The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
[ Impersonators of Genuine Firms ]
405 Lexington Avenue, 39th Floor
New York, NY 10174
Phone: 716-676-1121 (documents), 646-701-7095 (website)
July 25, 2019
- Metcap Securities is impersonating a genuine broker-dealer firm with a similar name - Metcap Securities, LLC (CRD Number: 30418; SEC Number: 8-45147), which has the following mailing address: 405 Lexington Ave., 39th Floor, New York, NY 10174. The impersonator has NO connection with, and is not to be confused with, the genuine Metcap Securities, LLC. The SEC's EDGAR database contains registration information for the genuine entity.