ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort descending	Respondents
Dec. 31, 1996	William F. Lincoln; Brenda P. Murray, Chief Administrative Law Judge Release No. 104 See Also: Opinion File Number: 3-8998
Dec. 13, 1996	John Francis D'Acquisto; Lillian A. McEwen, Administrative Law Judge Release No. 103 See Also: Opinion File Number: 3-8899
Dec. 4, 1996	Russell Ponce; Lillian A. McEwen, Administrative Law Judge Release No. 102 See Also: Opinion
Nov. 12, 1996	Joseph J. Barbato, Neal C. Harper and Frederick J. Krause; Burton S. Kolko, Administrative Law Judge Release No. 101 See Also: Opinion File Number: 3-8575
Nov. 7, 1996	Daniel D. Dietrich and Robert J. Judge; Carol Fox Foelak, Administrative Law Judge Release No. 100 See Also: Finality Order File Number: 3-9050
Nov. 4, 1996	James A. Sehn and Samuel O Forson; Lillian A. McEwen, Administrative Law Judge Release No. 99 See Also: Opinion File Number: 3-8234
Oct. 18, 1996	Danny G. Pinkerton and Kevin N. Campbell; Brenda P. Murray, Chief Administrative Law Judge Release No. 98 See Also: Order File Number: 3-8805
Sept. 27, 1996	Greg G. Anderson and Russell G. Koch; Carol Fox Foelak, Administrative Law Judge Release No. 97 See Also: Opinion File Number: 3-8832
Aug. 20, 1996	Frederick Entman, Norman B. Rothstein, Frank Louis Palumbo, Jacob Wonsover, Howard Richard Perles, M. Rimson & Co., Inc., and Moshe Rimson; Burton S. Kolko, Administrative Law Judge Release No. 96 See Also: Opinion File Number: 3-8584
Aug. 12, 1996	Milton Puryear; Brenda P. Murray, Chief Administrative Law Judge Release No. 95 See Also: Finality Order File Number: 3-8766
Aug. 2, 1996	Daniel L. Zessinger; Carol Fox Foelak, Administrative Law Judge Release No. 94 See Also: Finality Order File Number: 3-8838
July 22, 1996	William Edwin Somdahl; Brenda P. Murray, Chief Administrative Law Judge Release No. 93 See Also: Finality Order File Number: 3-8698
June 27, 1996	Richard J. Adams; Lillian A. McEwen, Administrative Law Judge Release No. 92 See Also: Order Dismissing Proceedings File Number: 3-8327
June 19, 1996	Alan E. Rosenthal; Brenda P. Murray, Chief Administrative Law Judge Release No. 91 See Also: Opinion File Number: 3-8642
June 5, 1996	Norsul Oil & Mining, Ltd., and Wayne E. Fowler; Brenda P. Murray, Chief Administrative Law Judge Release No. 90 See Also: Finality Order File Number: 3-8556
May 28, 1996	Robert I. Moses; Carol Fox Foelak, Administrative Law Judge Release No. 89 See Also: Opinion File Number: 3-8841
May 2, 1996	Thorn, Alvis, Welch, Inc., John E. Thorn, Jr., and Derryl W. Peden; Brenda P. Murray, Chief Administrative Law Judge Release No. 88 See Also: Commission Order File Number: 3-8400
April 1, 1996	Demitrios Julius Shiva; Carol Fox Foelak, Administrative Law Judge Release No. 87 See Also: Opinion File Number: 3-8803
March 11, 1996	Benjamin G. Sprecher; Brenda P. Murray, Chief Administrative Law Judge Release No. 86 See Also: Opinion File Number: 3-8230
Jan. 26, 1996	Robin Rushing And Harold ("B.J.") Gallison, Jr.; Burton S. Kolko, Administrative Law Judge Release No. 85 See Also: Finality Order File Number: 3-8593
Jan. 4, 1996	Gary A. Smith; Brenda P. Murray, Chief Administrative Law Judge Release No. 84 See Also: Finality Order File Number: 3-8755
Jan. 3, 1996	F.N. Wolf & Co., Inc., Hibbard Brown & Co., Inc., L.C. Wegard & Co., Inc., Franklin N. Wolf, Richard P. Brown, And Leonard B. Greer; Glenn Robert Lawrence, Administrative Law Judge Release No. 83 See Also: Opinion File Number: 3-8533

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