Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
June 26, 2000	Tamarack Funding Corp. and Garry P. Isaacs Release No. LR-16611
June 26, 2000	Thomas J. Kearns, individually and doing business as Financial Associated Service, and Kearns Financial Services, Inc. Release No. LR-16610
June 26, 2000	DCI Telecommunications, Inc., Joseph J. Murphy, Russell B. Hintz, and Grace P. Murphy Release No. LR-16609, AAER-1279
June 26, 2000	Teresa V. Fernandez Release No. LR-16608
June 23, 2000	United Fire Technology, Inc., et al. Release No. LR-16606
June 23, 2000	Enterpreises Solutions, Inc., et al. Release No. LR-16607
June 22, 2000	National Institute Companies of America, Inc., et al. Release No. LR-16605
June 22, 2000	Floyd Leland Ogle, Donald Tabor, Kailey Mining Co., Reuben Peters, Peters Securiteis Co., LP, Albinas Kurkulis, Andrew Kurkulis, Paul Kurkulis, Gary Cotten, and Robin Opp Release No. LR-16604
June 21, 2000	Chemical Trust, et. al. Release No. LR-16603
June 20, 2000	Nicholas-Appelgate Capital Management Release No. LR-16602 File Number: 3-9673
June 20, 2000	Southwest Income Trust, et al. Release No. LR-16601
June 20, 2000	Steve Madden Release No. LR-16600
June 20, 2000	Lorraine K. Cassano Release No. LR-16599
June 19, 2000	Mark J. Aronds and Michael Garzoni Release No. LR-16596
June 19, 2000	John Wayne Zidar, John Wesley Matthews and Elizabeth Anne Phillips, in their personal capacities and doing business as Oakleaf International, Rosewood International and Meliorations Management Teem Release No. LR-16598
June 19, 2000	Universe, Inc. et al. Release No. LR-16597
June 16, 2000	In Shig Ahn Release No. LR-16595
June 16, 2000	Chemical Trust, et al. Release No. LR-16594
June 15, 2000	Lewis Allen Rivlin, Edwin Earl Huling III, and Alfred Huascar Velarde, as defendants; and Z-Finance, S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and Chrysanthos Chrysostomou, as relief defendants Release No. LR-16593
June 15, 2000	Internet Telecommunications Albany System SMR, et al. Release No. LR-16592
June 15, 2000	Michael R. Hendrix, Douglas S. Sawamura, Jeffrey S. Summerlin, James A.S. Lewis, Craig A. Larrew, San H. Mai, Bich Thi Hoang, Linh Ngoc Vu, Nick S. Park, John H. Oh, Timothy J. Helms and Raymond L. Helms Release No. LR-16591 See Also: Complaint in this matter , First Amended Complaint in this matter
June 15, 2000	SG Limited, d/b/a StockGeneration et al. Release No. LR-16590
June 14, 2000	Diagnostic Professional Imaging Services, Inc., Nationwide Medical Supplies, Inc., Justin Marvul, Michael Danilovich, Marat "Mark" Zayats, Gregory Levin, James Gennady Gaberkorn, Vadim Steven Shapiro, Arthur Prakopets, and Direct Surgical Supplies, LTD. Release No. LR-16589
June 14, 2000	Bruce Follick, Donald Brooks, Karl Donovan, Aaron Sandstrom, Derek Shapiro, a/k/a David Shapiro, Salvatore Tavolacci, Frederick Wall, First Fidelity Financial Corp., Exchange Online, Inc., First Fidelity Equities, Inc., Amerivest Online, Inc., First Commerce Corp., and First Fidelity Investment Management, Inc. Release No. LR-16588
June 14, 2000	Cendant Corporation Release No. LR-16587, AAER-1276 File Number: 3-10225
June 8, 2000	Vigue et al. Release No. LR-16586, AAER-1269
June 7, 2000	Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, dba Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts Release No. LR-16585
June 6, 2000	Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester Release No. LR-16584, AAER-1268 File Number: 3-9345
