ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

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Date Respondents
Customer Sports, Inc., General Magic, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), SportsPrize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp.
Release No. 3-13698
File Number: 3-13698
AppOnline.com, Inc., AstroPower, Inc., Condor Gold Corp., EPL Technologies, Inc., General Credit Corp., Integra, Inc., Integrated Health Services, Inc., Log On America, Inc., Matlack Systems, Inc., PixTech, Inc., and Virtual Communities, Inc.
Release No. 3-13688
File Number: 3-13688
Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc., MC Liquidating Corp., Medco Health Corp., Meridian National Corp., MetaSource Group, Inc., Micel Corp., MicroENERGY, Inc., and MicroLeague Multimedia, Inc.
Release No. 3-13680
File Number: 3-13680
Raymond Rapaglia
Release No. 3-13647
File Number: 3-13647
M.G. Products, Inc. et al.
Release No. 3-13660
File Number: 3-13660
Altiva Financial Corp. et al.
Release No. 3-13651
File Number: 3-13651
KHF Advisors, LLC
Release No. 3-13615
File Number: 3-13615
Appalachian Asset Management, Inc.
Release No. 3-13616
File Number: 3-13616
Valcapx Acquisition Corp., Valuestar Corp., Vandelay, Inc., VelocityHSI, Inc., Ventura Entertainment Group, Ltd. (n/k/a Insight Entertainment Group, Ltd.), and Verida Internet Corp.
Release No. 3-13676
File Number: 3-13676
Pacific Lease Group, Inc.
Release No. 3-13621
File Number: 3-13621
Consumers Financial Corporation
Release No. 3-13628
File Number: 3-13628
Jaycee James
Release No. 3-13584
File Number: 3-13584
Universal Food & Beverage Co.
Release No. 3-13629
File Number: 3-13629
PKI Solutions, Inc., Planetgood Technologies, Inc. (n/k/a All American Coffee & Beverage, Inc.), Platronics, Inc., Plus Solutions, Inc., Portacom Wireless, Inc., Portal Net, Ltd., Prime Holdings & Investments, Inc., Pro-After, Inc. (f/k/a PurchasePro.com, Inc.), Project Group, Inc., ProLong International Corp., PSS, Inc., and Purus, Inc.
Release No. 3-13665
File Number: 3-13665
Redtop Mountain Corp.(n/k/a Weblogix, Inc.), Reliable Power Systems, Inc., Renaissance Acceptance Group, Inc., Republic Goldfields, Inc., Rexon, Inc. (n/k/a Tecmar Technologies, Inc.), River Oaks Furniture, Inc., Roberds, Inc., and Rochem Environmental, Inc.
Release No. 3-13662
File Number: 3-13662
Park Meditech, Inc., Peerless Industrial Group, Inc., Peerless Tube Co., PH Group, Inc., PHC, Inc.
Release No. 3-13663
File Number: 3-13663
Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc.
Release No. 3-13649
File Number: 3-13649
Western Fidelity Funding, Inc., Western Real Estate Fund, Inc., Willamette Valley, Inc. Microbreweries Across America, Windsor Energy Corp., Wireless Billboards Technologies Corp., and WPB Financiers Ltd.
Release No. 3-13650
File Number: 3-13650
Glenn Manterfield
Release No. 3-13438
File Number: 3-13438
Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc.
Release No. 3-13636
File Number: 3-13636
George Tamura
Release No. 3-13637
File Number: 3-13637
RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., Red Hand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc. James T. Kelly, Administrative Law Judge
Release No. 3-13556
File Number: 3-13556
Energy Source, Inc.
Release No. 3-13638
File Number: 3-13638
Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "N" Roll Restaurants of the Past, Inc.
Release No. 3-13634
File Number: 3-13634
National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.)
Release No. 3-13632
File Number: 3-13632
Value Merchants, Inc., Varner Technologies, Inc. (f/k/a Peppermill Capital Corp.), Veronex Technologies, Inc., ViaGrafix Corp., Viapay Limited (f/k/a Interface e.com, Inc.)
Release No. 3-13605
File Number: 3-13605
Warwick Insurance Managers, Inc., Watermarc Food Management Co., Welcome Home, Inc., Whitehall Limited, Inc., Word-Tronics Corp., Worksafe Industries, Inc., World Commerce Online, Inc., Worldwide Film Funding, Inc., Worldwide Web Networx Corp., and Wulf International, Ltd.
Release No. 3-13626
File Number: 3-13626
DTVN Holdings, Inc. et al.
