ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort descending Respondents
Release No. 43
File Number: 3-7856
Release No. 42
File Number: 3-8154
Release No. 41
File Number: 3-7988
Release No. 40
File Number: 3-7719
Release No. 39
File Number: 3-7977
Release No. 38
File Number: 3-7651
Release No. 37
See Also: Errata
File Number: 3-7912
Release No. 36
File Number: 3-7900
Release No. 35
File Number: 3-7958
Release No. 34
File Number: 3-7604
Release No. 33
File Number: 3-7714
Release No. 32
See Also: Opinion
File Number: 3-7164
Release No. 31
File Number: 3-7661