Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort ascending	Respondents
Dec. 26, 2018	Cherubim Interests, Inc., PDX Partners, Inc., Victura Construction Group, Inc., and Patrick Jevon Johnson Release No. LR-24380
Dec. 21, 2018	John T. Place, et al. Release No. LR-24379
Dec. 21, 2018	China United Insurance Service, Inc., et al. Release No. LR-24378 See Also: SEC Complaint
Dec. 20, 2018	Grenda Group, LLC, et al. Release No. LR-24377 See Also: SEC Complaint
Dec. 19, 2018	Robert S. "Lute" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al. Release No. LR-24376 See Also: Davis Complaint , Goodman Complaint , New Complaint
Dec. 17, 2018	Peter Cho Release No. LR-24375 See Also: SEC Complaint
Dec. 14, 2018	Craig Arsenault, Atlas Capital Management, Inc., and ACT Global Investments Release No. LR-24374 See Also: SEC Complaint
Dec. 14, 2018	Thomas H. Laws, et al. Release No. LR-24373 See Also: SEC Complaint
Dec. 13, 2018	Gregory E. Webb, et al. Release No. LR-24372
Dec. 10, 2018	Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni Release No. LR-24371 See Also: SEC Complaint
Dec. 10, 2018	Jared Jeffrey Davis and Dale Burke Pinchot Release No. LR-24370 See Also: SEC Complaint
Dec. 7, 2018	NVC Fund LLC and Frank Ekejija Release No. LR-24369
Dec. 6, 2018	Jesse C. Litvak Release No. LR-24368
Dec. 6, 2018	Michael B. Rothenberg Release No. LR-24367 See Also: SEC Complaint
Dec. 6, 2018	Chen et al. Release No. LR-24366 See Also: SEC Complaint
Dec. 3, 2018	Mark Suleymanov Release No. LR-24364 See Also: SEC Complaint
Dec. 3, 2018	David G. Dreslin, et al. Release No. LR-24365 See Also: SEC Complaint
Nov. 30, 2018	Jared Gabriel Forrester Release No. LR-24363 See Also: SEC Complaint
Nov. 29, 2018	Eric T. Landis et al. Release No. LR-24362
Nov. 28, 2018	Morrie Tobin et al. Release No. LR-24361 See Also: SEC Complaint
Nov. 26, 2018	Zev Saltsman, et al. Release No. LR-24360
Nov. 20, 2018	Kimberly Pine Kitts Release No. LR-24359
Nov. 20, 2018	Steve Qi, et al. Release No. LR-24358
Nov. 20, 2018	Home Solutions of America, Inc., et al. Release No. LR-24357
Nov. 16, 2018	James S. Polese, et al. Release No. LR-24356
Nov. 16, 2018	Giga Entertainment Media, Inc. et al. Release No. LR-24355 See Also: SEC Complaint
Nov. 16, 2018	Gaylen D. Rust and Rust Rare Coin, Inc. Release No. LR-24354 See Also: SEC Complaint
Nov. 15, 2018	Dhru Desai Release No. LR-24352 File Number: 3-18841
Nov. 15, 2018	Town of Ramapo, et al. Release No. LR-24351
Nov. 15, 2018	Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research, Inc. Release No. LR-24353
Nov. 14, 2018	James V. Mazzo, et al. Release No. LR-24350
Nov. 13, 2018	Richard G. Cody, et al. Release No. LR-24349
Nov. 9, 2018	Joseph Meli, et al. Release No. LR-24348
Nov. 9, 2018	Arthur Lamar Adams et al. Release No. LR-24347
Nov. 9, 2018	Kevin B. Merrill, et al. Release No. LR-24346
Nov. 8, 2018	Ricardo H. Goldman Release No. LR-24344 See Also: SEC Complaint
Nov. 8, 2018	Craig H. Carton, et al. Release No. LR-24343
