number:
3-8870
|
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Release No.
34-37849
File Number:
3-8438
|
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Release No.
34-37835
File Number:
3-8761
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Release No.
34-37613
File Number:
3-8912
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Release No.
34-37611
File Number:
3-8871
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Release No.
34-37601
File Number:
3-8650
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Release No.
34-37600
See Also:
Court of Appeals Opinion
File Number:
3-8519
|
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Release No.
34-37572
File Number:
3-8013
|
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Release No.
34-37559
File Number:
3-8702
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Release No.
34-37503
File Number:
3-8927
|
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Release No.
34-37463
File Number:
3-8894
|
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Release No.
34-37409
File Number:
3-8725
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Release No.
34-37351
File Number:
3-8521
|
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Release No.
34-37305
File Number:
3-8722
|
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Release No.
34-37259
File Number:
3-8699
|
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Release No.
34-37218
File Number:
3-8706
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Release No.
34-37217
File Number:
3-8807
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Release No.
34-37170
File Number:
3-8888
|
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Release No.
34-37156
File Number:
3-8257
|
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Release No.
34-37092
File Number:
3-8743
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Release No.
34-37091
File Number:
3-8721
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Release No.
34-37074
File Number:
3-8697
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Release No.
34-37073
File Number:
3-8792
|
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Release No.
34-37072
File Number:
3-8768
|
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Release No.
34-37071
File Number:
3-8775
|
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Release No.
34-37075
File Number:
3-8654
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Release No.
34-37070
File Number:
3-8751
|
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Release No.
34-37069
File Number:
3-8676
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