June 5, 2000	Robert E. Cohen, Victor M. Caron, and James B. Yates, Jr. Release No. LR-16583 File Number: 3-7700,
June 2, 2000	Gene Irving Garland, Jr., individually and dba Association for Retired Persons Financial Services and Sharla Dawn Holland Release No. LR-16582
June 1, 2000	Millennium Software Solutions, Inc. and Mark Shkolir Release No. LR-16581
June 1, 2000	Christopher K. Bagdasarian and Sam Lance White Release No. LR-16580, AAER-1264
June 1, 2000	Skyline Group, Inc, Robert L. Sheets, and Mary A. West Release No. LR-16579
June 1, 2000	Charles Richard Homa, et al. Release No. LR-16578
June 1, 2000	Jamie P. Piromalli, Steven Brewer, A. Michael Jaillett, Richard Mann and Seth Miller Release No. LR-16577
May 31, 2000	Kurtis Keith Lowe, et al. Release No. LR-16574
May 31, 2000	Claude Cossu Release No. LR-16573
May 31, 2000	Linda Ballou, Ronald Wackler and Bruce Harlan Release No. LR-16572
May 31, 2000	Tamarack Funding Corp. and Garry P. Isaacs Release No. LR-16571
May 31, 2000	Westshore Agency of Michigan, Inc., et al. Release No. LR-16570
May 31, 2000	Pacific Air Transport, Inc. and Robert B. Hirsch Release No. LR-16569
May 31, 2000	Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, and Dennis Rueb Release No. LR-16568
May 31, 2000	First Capital Services, Inc., et al. Release No. LR-16576
May 31, 2000	Tee To Green Golf Parks, Inc., Steven Blumhagen, Susan Blumhagen, David Trotter, Hanover Financial Group, Inc., Donald W. Owens and Financial Security Group Insurance Agency, Inc Release No. LR-16575
May 30, 2000	James L. Foster, Laurie F. Foster, Steven M. Bolla, and William E. Busacker, Jr. Release No. LR-16567
May 24, 2000	Hurst Capital Corp., et al. Release No. LR-16564
May 24, 2000	Corporate Relations Group, Inc., Stratcomm Media LTD., Gulf Atlantic Publishing, Inc., New Concepts L.L.C., CJL Corporation, Pow Wow, Inc., Fondo De Adquisiciones E Inversiones Internacionales XL, S.A., C.A. Oportunidad, S.A., Ammonia Hold, Inc., Roberto E. Veitia, James W. Spratt III, James A. Skalko, Jack R. Rodriguez, Jose Antonio Gomez Cortes, Arnold Zousmer, Charles J. Lidman and Michael Parnell Release No. LR-16563
May 23, 2000	C. William Cox Release No. LR-16562, AAER-1262
May 23, 2000	Anthony Pollak, Yosi Rubenstein, and Michael Shemmer Release No. LR-16561
May 22, 2000	Larry W. Ellis Release No. LR-16560
May 22, 2000	Liberty Capital Group, Inc. and Jason A. Greig Release No. LR-16559
May 17, 2000	Redbank Petroleum, Inc., et al. Release No. LR-16558
May 17, 2000	Gary Landon Davenport and Richard Earl Russell Release No. LR-16557
May 16, 2000	Y2K Highway, Inc. and Robert J. Kuntz Release No. LR-16556
May 16, 2000	William S. Cordo, Mitchell S. Davis and John A. Blount Release No. LR-16555
May 15, 2000	James S. Saltzman Release No. LR-16554
May 15, 2000	Ronald J. Mitchellette Release No. LR-16553
May 15, 2000	America Online, Inc. Release No. LR-16552, AAER-1258
May 12, 2000	William Madon Release No. LR-16551
May 12, 2000	Robert N. Rooks, John W. Duffell III and Charles E. Yost II Release No. LR-16550
May 12, 2000	Sunpoint Securities, Inc. et al. Release No. LR-16549
May 10, 2000	John Wayne Zidar, John Wesley Matthews and Elizabeth Anne Phillips, in their personal capacities and doing business as Oakleaf International, Rosewood International and Meliorations Management Teem Release No. LR-16548
May 10, 2000	Michael T. Higgins, et al. Release No. LR-16547