Nov. 8, 2018	Eric J. "EJ" Dalius et al. Release No. LR-24345 See Also: SEC Complaint
Nov. 8, 2018	James E. Hengen Release No. LR-24340 See Also: SEC Complaint
Nov. 8, 2018	Eric P. Lesak, et al. Release No. LR-24339
Nov. 8, 2018	Slobodan Dragojlovic Release No. LR-24338 See Also: SEC Complaint
Nov. 8, 2018	Michael E. Cone, et al Release No. LR-24342 See Also: SEC Complaint
Nov. 8, 2018	SeeThruEquity, LLC et al. Release No. LR-24341 See Also: SEC Complaint
Nov. 7, 2018	Core Performance Management, LLC, et al., RMR Asset Management Company, et al. Release No. LR-24337
Nov. 6, 2018	Robert A. Ferrante and Marilyn R. Thomassen, et al. Release No. LR-24336 See Also: SEC Complaint
Nov. 6, 2018	TelexFree, Inc. et al. Release No. LR-24335
Nov. 2, 2018	Brian Pappas, et al. Release No. LR-24332
Nov. 2, 2018	Charles A. Banks, IV Release No. LR-24331
Nov. 2, 2018	Douglas P. Simanski Release No. LR-24334 See Also: SEC Complaint
Nov. 2, 2018	Timothy J. Atkinson, et al., Ronald C. Montano, et al., Justin Blake Barrett and Grayson Brookshire Release No. LR-24333 See Also: et al. , et al. , and Justin Blake Barrett and Grayson Brookshire
Nov. 1, 2018	1Pool Ltd. a.k.a. 1Broker and Patrick Brunner Release No. LR-24330 See Also: SEC Complaint
Oct. 31, 2018	Brian Weber and Bebida Beverage Co. Release No. LR-24329 See Also: SEC Complaint
Oct. 30, 2018	Sean Kelly et al. Release No. LR-24328 See Also: SEC Complaint
Oct. 30, 2018	Roger Knox et al. Release No. LR-24327
Oct. 29, 2018	Yorkville Advisors, LLC, Mark Angelo and Edward Schinik Release No. LR-24326
Oct. 26, 2018	Philip Thomas Kueber Release No. LR-24325
Oct. 23, 2018	Alexander C. Burns, et al. Release No. LR-24324 See Also: SEC Complaint
Oct. 23, 2018	John Madsen, Andalusian Resorts and Spas, Inc., and Bernard Fried Release No. LR-24323
Oct. 22, 2018	Mark E. Fisher and Joseph F. Capuozzo Release No. LR-24322 See Also: SEC Complaint
Oct. 22, 2018	Bruce J. Fixelle, Genesis Advisory Services Corp., and Aurora Capital Management, LLC Release No. LR-24321 See Also: SEC Complaint
Oct. 18, 2018	Ross McLellan Release No. LR-24320
Oct. 18, 2018	Jean Danhong Chen, Tony Jianyun Ye, Kai Hao Robinson, Kuansheng Chen, Law Offices of Jean D. Chen, A Professional Corporation, Tree Lined Holdings, LLC, And Golden State Regional Center, LLC Release No. LR-24319 See Also: SEC Complaint
Oct. 18, 2018	Richard J. Greenlaw et al. Release No. LR-24318
Oct. 16, 2018	Bryan B. Long Release No. LR-24317 See Also: SEC Complaint
Oct. 12, 2018	Susan Werth, a.k.a. Susan Worth, Corporate Mystic, LLC, Commercial Exchange Solutions, Incorporated, and Exchange Solutions Company Release No. LR-24316 See Also: SEC Complaint
Oct. 11, 2018	Harold L. Altvater Release No. LR-24315
Oct. 11, 2018	Blockvest, LLC and Reginald Buddy Ringgold, III a/k/a Rasool Abdul Rahim El Release No. LR-24314 See Also: SEC Complaint
Oct. 11, 2018	Merrill, et al. Release No. LR-24313
Oct. 10, 2018	Ross B. Shapiro, Michael A. Gramins and Tyler G. Peters Release No. LR-24312 See Also: SEC Complaint , Administrative Proceedings Release