Release No. 3-13624
File Number: 3-13624
Consumers Financial Corporation
Release No. 3-13628
File Number: 3-13628
Keevin H. Leonard and Robert F. Malin
Release No. 3-13512
File Number: 3-13512
Jaycee James
Release No. 3-13584
File Number: 3-13584
Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc.
Release No. 3-13545
File Number: 3-13545
Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc.
Release No. 3-13597
File Number: 3-13597
V-Twin Holdings, Inc. (n/k/a Tobacco One, Inc.), Valley Media, Inc., Venturequest Group, Inc. (n/k/a Dex-Ray Resources, Inc.), Verex Laboratories, Inc., Vibro-Tech Industries, Inc., Video City, Inc., and Vidikron Technologies Group, Inc.
Release No. 3-13575
File Number: 3-13575
Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc.
Release No. 3-13573
File Number: 3-13573
Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp., Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc.
Release No. 3-13582
File Number: 3-13582
Pacific International Enterprises, Inc., Paradise Holdings, Inc., PC-EPhone, Inc., Phoenix Laser Systems, Inc., Phoenix Resources Technologies, Inc., and Pilot Network Services, Inc.
Release No. 3-13598
File Number: 3-13598
National Tire Services, Inc., TheNETdigest.com, Inc., New Media, Inc. (n/k/a New Media Group, Inc.), New Tel, Ltd., New York Film Works, Inc., and Newstar Resources, Inc.
Release No. 3-13590
File Number: 3-13590
Action Auto Rental, Inc., Addisson Industries, Inc., Advanced Promotion Technologies, Inc., Advantexcel Com Communications Corp., Aeire Corp., All American Food Group, Inc., and Allerion, Inc.
Release No. 3-13580
File Number: 3-13580
Glenn Manterfield
Release No. 3-13438
File Number: 3-13438
What's for Free Technologies, Inc. (n/k/a Krifter Holdings, Inc.), Wherehouse Entertainment, Inc., Windpower Partners 1983-1, Windpower Partners 1984, World Financial Systems Co. Ltd., Wrap-N-Roll Usa, Inc., and Wyrlis Corp.
Release No. 3-13576
File Number: 3-13576
Mary Beth Stevens
Release No. 3-13553
File Number: 3-13553
RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., Red Hand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc. James T. Kelly, Administrative Law Judge
Release No. 3-13556
File Number: 3-13556
Conversion Solutions Holdings Corp.
Release No. 3-13538
File Number: 3-13538
Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc.
Release No. 3-13545
File Number: 3-13545
iWorld Projects & Systems, Inc.
Release No. 3-13536
File Number: 3-13536
Gregg Thomas Rennie
Release No. 3-13496
File Number: 3-13496
N.U. Pizza Holding Corp., Nahama & Weagent Energy Co., Namsco Corp., Nemdaco, Inc., Net Telecommunications, Inc., Network Commerce, Inc., Network One Holdings Corp., New Bridge Products, Inc., New Capital iWorks, Inc., and Nextpath Technologies, Inc. (n/k/a Central American Development Group, Inc.)
Release No. 3-13546
File Number: 3-13546
CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin Robert G. Mahony, Administrative Law Judge
Release No. 3-13304
File Number: 3-13304
iJoin Systems, Inc., I-Tel Networks, Inc., I-Transaction.net, Inc., iGenesis, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc. and The Imagemakers Photography, Inc.
Release No. 3-13517
File Number: 3-13517
Warehouse Club Inc. et al., Winthrop Resources Corp.
Release No. 3-13519
File Number: 3-13519
Glenn Manterfield
Release No. 3-13438
File Number: 3-13438
Royal Spring Water, Inc.
Release No. 3-13462
File Number: 3-13462
Keystone Ventures, Inc.
Release No. 3-13523
File Number: 3-13523
VoIP, INC.
Release No. 3-13440
File Number: 3-13440
National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., Nexgen Vision, Inc., and Noel Group, Inc.
Release No. 3-13477
File Number: 3-13477
Pegasus Wireless Corporation
Release No. 3-13488
File Number: 3-13488
H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.)
Release No. 3-13503
File Number: 3-13503
Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals Usa II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc. Carol Fox Foelak, Administrative Law Judge
Release No. 3-13527
File Number: 3-13527
Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc.
Release No. 3-13511
Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp.
Release No. 3-13474
File Number: 3-13474
Falcon Entertainment Corp., Fanatics Only, Inc., Fidelity Leasing Income Fund, Finger Lakes Financial Corp., First Cincinnati, Inc., and First Mutual, Inc. (n/k/a First Community, Inc.)
Release No. 3-13518
File Number: 3-13518
FCF, Inc., FI Liquidating Co., Inc, Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.)
Release No. 3-13471
File Number: 3-13471
Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc.
