The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Pacific American Securities
[ Impersonators of Genuine Firms ]
9191 Town Centre Drive, Suite 406
San Diego, CA 92122
July 25, 2019
- Pacific American Securities is impersonating a genuine broker-dealer and state-registered investment adviser firm with a similar name - Pacific American Securities, LLC (CRD Number: 42999; SEC Number: 8-50093 [for the broker-dealer]), which has the following mailing address: 9191 Towne Centre Drive, Suite 406, San Diego, CA 92122. The impersonator has NO connection with, and is not to be confused with, the genuine Pacific American Securities, LLC. The SEC's EDGAR database contains registration information for the genuine broker-dealer entity. WEBCRD (Central Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA)]) and WebIARD (Investment Adviser Registration Depository [operated by FINRA on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) also contain registration information for the genuine state-registered investment adviser firm, Pacific American Securities, LLC.
Modified: July 25, 2019