Oct. 10, 2018	Dennis Wayne Hamilton Release No. LR-24311
Oct. 9, 2018	Jeffre James and Saint James Holding and Investment Company Trust Release No. LR-24308
Oct. 9, 2018	FX & Beyond Corporation et al. Release No. LR-24310
Oct. 9, 2018	Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC Release No. LR-24309
Oct. 5, 2018	Todd Elliott Hitt, Kiddar Capital LLC, Kiddar Group Holdings, Inc., as Defendants, and Kiddar Herndon Station LLC, Kiddar Homebuilding Fund I LLC, Melbourne Retreat LLC, Kiddar Mass Ave LLC, Kiddar Ridgeview LLC, ESA Emerson LLC, ESA Highwood LLC, and Kiddar AQ LLC a/k/a Kiddar Aquicore LLC, as Relief Defendants Release No. LR-24307 See Also: SEC Complaint
Oct. 5, 2018	Robert O. Carr and Katherine M. Hanratty Release No. LR-24306
Oct. 3, 2018	Roger Knox et al. Release No. LR-24304 See Also: SEC Complaint
Oct. 3, 2018	Russell Craig and OneStep Financial Services, LLC Release No. LR-24303 See Also: SEC Complaint
Oct. 3, 2018	Ifitikar Ahmed, et al. Release No. LR-24305
Oct. 1, 2018	Salix Pharmaceuticals, Ltd., Adam C. Derbyshire Release No. LR-24302 See Also: Ltd. Complaint , Adam C. Derbyshire Complaint
Sept. 28, 2018	Thomas J. Connerton and Safety Technologies LLC Release No. LR-24292
Sept. 28, 2018	Carlos I. Uresti and Stanley P. Bates Release No. LR-24296 See Also: SEC Complaint
Sept. 28, 2018	Michael A. Bressman Release No. LR-24300 See Also: SEC Complaint
Sept. 28, 2018	Goldsky Asset Management, LLC and Kenneth Grace Release No. LR-24291 See Also: SEC Complaint
Sept. 28, 2018	Nutra Pharma Corp. et al Release No. LR-24295 See Also: SEC Complaint
Sept. 28, 2018	Jehu Hand and Antonio Katz Release No. LR-24299
Sept. 28, 2018	Edward J. Kosinski Release No. LR-24294
Sept. 28, 2018	Bryan R. Ziegenfuse Release No. LR-24298 See Also: SEC Complaint
Sept. 28, 2018	NL Technology, LLC et al. Release No. LR-24293 See Also: SEC Complaint
Sept. 28, 2018	Thomas Carter Ronk Release No. LR-24297 See Also: SEC Complaint
Sept. 28, 2018	TelexFree, Inc. et al. Release No. LR-24301
Sept. 27, 2018	Andrew J. Kandelapas Release No. LR-24290
Sept. 27, 2018	James Thomas Bramlette, the Pelorus Group, LLC, Anthony Mark Hartman, Private Placement Capital Notes II, LLC, Stone Mountain Equities, LLC, Travis Kozlowski, Entelecus Fund, LLC, Aaron John Wernli Release No. LR-24289 See Also: SEC Complaint
Sept. 26, 2018	William C. Skelley and Sohin S. Shah Release No. LR-24288 See Also: SEC Complaint
Sept. 25, 2018	John Gregory Schmidt Release No. LR-24287 See Also: SEC Complaint
Sept. 24, 2018	Adam Rentzer Release No. LR-24286 See Also: SEC Complaint
Sept. 21, 2018	Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO, LLC Release No. LR-24284 See Also: SEC Complaint
Sept. 21, 2018	Jason W. Galanis, et al. Release No. LR-24283
Sept. 21, 2018	James Douglas Miller Release No. LR-24282, AAER-3986 See Also: SEC Complaint
Sept. 21, 2018	Hope Advisors, LLC, et al. Release No. LR-24285
Sept. 20, 2018	CSIR Group, LLC, et al. Release No. LR-24280

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