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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Portfolio Investment Co. Ltd.

[ Impersonators of Genuine Firms ]

Seafirst Fifth Avenue Plaza
800 Fifth Avenue, Suite 4100
Seattle, WA 98104
Phone: 206-447-1452, 206-447-1452
Fax: 206-470-1150

July 25, 2019

  1. Portfolio Investment Co. Ltd. is impersonating a formerly registered broker-dealer firm with a similar name - Portfolio Investments, Inc. (CRD Number: 17670; SEC Number: 8-35589), which had the following mailing address:  1330 South Bascom Avenue, Suite E, San Jose, CA 95128. The genuine Portfolio Investments, Inc. withdrew its registration with the SEC effective February 19, 1994, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
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