Release No. 3-13475
File Number: 3-13475
Global Matrechs, Inc.
Release No. 3-13420
File Number: 3-13420
Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc.
Release No. 3-13460
File Number: 3-13460
Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp.
Release No. 3-13474
File Number: 3-13474
Nanosignal Corp., Inc. (n/k/a Nano Global, Inc.), NetVoice Technologies Corp., The New Anaconda Co., NewCom International, Inc. (n/k/a Sino Express Travel Ltd.), and NewKidCo International, Inc.
Release No. 3-13476
File Number: 3-13476
Ravi Yanamadula
Release No. 3-13434
File Number: 3-13434
Today's Man, Inc., Tokheim Corp., The Topaz Group, Inc., Toth Aluminum Corp., Tower Air, Inc., TPC Liquidation, Inc., The Translation Group, Ltd., Trend-Lines, Inc., and Tri-Lite, Inc.
Release No. 3-13473
File Number: 3-13473
I.A. Europe Group, Inc. (n/k/a Ghost Technology, Inc.), I-Carauction.com, Inc., ICIS Management Group, Inc., iCommerce Group, Inc., IDM Environmental Corp., and Illinois Creek Corp.
Release No. 3-13449
File Number: 3-13449
Wade Cook Financial Corp., Warning Management Services, Inc., Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.)
Release No. 3-13461
File Number: 3-13461
Douglas F. Samuels
Release No. 3-13433
File Number: 3-13433
Charles F. Lewis
Release No. 3-13435
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Carol Fox Foelak, Administrative Law Judge
Release No. 3-11893
File Number: 3-11893
I Incubator.com, Inc., I Storm, Inc., iBeam Broadcasting Corp., I.C.H. Corp., Idream.ws, Inc., and Images of Life, Inc.
Release No. 3-13448
File Number: 3-13448
Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc.
Release No. 3-13460
File Number: 3-13460
Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.),Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communication Systems, Inc.), Allegiant Physician Services, Inc., And Alpha Microsystems (n/k/a NQL Inc.)
Release No. 3-13542
Raymond Thomas
Release No. 3-13408
File Number: 3-13408
F&C International, Inc., The Fapa Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc.
Release No. 3-13427
File Number: 3-13427
GLB Trading, Inc. and Robert A. Lechman
Release No. 3-13443
File Number: 3-13443
Poseidis, Inc.
Release No. 3-13442
Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
Release No. 3-13428
Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc.
Release No. 3-13426
File Number: 3-13426
IAC Holdings, Inc.
Release No. 3-13431
File Number: 3-13431
Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
Release No. 3-13428
File Number: 3-13428
Aegis Consumer Funding Group, Inc., APS Holding Corp., Dakota Mining Corp., Digital Communications Technology Corp., Horn Silver Mines, Inc., and TCC Industries, Inc.
Release No. 3-13425
File Number: 3-13425
IDM Participating Income Co., IDM Participating Income Co. II, IDM Participating Income Co. III, IDM Participating Income Co. IV, IDM Participating Income Co. V, IDM Participating Income Co. VII, IDM Participating Income Co. 90
Release No. 3-13429
File Number: 3-13429
Laurence G. Young
Release No. 3-13331
File Number: 3-13331
Global 1 Investment Holdings Corporation
Release No. 3-13359
File Number: 3-13359
L Rex International, Inc., Lakshmi Enterprises, Inc., Lamaur Corp., Laminco Resources, Inc.(n/k/a Zaruma Resources, Inc.), Landis & Partners, Inc., Las Americas Broadband, Inc., and Laser Precision Corp.(n/k/a NetTest, Inc.)
Release No. 3-13361
File Number: 3-13361
Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc. and Storm Technology, Inc.
Release No. 3-13371
File Number: 3-13371
Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc.
Release No. 3-13384
File Number: 3-13384
Cort L. Poyner
Release No. 3-13299
Lambert Communications, Inc., Laniprin Life Sciences, Inc., Last American Exit, Inc., Lawrence Insurance Group, Inc., Le Print Express International, Inc., Leak-X Environmental Corp., and Leisure Shoppers, Inc.
Release No. 3-13360
JMXI, Inc. (f/k/a Jupiter Communications, Inc.)
Release No. 3-13368
File Number: 3-13368
Janex International, Inc., Jet Energy Corp., JobSort, Inc., Jones Plumbing Systems, Inc., Jore Corp., and Journey's End Resorts, Inc.
Release No. 3-13375
Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc. Carol Fox Foelak, Administrative Law Judge
Release No. 3-13385
File Number: 3-13385
Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc.
Release No. 3-13354
File Number: 3-13354
No Respondents
Release No. 3-13346
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