The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
UST Financial Services Corp.
[ Impersonators of Genuine Firms ]
114 West 47th Street, 14th Floor
New York, NY 10036-1532
July 25, 2019
- UST Financial Services Corp. is impersonating a formerly registered broker-dealer firm with the same name (CRD Number: 36881; SEC Number: 8-47488). The genuine UST Financial Services Corp. had its registration with the SEC terminated on February 18, 2003 and is defunct.