ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort descending Respondents
Release No. 411
File Number: 3-13797
Release No. 410
File Number: 3-13337
Release No. 409
File Number: 3-13975
Release No. 408
File Number: 3-13908
Release No. 407
File Number: 3-13998
Release No. 406
File Number: 3-13967
Release No. 405, 34-63330
File Number: 3-13918
Release No. 404
File Number: 3-13935
Release No. 403
File Number: 3-13835
Release No. 402
File Number: 3-13655
Release No. 401
File Number: 3-13881
Release No. 400
File Number: 3-13828
Release No. 399
File Number: 3-13745
Release No. 398
File Number: 3-13532
Release No. 397
File Number: 3-13804
Release No. 396
File Number: 3-13280
Release No. 395
File Number: 3-13550
Release No. 394
File Number: 3-13761
Release No. 393
File Number: 3-13588