The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Stern Fisher Edwards Corp.
[ Impersonators of Genuine Firms ]
51 W. 52nd St., 18th Floor
New York, NY 10019
July 25, 2019
- Stern Fisher Edwards Corp. is impersonating a genuine broker-dealer firm with a similar name but different address - Stern Fisher Edwards Inc. (CRD Number: 7548; SEC Number: 8-22274), which has the following mailing address: 801 South Figueroa Street, Suite 2100, Los Angeles, CA 90017-2457. The impersonator has NO connection with, and is not to be confused with, the genuine Stern Fisher Edwards Inc. The SEC's EDGAR database contains registration information for the genuine entity.