May 9, 2000	Frederick C. Brandau, Raphael "Ray" Levy and Jeffrey Paine Release No. LR-16546
May 9, 2000	Sunpoint Securities, Inc. et al. Release No. LR-16545
May 9, 2000	Sam M. Antar et al. Release No. LR-16544
May 9, 2000	Enterprises Solutions, Inc., et al. Release No. LR-16543
May 8, 2000	Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph Mckeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr., Raymond F. White, and H. Constance Neff Release No. LR-16542
May 8, 2000	Mark Schultz Release No. LR-16541
May 5, 2000	P. Joseph Vertucci, Brucee. Straughn, Robert V. Petry, Roland R. Baughman, Richard M. Johnson, Edward Meyer, Jr., and Hazlet Investors, Inc. (Defendants), and Joanne C. Straughn Release No. LR-16565
May 5, 2000	Assured International, Inc., Sam E. Harris, Sharp Financial Corp., Max Becker and Tralana Lee Release No. LR-16540
May 4, 2000	American HomePatient director, Henry T. Blackstock Release No. LR-16539
May 4, 2000	Benjamin Franklin Cook et al Release No. LR-16538
May 4, 2000	Mark Malatesta, Individually and doing business as Financial Solutions Web Release No. LR-16537
May 3, 2000	ITEX Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris Release No. LR-16536, AAER-1256
May 3, 2000	Stephen Hourmouzis and Wayne Loughnan Release No. LR-16535
May 2, 2000	David W. McConnell and Charles P. Morrison Release No. LR-16534, AAER-1254
May 1, 2000	International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith, and International Heritage, Incorporated Release No. LR-16531
May 1, 2000	Eugene J. Yelverton, Jr. Release No. LR-16533
May 1, 2000	Stephen Hourmouzis and Wayne Loughnan Release No. LR-16532
April 28, 2000	James J. McDermott, Jr., Kathryn B. Gannon a/k/a Marylin Star and Anthony P. Pomponio Release No. LR-16530
April 28, 2000	Sam D. Schwartz, et al. Release No. LR-16529
April 27, 2000	David E. Lipson Release No. LR-16528
April 26, 2000	Nicolas Molina and Julia Vasquez Release No. LR-16527
April 24, 2000	Gibbons Release No. LR-16526
April 21, 2000	Stephen C. Sayre, Independent Financial Reports, Inc. and Silver Screen Industries, Inc. Release No. LR-16525
April 21, 2000	Tessa Financial Group, Inc. and Richard Hamilton Release No. LR-16524
April 19, 2000	The Commonwealth Group, LLC and Ned Rich Hart Release No. LR-16523
April 19, 2000	Marlon D. Tropeano, and David Barroso, Jr., defendants, and Golf Emporium Corporation, Isabel Munoz, and V.M.C. Holdings Inc. Release No. LR-16522
April 18, 2000	Robert H. Cosby and Global Action Investments Limited Release No. LR-16520
April 18, 2000	ABS Industries, Inc., William J. McCarthy, Theodore Ursu III, John M. McHale, and David R. Bush Release No. LR-16519
April 18, 2000	Bradley J. Buchanan Release No. LR-16518, AAER-1250
April 18, 2000	Cornerstone Prodigy Group, Inc., Gary D. Reeder, Sandra Reeder Release No. LR-16521
April 14, 2000	eConnect and Thomas S. Hughes Release No. LR-16517
April 13, 2000	Allen K. Deary and Dennis A. Fichter Release No. LR-16516, AAER-1246
April 12, 2000	Liberato A. Iannone and Creg W. Dance Release No. LR-16515
April 12, 2000	Mark K. Curry and Joseph H. Curry Release No. LR-16514
April 11, 2000	Appalachian Investment Corporation, Inc., et al. Release No. LR-16513
April 11, 2000	Michael D. Richmond Release No. LR-16512
April 10, 2000	Stephen C. Sayre, Independent Financial Reports, Inc. and Silver Screen Industries, Inc. Release No. LR-16509

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