ALJ Initial Decisions
Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).
Related Resources:
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Release No.
446
See Also:
Finality Order, Release No. 34-66504
File Number:
3-14509
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Release No.
445
See Also:
Finality Order, Release No. 34-66219
File Number:
3-14482
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Release No.
444
File Number:
3-14496
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Release No.
443
See Also:
Opinion, Release No. 33-9417
File Number:
3-14266
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Release No.
442
See Also:
Finality Order, Release No. IA-3334
File Number:
3-14472
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Release No.
441
See Also:
Finality Order, Release No. 34-65949
File Number:
3-14408
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Release No.
440
See Also:
Finality Order, Release No. 34-65879
File Number:
3-14470
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Release No.
439
See Also:
Finality Order, Release No. 34-65856
File Number:
3-14463
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Release No.
438
See Also:
and Scheduling Briefs
File Number:
3-14081
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Release No.
437
See Also:
Finality Order, Release No. 34-65702
File Number:
3-14423
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Release No.
436
See Also:
Finality Order, Release No. 34-65782
File Number:
3-14474
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Release No.
435
File Number:
3-14390
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Release No.
434
File Number:
3-14323
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Release No.
433
File Number:
3-14401
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Release No.
432
See Also:
Finality Order, Release No. 34-65707
File Number:
3-14161
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Release No.
431
See Also:
Finality Order, Release No. 34-65738
File Number:
3-14394
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Release No.
430
File Number:
3-14378
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Release No.
429
See Also:
Finality Order, Release No. 34-65540
File Number:
3-14378
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Release No.
428
See Also:
Release No. IC-29948
File Number:
3-14055
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Release No.
427
File Number:
3-14208
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Release No.
426
File Number:
3-14190
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Release No.
425
File Number:
3-13927
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Release No.
424
File Number:
3-14271
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Release No.
423
See Also:
Release No. 34-65704
File Number:
3-14301
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Release No.
422
See Also:
Finality Order, Release No. 34-65121
File Number:
3-14319
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Release No.
421
See Also:
Finality Order, Release No. 34-65026
File Number:
3-14359
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Release No.
420, 34-64970, AAER-3306
See Also:
Finality Order, Release No. 34-64970
File Number:
3-13997
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Release No.
419
File Number:
3-14162
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Release No.
416-A
See Also:
Finality Order, Release No. 33-9225
File Number:
3-13871
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Release No.
418
See Also:
Finality Order, Release No. 33-9210
File Number:
3-13887
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Release No.
417
See Also:
Finality Order, Release No. 34-64515
File Number:
3-14070
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Release No.
415
File Number:
3-13913
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Release No.
414
See Also:
Finality Order, Release No. 34-64490
File Number:
3-14051
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Release No.
413
File Number:
3-13986
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Release No.
412
See Also:
Opinion, Release No. IA-3260
File Number:
3-12978
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